Common use of Portfolio Transaction Fees Clause in Contracts

Portfolio Transaction Fees. $7.00 per US Bank repurchase agreement transaction $9.00 per book entry security (depository or Federal Reserve system) $7.50 per book entry security (depository or Federal Reserve system) – Advisor affirmed $25.00 per transaction processed through our New York custodian definitive security (physical) $8.00 per principal paydown $15.00 per option/future contract written, exercised or expired $6.00 per Short sales $15.00 per mutual fund trade $15.00 per Fed wire or margin variation Fed wire $5.00 per expense disbursement $150.00 per segregated account per year Monthly Minimum Fee (I and II): $500 per month

Portfolio Transaction Fees. $$ 7.00 per US Bank repurchase agreement transaction $$ 9.00 per book entry security (depository or Federal Reserve system) $$ 7.50 per book entry security (depository or Federal Reserve system) – Advisor affirmed $25.00 per transaction processed through our New York custodian definitive security (physical) $$ 8.00 per principal paydown $15.00 per option/future contract written, exercised or expired $6.00 per Short sales $15.00 per mutual fund trade $15.00 per Fed wire or margin variation Fed wire $$ 5.00 per expense disbursement $150.00 per segregated account per year Monthly Minimum Fee (I and II): $500 per month

Portfolio Transaction Fees. $$ 7.00 per US Bank repurchase agreement transaction $9.00 $ 4.00 per book entry security (depository or Federal Reserve system) $7.50 per book entry security (depository or Federal Reserve system) – Advisor affirmed $25.00 per transaction processed through our New York custodian definitive security (physical) $$ 8.00 per principal paydown $15.00 per option/future contract written, exercised or expired $6.00 per Short sales $15.00 per mutual fund trade $15.00 per Fed wire or margin variation Fed wire $$ 5.00 per expense disbursement $150.00 per segregated account per year Monthly Minimum Fee (I and II): $500 per month