Portfolio Compliance. The Administrator shall provide the following compliance services in conjunction with the investment adviser's obligations pursuant to its Investment Advisory Agreement with the Trust and all applicable laws. A. Mail quarterly requests for "Securities Transaction Reports" to the Trust's Trustees and officers and "access persons" under the terms of the Trust's Code of Ethics and regulations promulgated by the U.S. Securities and Exchange Commission. B. Prepare, distribute, and utilize in compliance training sessions, comprehensive compliance materials, including compliance manuals and checklists, and develop or assist in developing guidelines and procedures to improve overall compliance by the Trust and its various agents.
Appears in 6 contracts
Samples: Administrative Services Agreement (E Trade Funds), Administrative Services Agreement (E Trade Funds), Administrative Services Agreement (E Trade Funds)