Plan Assets Regulation Sample Clauses

Plan Assets Regulation. The regulation concerning the definition of “plan assets” under ERISA adopted by the United States Department of Labor and codified in 29 C.F.R. §2510.3-101, as modified by Section 3(42) of ERISA. Politically exposed Person An individual who is or has been entrusted with prominent public functions by a non-U.S. country, for example Heads of State or of government, senior politicians, senior government, judicial or military officials, senior executives of state owned corporations, important political party officials. This does not cover middle ranking or more junior individuals. Portfolio Company Any entity in which the Company holds a Portfolio Investment. Portfolio Investment As set forth in 4.1. Pre-Closing Distribution As set forth in 3.3.1 Preferred-Appointed Directors As set forth in 3.4.1. Preferred Unitholders Each holder of any Preferred Units, in such Person’s capacity as a Member of the Company holding Preferred Units, collectively. Preferred Units Preferred limited liability company units in the Company. Prime Rate As of any date, the prime rate of interest in effect on such date as reported in The Wall Street Journal. Private Credit Group The business unit of the Adviser working as the TCW Private Credit Group. Proceeds As set forth in 4.5.2. Public Plan Member As set forth in 14.3. Public Securities Market Any United States national or regional securities exchange, including but not limited to the New York Stock Exchange, NYSE MKT, and regional United States exchanges, any internationally recognized non-United States securities exchange and any recognized United States or non-United States automated quotation system, listing service or other form of securities exchange or trading forum, and the phrase “traded on a Public Securities Market” means publicly traded on or through any such exchange, system, listing service or forum. QII As set forth in 10.1.4. Recallable Amount As set forth in 4.5.3. Related Entity(ies) One or more of the following: (1) any Portfolio Company, (2) the Adviser and any other entity engaged in performing services for the Company, or any Existing Fund, at the Company’s or any such Existing Fund’s request, for any Portfolio Company or portfolio company of an Existing Fund; (3) any Intermediate Entity, any Parallel Fund or feeder fund or subsidiary of the Company, any such Intermediate Entity, or any such Parallel Fund; (4) any Existing Funds and their portfolio companies; and (5) any other fund(s) managed by the Adviser o...