PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Funds will prepare and file with the Commission a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to Acquired Fund Shareholders (the “Registration Statement”). The Registration Statement shall include a proxy statement of the Funds and a prospectus of the Acquiring Fund relating to the transactions contemplated by this Agreement. The Registration Statement shall be in compliance with the 1933 Act, the Securities Exchange Act of 1934, as amended (the “1934 Act”), and the 1940 Act, as applicable. Each party will provide the other parties with the materials and information necessary to prepare the proxy statement and related materials (the “Proxy Materials”), for inclusion therein, in connection with the meetings of the Funds’ shareholders to consider the approval of this Agreement and the transactions contemplated herein.
Appears in 3 contracts
Samples: Agreement and Plan of Reorganization (Nuveen Arizona Premium Income Municipal Fund Inc), Agreement and Plan of Reorganization (Nuveen Ohio Quality Income Municipal Fund Inc), Agreement and Plan of Reorganization (Nuveen Michigan Quality Income Municipal Fund Inc)
PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Funds Trust will prepare and file with the Commission a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to Acquired the Target Fund for distribution to Target Fund Shareholders (the “Registration Statement”). The Registration Statement shall include a proxy statement of the Funds Target Fund and a prospectus of the Acquiring Fund relating to the transactions contemplated by this Agreement. The Registration Statement shall be in compliance with the 1933 Act, the Securities Exchange Act of 1934, as amended (the “1934 Act”), and the 1940 Act, as applicable. Each party will provide the other parties party with the materials and information necessary to prepare the proxy statement and related materials (the “Proxy Materials”), for inclusion therein, in connection with the meetings meeting of the Funds’ Target Fund’s shareholders to consider the approval of this Agreement and the transactions contemplated herein.
Appears in 3 contracts
Samples: Agreement and Plan of Reorganization (Nuveen Investment Trust), Reorganization Agreement (Nuveen Investment Trust), Agreement and Plan of Reorganization (Nuveen Investment Trust)
PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Funds Acquiring Trust will prepare and file with the Securities and Exchange Commission (the “Commission”) a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to Acquired the Selling Fund Shareholders (the “Registration Statement”). The Registration Statement shall include a proxy statement of the Funds Selling Fund and a prospectus of the Acquiring Fund relating to the transactions transaction contemplated by this Agreement. The Registration Statement shall be in compliance with the 1933 Act, the Securities Exchange Act of 1934, as amended (the “1934 Act”), and the 1940 Act, as applicable. Each party will provide the other parties party with the materials and information necessary to prepare the proxy statement and related materials (the “Proxy Materials”), for inclusion therein, in connection with the meetings meeting of the Funds’ Selling Fund shareholders to consider the approval of this Agreement and the transactions contemplated herein.
Appears in 3 contracts
Samples: Agreement and Plan of Reorganization (Financial Investors Trust), Agreement and Plan of Reorganization (Financial Investors Trust), Agreement and Plan of Reorganization (Financial Investors Trust)
PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Funds Acquiring Fund will prepare and file with the Securities and Exchange Commission (the “Commission”) a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to Acquired the respective Selling Fund Shareholders Stockholders (the “Registration Statement”). The Registration Statement shall include a proxy statement of the Funds and a prospectus of the Acquiring Fund relating to the transactions transaction contemplated by this Agreement. The Registration Statement shall be in material compliance with the 1933 Act, the Securities Exchange Act of 1934, as amended (the “1934 Act”), and the 1940 Act, as applicable. Each party will provide the other parties party with the materials and information necessary to prepare the proxy statement and related materials (the “Proxy Materials”), for inclusion therein, in connection with the meetings joint special meeting of the Selling Funds’ shareholders Stockholders to consider the approval of this Agreement and the transactions contemplated herein.
