Common use of PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS Clause in Contracts

PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Acquiring Trust will prepare and file with the Securities and Exchange Commission (“Commission”) a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to the Selling Fund Shareholders (“Registration Statement”). The Registration Statement shall include a proxy statement of the Selling Fund and a prospectus of the Acquiring Fund relating to the transactions contemplated by this Reorganization Agreement. The Registration Statement shall be in compliance, in all material respects, with the 1933 Act, the 1934 Act, and the 1940 Act, as applicable. Each party will provide the other party with the materials and information necessary to prepare the proxy statement and related materials (“Proxy Materials”), for inclusion therein, in connection with the Selling Fund Meeting to consider the approval of this Reorganization Agreement and the transactions contemplated herein.

Appears in 2 contracts

Samples: Agreement and Plan of Reorganization (Segall Bryant & Hamill Trust), Reorganization Agreement (ALPS Series Trust)

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PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Acquiring Trust will prepare and file with the Securities and Exchange Commission (the “Commission”) a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to the Selling Fund Shareholders in connection with the Reorganization (the “Registration Statement”). The Registration Statement shall include a proxy statement of the Selling Fund and a prospectus of the Acquiring Fund relating to the transactions transaction contemplated by this Reorganization Agreement. The Registration Statement shall be in compliance, in all material respects, compliance with the 1933 Act, the 1934 Act, and the 1940 Act, as applicable. Each party party, including SCM, will provide the other party parties with the materials and information necessary to prepare the proxy statement and related materials (the “Proxy Materials”), for inclusion therein, in connection with the meeting of Selling Fund Meeting shareholders to consider the approval of this Reorganization Agreement and the transactions contemplated herein.

Appears in 2 contracts

Samples: Form of Agreement and Plan of Reorganization (Financial Investors Trust), Form of Agreement and Plan of Reorganization (Financial Investors Trust)

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PREPARATION OF REGISTRATION STATEMENT AND PROXY MATERIALS. The Acquiring Trust Fund will prepare and file with the Securities and Exchange Commission (“Commission”) a registration statement on Form N-14 relating to the Acquiring Fund Shares to be issued to the Selling Acquired Fund Shareholders (the “Registration Statement”). The Registration Statement shall include a joint proxy statement of the Selling Fund Funds and a prospectus of the Acquiring Fund relating to the transactions contemplated by this Reorganization AgreementAgreement (the “Joint Proxy Statement/Prospectus”). The Registration Statement shall be in compliance, in all material respects, compliance with the 1933 Act, the 1934 Act, and the 1940 Act, as applicable. Each party will provide the other party with the materials and information necessary to prepare the proxy statement and related materials (the “Proxy Materials”), for inclusion therein, in connection with the Selling Fund Meeting to consider the approval of this Reorganization Agreement and the transactions contemplated hereinMeetings.

Appears in 1 contract

Samples: Form of Agreement and Plan of Merger (Madison Covered Call & Equity Strategy Fund)

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