Common use of Preparation and Circulation of Research Reports Clause in Contracts

Preparation and Circulation of Research Reports. Notwithstanding anything to the contrary in this Agreement, the Participant and its affiliates may prepare and circulate in the regular course of their businesses research, reports and other similar materials that include information, opinions or recommendations relating to the Shares, provided that, such materials comply with applicable NASD Conduct Rules (or comparable FINRA Conduct Rules, if such NASD Conduct Rules are subsequently renamed, repealed, rescinded, or are otherwise replaced by FINRA Conduct Rules) and other applicable laws, rules and regulations.

Appears in 7 contracts

Samples: Authorized Participant Agreement, Authorized Participant Agreement (PIMCO Equity Series), Participant Agreement (PIMCO ETF Trust)

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