Appears in 3 contracts
Samples: Agreement and Plan of Reorganization (Boulder Growth & Income Fund), Agreement and Plan of Reorganization (Lola Brown Trust 1b), Agreement and Plan of Reorganization (Boulder Growth & Income Fund)
PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Funds Acquiring Fund will prepare and file with the Securities and Exchange Commission (the "Commission") a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to Acquired shareholders of the Selling Fund Shareholders (the “"Registration Statement”"). The Registration Statement shall include a proxy statement of the Funds and a prospectus of the Acquiring Fund relating to the transactions transaction contemplated by this Agreement. The Registration Statement shall be in compliance with the 1933 Act, the Securities Exchange 1934 Act of 1934, as amended (the “1934 Act”), and the 1940 Act, as applicable. Each party will provide the other parties party with the materials and information necessary to prepare the proxy statement and related materials (the “"Proxy Materials”"), for inclusion therein, in connection with the meetings meeting of the Funds’ shareholders Selling Fund Shareholders to consider the approval of this Agreement and the transactions contemplated herein.
Appears in 2 contracts
Samples: Agreement and Plan of Reorganization (Berger Investment Portfolio Trust), Reorganization Agreement (Berger Growth Fund Inc)
PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Funds have prepared and filed, or will prepare and file file, with the Commission SEC a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to Acquired Fund Shareholders (the “"Registration Statement”"). The Registration Statement shall include a proxy statement of the Funds and a prospectus of the Acquiring Fund relating to the transactions transaction contemplated by this Agreement. The Registration Statement shall be in compliance with the 1933 Act, the Securities Exchange Act of 1934, as amended (the “"1934 Act”"), and the 1940 Act, as applicable. Each party will provide the other parties party with the materials and information necessary to prepare the proxy statement and related materials (the “"Proxy Materials”"), for inclusion therein, in connection with the meetings of the Funds’ ' shareholders referred to consider the approval of this Agreement and the transactions contemplated hereinin Section 5.2.
Appears in 2 contracts
Samples: Reorganization Agreement (First Trust Strategic High Income Fund Ii), Reorganization Agreement (First Trust Strategic High Income Fund Ii)
PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Funds Acquiring Trust will prepare and file with the Securities and Exchange Commission (the “Commission”) a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to Acquired the Selling Fund Shareholders (the “Registration Statement”). The Registration Statement shall include a proxy statement of the Funds and a prospectus of the Acquiring Fund relating to the transactions transaction contemplated by this Agreement. The Registration Statement shall be in compliance with the 1933 Act, the Securities Exchange Act of 1934, as amended (the “1934 Act”), and the 1940 Act, as applicable. Each party will provide the other parties party with the materials and information necessary to prepare the proxy statement and related materials (the “Proxy Materials”), for inclusion therein, in connection with the meetings meeting of the Funds’ Selling Fund shareholders to consider the approval of this Agreement and the transactions contemplated herein.
Appears in 2 contracts
Samples: Agreement and Plan of Reorganization (Financial Investors Trust), Agreement and Plan of Reorganization (Financial Investors Trust)
PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Funds Trust will prepare and file with the Commission a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to Acquired the Target Fund Shareholders (the “"Registration Statement”"). The Registration Statement shall include a proxy statement of the Funds Target Fund and a prospectus of the Acquiring Fund relating to the transactions transaction contemplated by this Agreement. The Registration Statement shall be in compliance with the 1933 Act, the Securities Exchange Act of 1934, as amended (the “"1934 Act”"), and the 1940 Act, as applicable. Each party will provide the other parties party with the materials and information necessary to prepare the proxy statement and related materials (the “"Proxy Materials”"), for inclusion therein, in connection with the meetings meeting of the Funds’ Target Fund's shareholders to consider the approval of this Agreement and the transactions contemplated herein.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Integrity Managed Portfolios)
PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Funds Acquiring Fund will prepare and file with the Securities and Exchange Commission (the “Commission”) a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to the Acquired Fund Shareholders Stockholders (the “Registration Statement”). The Registration Statement shall include a proxy statement of the Funds and a prospectus of the Acquiring Fund relating to the transactions transaction contemplated by this Agreement. The Registration Statement shall be in material compliance with the 1933 Act, the Securities Exchange Act of 1934, as amended (the “1934 Act”), and the 1940 Act, as applicable. Each party will provide the other parties party with the materials and information necessary to prepare the proxy statement and related materials (the “Proxy Materials”), for inclusion therein, in connection with the meetings special meeting of the Funds’ shareholders Acquired Fund’s Stockholders to consider the approval of this Agreement and the transactions contemplated herein.
Appears in 1 contract
Samples: Reorganization Agreement (Madison Covered Call & Equity Strategy Fund)