Common use of PRICE RANGE OF COMMON STOCK Clause in Contracts

PRICE RANGE OF COMMON STOCK. Our common stock is traded on the NYSE under the symbol “HTGC.” The following table sets forth the range of high and low sales prices of our common stock, the sales price as a percentage of NAV and the distributions declared by us for each fiscal quarter. The stock quotations are interdealer quotations and do not include markups, markdowns or commissions. 2016 First quarter $ 9.81 $12.39 $10.03 26.3% 2.2% $ 0.310 Second quarter $ 9.66 $12.43 $11.74 28.7% 21.6% $ 0.310 Third quarter $ 9.86 $14.00 $12.42 41.9% 25.9% $ 0.310 Fourth quarter $ 9.90 $14.25 $12.90 43.9% 30.2% $ 0.310 2017 First quarter $ 9.76 $15.43 $14.12 58.1% 44.7% $ 0.310 Second quarter $ 9.87 $15.56 $12.66 57.6% 28.3% $ 0.310 Third quarter $10.00 $13.50 $12.04 35.0% 20.4% $ 0.310 Fourth quarter $ 9.96 $13.94 $12.44 39.9% 24.9% $ 0.310 2018 First quarter $ 9.72 $13.25 $11.89 36.3% 22.3% $ 0.310 Second quarter (through May 29, 2018) * $12.64 $11.99 * * ** NAV(1) Price Range High Low Premium/ Discount of High Sales Price to NAV Premium/ Discount of Low Sales Price to NAV Cash Distribution per Share

PRICE RANGE OF COMMON STOCK. Our common stock is traded on the NYSE under the symbol “HTGC.” The following table sets forth the range of high and low sales prices of our common stock, the sales price as a percentage of NAV and the distributions declared by us for each fiscal quarter. The stock quotations are interdealer quotations and do not include markups, markdowns or commissions. Price Range Premium/ Discount of High Sales Premium/ Discount of Low Sales Cash Distribution NAV(1) High Low Price to NAV Price to NAV per Share 2016 First quarter $ 9.81 $12.39 $10.03 26.3% 2.2% $ 0.310 Second quarter $ 9.66 $12.43 $11.74 28.7% 21.6% $ 0.310 Third quarter $ 9.86 $14.00 $12.42 41.9% 25.9% $ 0.310 Fourth quarter $ 9.90 $14.25 $12.90 43.9% 30.2% $ 0.310 2017 First quarter $ 9.76 $15.43 $14.12 58.1% 44.7% $ 0.310 Second quarter $ 9.87 $15.56 $12.66 57.6% 28.3% $ 0.310 Third quarter $10.00 $13.50 $12.04 35.0% 20.4% $ 0.310 Fourth quarter $ 9.96 $13.94 $12.44 39.9% 24.9% $ 0.310 2018 First quarter $ 9.72 $13.25 $11.89 36.3% 22.3% $ 0.310 Second quarter $10.22 $12.97 $11.99 26.9% 17.3% $ 0.310 Third quarter (through May 29August 6, 2018) * $12.64 13.58 $11.99 12.71 * * ** NAV(1) Price Range High Low Premium/ Discount of High Sales Price to NAV Premium/ Discount of Low Sales Price to NAV Cash Distribution per Share*

PRICE RANGE OF COMMON STOCK. Our common stock is traded on the NYSE under the symbol “HTGC.” The following table sets forth the range of high and low sales prices of our common stock, the sales price as a percentage of NAV and the distributions declared by us for each fiscal quarter. The stock quotations are interdealer quotations and do not include markups, markdowns or commissions. 2016 First quarter $ 9.81 $12.39 $10.03 26.3% 2.2% $ 0.310 Second quarter $ 9.66 $12.43 $11.74 28.7% 21.6% $ 0.310 Third quarter $ 9.86 $14.00 $12.42 41.9% 25.9% $ 0.310 Fourth quarter $ 9.90 $14.25 $12.90 43.9% 30.2% $ 0.310 Price Range Premium/ Discount of High Sales Price to Premium/ Discount of Low Sales Price to Cash Distribution NAV(1) High Low NAV NAV per Share 2017 First quarter $ 9.76 $15.43 $14.12 58.1% 44.7% $ 0.310 Second quarter $ 9.87 $15.56 $12.66 57.6% 28.3% $ 0.310 Third quarter $10.00 $13.50 $12.04 35.0% 20.4% $ 0.310 Fourth quarter $ 9.96 $13.94 $12.44 39.9% 24.9% $ 0.310 2018 First quarter $ 9.72 $13.25 $11.89 36.3% 22.3% $ 0.310 Second quarter $10.22 $12.97 $11.99 26.9% 17.3% $ 0.310 Third quarter $10.38 $13.64 $12.71 31.4% 22.4% $ 0.330(2) Fourth quarter $ 9.90 $13.28 $10.63 34.1% 7.4% $ 0.310 2019 First quarter (through May 29February 25, 20182019) * $12.64 14.04 $11.99 11.23 * * ** NAV(1) Price Range High Low Premium/ Discount of High Sales Price to NAV Premium/ Discount of Low Sales Price to NAV Cash Distribution per Share*

PRICE RANGE OF COMMON STOCK. Our common stock is traded on the NYSE under the symbol “HTGC.” The following table sets forth the range of high and low sales prices of our common stock, the sales price as a percentage of NAV and the dividend distributions declared by us for each fiscal quarter. The stock quotations are interdealer quotations and do not include markups, markdowns or commissions. NAV(1) Price Range High Low Premium/ Discount of High Sales Price to NAV Premium/ Discount of Low Sales Price to NAV Cash Dividend Distribution per Share 2014 First quarter $10.58 $15.27 $13.24 44.3% 25.1% $ 0.310 Second quarter $10.42 $15.54 $12.75 49.1% 22.4% $ 0.310 Third quarter $10.22 $16.24 $14.16 58.9% 38.6% $ 0.310 Fourth quarter $10.18 $15.82 $13.16 55.4% 29.3% $ 0.310 2015 First quarter $10.47 $15.27 $13.47 45.8% 28.7% $ 0.310 Second quarter $10.26 $13.37 $11.25 30.3% 9.6% $ 0.310 Third quarter $10.02 $12.23 $ 9.99 22.1% -0.3% $ 0.310 Fourth quarter $ 9.94 $12.44 $10.23 25.2% 2.9% $ 0.310 2016 First quarter $ 9.81 $12.39 $10.03 26.3% 2.2% $ 0.310 Second quarter $ 9.66 $12.43 $11.74 28.7% 21.6% $ 0.310 Third quarter $ 9.86 (through August 25, 2016) * $14.00 $12.42 41.9% 25.9% $ 0.310 Fourth quarter $ 9.90 $14.25 $12.90 43.9% 30.2% $ 0.310 2017 First quarter $ 9.76 $15.43 $14.12 58.1% 44.7% $ 0.310 Second quarter $ 9.87 $15.56 $12.66 57.6% 28.3% $ 0.310 Third quarter $10.00 $13.50 $12.04 35.0% 20.4% $ 0.310 Fourth quarter $ 9.96 $13.94 $12.44 39.9% 24.9% $ 0.310 2018 First quarter $ 9.72 $13.25 $11.89 36.3% 22.3% $ 0.310 Second quarter (through May 29, 2018) * $12.64 $11.99 * * ** NAV(1) Price Range High Low Premium/ Discount of High Sales Price to NAV Premium/ Discount of Low Sales Price to NAV Cash Distribution per Share*