Common use of Potential Nature of Beneficial Holding Clause in Contracts

Potential Nature of Beneficial Holding. The purpose of this question is to identify the ultimate natural person(s) or publicly held entity that will exercise(s) sole or shared voting or dispositive power over the securities. (A) Is the undersigned required to file, or is it a wholly-owned subsidiary of a company that is required to file, periodic and other reports (for example, Forms 10-K, 00-X, 0-X) with the Securities and Exchange Commission pursuant to section 13(a) or 15(d) of the Securities Exchange Act of 1934? Yes o No o (B) State whether the undersigned is a subsidiary of an investment company, registered under the Investment Company Act of 1940: Yes o No o If a subsidiary, please identify the publicly-held parent entity: If you answered “Yes” to these two questions (Section 3, clauses 4(A) and (B)), you may skip the next question, and proceed to the signature page of this Investor Questionnaire. (C) Please identify the controlling person(s) of the undersigned (the “Controlling Entity”). If the Controlling Entity is not a natural person or a publicly held entity, please identify each controlling person(s) of such Controlling Entity. This process should be repeated until you reach natural persons or a publicly held entity that will exercise sole or shared voting or dispositive power over the securities: Please find below an example of the requested natural person disclosure: (D) Please provide contact information for all controlling persons and Controlling Entities identified in Section 3, clause 4(C) above:

Potential Nature of Beneficial Holding. The purpose of this question is to identify the ultimate natural person(s) or publicly held entity that will exercise(s) sole or shared voting or dispositive power over the securities. (A) Is the undersigned required to file, or is it a wholly-owned subsidiary of a company that is required to file, periodic and other reports (for example, Forms 10-K, 00-X, 0-X) with the Securities and Exchange Commission pursuant to section 13(a) or 15(d) of the Securities Exchange Act of 1934? Yes o No ox (B) State whether the undersigned is a subsidiary of an investment company, registered under the Investment Company Act of 1940: Yes o No o x If a subsidiary, please identify the publicly-held parent entity: If you answered “Yes” to these two questions (Section 3, clauses 4(A) and (B)), you may skip the next question, and proceed to the signature page of this Investor Questionnaire. (C) Please identify the controlling person(s) of the undersigned (the “Controlling Entity”). If the Controlling Entity is not a natural person or a publicly held entity, please identify each controlling person(s) of such Controlling Entity. This process should be repeated until you reach natural persons or a publicly held entity that will exercise sole or shared voting or dispositive power over the securities: Please find below an example of the requested natural person disclosure: (D) Please provide contact information for all controlling persons and Controlling Entities identified in Section 3, clause 4(C) above:

Potential Nature of Beneficial Holding. The purpose of this question is to identify the ultimate natural person(s) or publicly held entity that will exercise(s) sole or shared voting or dispositive power over the securities. (A) Is the undersigned required to file, or is it a wholly-owned subsidiary of a company that is required to file, periodic and other reports (for example, Forms 10-K, 0010-X, 0-X) with the Securities and Exchange Commission pursuant to section 13(a) or 15(d) of the Securities Exchange Act of 1934? Yes o No o (B) State whether the undersigned is a subsidiary of an investment company, registered under the Investment Company Act of 1940: Yes o No o If a subsidiary, please identify the publicly-held parent entity: If you answered “Yes” to these two questions (Section 3, clauses 4(A) and (B)), you may skip the next question, and proceed to the signature page of this Investor Questionnaire. (C) Please identify the controlling person(s) of the undersigned (the “Controlling Entity”). If the Controlling Entity is not a natural person or a publicly held entity, please identify each controlling person(s) of such Controlling Entity. This process should be repeated until you reach natural persons or a publicly held entity that will exercise sole or shared voting or dispositive power over the securities: Please find below an example of the requested natural person disclosure: (D) Please provide contact information for all controlling persons and Controlling Entities identified in Section 3, clause 4(Cclauses 3(C) above:

Potential Nature of Beneficial Holding. The purpose of this question is to identify the ultimate natural person(s) or publicly held entity that will exercise(s) sole or shared voting or dispositive power over the securitiesSecurities. (A) Is the undersigned required to file, or is it a wholly-owned subsidiary of a company that is required to file, periodic and other reports (for example, Forms 10-K, 00-X, 0-X) with the Securities and Exchange Commission (the “SEC”) pursuant to section 13(a) or 15(d) of the Securities Exchange Act of 1934Act? Yes o No oNo (B) State whether the undersigned is a subsidiary of an investment company, registered under the Investment Company Act of 1940: Yes o No o If a subsidiary, please identify the publicly-held parent entity: If you answered “Yes” to these two questions (Section 3Part C, clauses 4(A6(A) and (B)), you may skip the next question, and proceed to the signature page of this Investor Questionnaire. (C) Please identify the controlling person(s) of the undersigned (the “Controlling Entity”). If the Controlling Entity is not a natural person or a publicly held entity, please identify each controlling person(s) of such Controlling Entity. This process should be repeated until you reach natural persons or a publicly held entity that will exercise sole or shared voting or dispositive power over the securitiesSecurities: Please find below an example of the requested natural person disclosure: (D) Please provide contact information for all controlling persons and Controlling Entities identified in Section 3Part C, clause 4(C6(C) above: