Common use of Portfolio Compliance Clause in Contracts

Portfolio Compliance. A. Assist with monitoring each portfolio's compliance with investment restrictions (e.g., issuer or industry diversification, etc.) listed in the current Prospectus and Statement of Additional Information. B. Assist with monitoring each portfolio's compliance with the requirements of Section 851 of the Code for qualification as a RIC (i.e., 90% Income, and Diversification Tests). C. Assist with monitoring investment manager's compliance with Board directives such as "Approved Issuers Listings for Repurchase Agreements", Rule 17a-7, and Rule 12d-3 procedures. D. Administer compliance by the fund's trustees, officers and "access persons" under the terms of the fund's Code of Ethics and SEC regulations.

Portfolio Compliance. A. Assist with monitoring each portfolioPortfolio's compliance with investment restrictions (e.g., issuer or industry diversification, etc.) listed in the current Prospectus and Statement of Additional Information. B. Assist with monitoring each portfolioPortfolio's compliance with the requirements of Section 851 of the Code for qualification as a RIC (i.e., 90% Income, Income and Diversification Tests). C. Assist with monitoring investment manager's compliance with Board directives such as "Approved Issuers Listings for Repurchase Agreements", Rule 17a-7, and Rule 12d-3 procedures. D. Administer compliance by the fundFund's trusteesDirectors, officers and "access persons" under the terms of the fundFund's Code of Ethics and SEC regulations.

Portfolio Compliance. A. Assist with monitoring each portfolio's compliance with investment restrictions (e.g., issuer or industry diversification, etc.) listed in the current Prospectus and Statement of Additional Information. B. Assist with monitoring each portfolio's compliance with the requirements of Section 851 of the Code for qualification as a RIC (i.e., 90% Income, and Diversification Tests). C. Assist with monitoring investment manager's compliance with Board directives such as "Approved Issuers Listings for Repurchase Agreements", Rule 17a-7, and Rule 12d-3 procedures. D. Administer compliance by the fund's trusteesdirectors, officers and "access persons" under the terms of the fund's Code of Ethics and SEC regulations.

Portfolio Compliance. A. Assist with monitoring each portfolioPortfolio's compliance with investment restrictions (e.g., issuer or industry diversification, etc.) listed in the current Prospectus and Statement of Additional Information. B. Assist with monitoring each portfolioPortfolio's compliance with the requirements of Section 851 of the Code for qualification as a RIC (i.e., 90% Income, Income and Diversification Tests). C. Assist with monitoring investment manager's compliance with Board directives such as "Approved Issuers Listings for Repurchase Agreements", Rule 17a-7, and Rule 12d-3 procedures. D. Administer compliance by the fundFund's trusteesTrustees, officers and "access persons" under the terms of the fundFund's Code of Ethics and SEC regulations.

Portfolio Compliance. A. Assist with monitoring each portfolio's compliance with investment restrictions (e.g., issuer or industry diversification, etc.) listed in the current Prospectus and Statement of Additional Information. B. Assist with monitoring each portfolio's compliance with the requirements of Section 851 of the Code for qualification as a RIC (i.e., 90% Income, and Diversification Tests). C. Assist with monitoring investment manager's compliance with Board directives such as "Approved Issuers Listings for Repurchase Agreements", Rule 17a-7, and Rule 12d-3 procedures. D. Administer compliance by the fundFund's trustees, officers and "access persons" under the terms of the fundFund's Code of Ethics and SEC regulations.