Principal Market Regulation. Company will not issue any Conversion Shares under this Warrant, the Debenture issued to Holder on the Issuance Date, the Stock Purchase Agreement with Investor dated the Issuance Date, the Series B Preferred Stock or the Common Stock Purchase Warrant issued to Investor pursuant thereto, if the issuance would exceed the aggregate number of shares of Common Stock the Company may issue without breaching Company’s obligations under NYSE MKT rules, except that such limitation will not apply following stockholder approval in accordance with the requirements of NYSE MKT rules or a waiver from NYSE MKT (“Approval”).
Appears in 4 contracts
Samples: Securities Purchase Agreement (Lucas Energy, Inc.), Securities Purchase Agreement (Lucas Energy, Inc.), Lucas Energy, Inc.
Principal Market Regulation. Company will not issue any Conversion Shares under this Warrant, the Debenture Series C Preferred Stock issued to Holder on the Issuance Date, the Stock Securities Purchase Agreement with Investor dated the Issuance Date, the Series B Preferred Stock Debenture or the Common Stock Purchase Warrant issued to Investor pursuant thereto, if the issuance would exceed the aggregate number of shares of Common Stock the Company may issue without breaching Company’s obligations under NYSE MKT rules, except that such limitation will not apply following stockholder approval in accordance with the requirements of NYSE MKT rules or a waiver from NYSE MKT (“Approval”).
Appears in 3 contracts
Samples: Stock Purchase Agreement (Lucas Energy, Inc.), Stock Purchase Agreement (Lucas Energy, Inc.), Lucas Energy, Inc.
Principal Market Regulation. Company will not issue any Conversion Shares under this WarrantDebenture, the Debenture Warrant issued to Holder on the Issuance Date, the Stock Purchase Agreement with Investor dated the Issuance Date, the Series B Preferred Stock or the Common Stock Purchase Warrant issued to Investor pursuant thereto, if the issuance would exceed the aggregate number of shares of Common Stock the Company may issue without breaching Company’s obligations under NYSE MKT rules, except that such limitation will not apply following stockholder approval in accordance with the requirements of NYSE MKT rules or a waiver from NYSE MKT (“Approval”).
Appears in 3 contracts
Samples: Securities Purchase Agreement (Lucas Energy, Inc.), Securities Purchase Agreement (Lucas Energy, Inc.), Lucas Energy, Inc.
Principal Market Regulation. Company will not issue any Conversion Shares under this WarrantCertificate of Designations, the Debenture Warrant issued to Holder on the Issuance Date, the Stock Securities Purchase Agreement with Investor dated the Issuance Date, the Series B Preferred Stock Debenture or the Common Stock Purchase Warrant issued to Investor pursuant thereto, if the issuance would exceed the aggregate number of shares of Common Stock the Company may issue without breaching Company’s obligations under NYSE MKT rules, except that such limitation will not apply following stockholder approval in accordance with the requirements of NYSE MKT rules or a waiver from NYSE MKT (“Approval”).
Appears in 2 contracts
Samples: Stock Purchase Agreement (Lucas Energy, Inc.), Stock Purchase Agreement (Lucas Energy, Inc.)
Principal Market Regulation. Company will not issue any Conversion Shares under this Warrant, the Debenture Series C Preferred Stock issued to Holder on the Issuance Date, the Stock Purchase Agreement with Investor dated the Issuance DateApril 6, 2016, the Series B Preferred Stock Debenture or the Common Stock Purchase Warrant issued to Investor pursuant thereto, if the issuance would exceed the aggregate number of shares of Common Stock the Company may issue without breaching Company’s obligations under NYSE MKT rules, except that such limitation will not apply following stockholder approval in accordance with the requirements of NYSE MKT rules or a waiver from NYSE MKT (“Approval”).
Appears in 1 contract
Samples: Lucas Energy, Inc.