Common use of Platform Fees Clause in Contracts

Platform Fees. New Account Setup Fee - Manual $15.00 per NASU New Account Setup Fee - Semi Automated $8.00 per NASU New Account Setup Fee - Fully Automated $2.00 per NASU Closed Account Fee $1.80 per acct per year Phone Calls $10.00 per call Correspondence $10.00 per item Redemptions $10.00 per item

Platform Fees. New Account Setup Fee - Manual $15.00 per NASU New Account Setup Fee - – Semi Automated $8.00 per NASU New Account Setup Fee - – Fully Automated $2.00 per NASU Closed Account Fee $1.80 per acct per year Phone Calls $10.00 per call Correspondence $10.00 per item Redemptions $10.00 per item

Platform Fees. New Account Setup Fee - Manual – Manual1 $15.00 10.50 per NASU New Account Setup Fee - – Semi Automated Automated1 $8.00 6.25 per NASU New Account Setup Fee - – Fully Automated Automated1 $2.00 3.00 per NASU Closed Account Fee $1.80 per acct per year Phone Calls $10.00 7.00 per call Correspondence $10.00 5.00 per item Redemptions Base Fee2 $10.00 152,400 per itemyear Matrix Xxxxx 0 Open Account Discount $3.00 per acct per year

Platform Fees. New Account Setup Fee - – Manual (Direct business only) $15.00 per NASU New Account Setup Fee - – Semi Automated Automated1 $8.00 per NASU New Account Setup Fee - – Fully Automated $2.00 per NASU (AIP/NSCC) Closed Account Fee $1.80 per acct per year Phone Calls Calls2 $10.00 per call Correspondence $10.00 per item Redemptions $10.00 per item