Principal Underwriter. The Trustees may enter into contracts on behalf of the Trust or any Series or Class, providing for the distribution and sale of Shares by the other party, either directly or as sales agent, on terms and conditions acceptable to the Trustees. The Trustees may adopt a plan or plans of distribution with respect to Shares of any Series or Class and enter into any related agreements, whereby the Series or Class finances directly or indirectly any activity that is primarily intended to result in sales of its Shares, subject to the requirements of Section 12 of the 1940 Act, Rule 12b-1 thereunder, and other applicable rules and regulations.
Appears in 18 contracts
Samples: Agreement and Declaration of Trust (Harbor Funds), Agreement and Declaration of Trust (Aspiration Funds), Agreement and Declaration of Trust (Aspiration Institutional Funds)
Principal Underwriter. The Trustees may enter into contracts on behalf of the Trust or any Series or Class, providing for the distribution and sale of Shares by the other party, either directly or as sales agent, on terms and conditions acceptable to the Trustees. The Trustees may adopt a plan or plans of distribution with respect to Shares of any Series or Class and enter into any related agreements, whereby the Series or Class finances directly or indirectly any activity that is primarily intended to result in sales of its Shares, subject to the requirements of Section 12 of the 1940 Act, Rule 12b-1 the rules thereunder, and other applicable rules and regulations.
Appears in 14 contracts
Samples: Agreement and Declaration of Trust (Harbor ETF Trust), Agreement and Declaration of Trust (Harbor Funds II), Agreement and Declaration (Harbor Funds II)
Principal Underwriter. The Trustees may enter into one or more distribution contracts on behalf of the Trust or any Series or Class, providing for the distribution and sale of Shares by the other party, either directly or as through sales agentagents, on terms and conditions acceptable to the Trustees. The Trustees may adopt a plan or plans of distribution with respect to Shares of any Series or Class and enter into any related agreements, whereby the Series or Class finances directly or indirectly any activity that is primarily intended to result in sales of its Shares, subject to the requirements of Section 12 of the 1940 Act, Rule 12b-1 thereunder, and other applicable rules and regulations. Section 3.
Appears in 1 contract
Principal Underwriter. The Trustees may enter into contracts on ---------------------- behalf of the Trust or any Series or ClassTrust, providing for the distribution and sale of Shares by the other party, either directly or as sales agent, on terms and conditions acceptable to the Trustees. The Trustees may adopt a plan or plans of distribution with respect to the Shares of any Series or Class and enter into any related agreements, whereby the Series or Class Trust finances directly or indirectly any activity that is primarily intended to result in sales of its Shares, subject to the requirements of Section 12 of the 1940 Investment Company Act, Rule 12b-1 thereunder, and other applicable rules and regulations.
Appears in 1 contract
Samples: Peoples Avenger Fund Business Trust
Principal Underwriter. The Trustees may enter into one or more distribution contracts on behalf of the Trust or any Series or Class, providing for the distribution and sale of Shares Interests by the other party, either directly or as through sales agentagents, on terms and conditions acceptable to the Trustees. The Trustees may adopt a plan or plans of distribution with respect to Shares Interests of any Series or Class and enter into any related agreements, whereby the Series or Class finances directly or indirectly any activity that is primarily intended to result in sales of its SharesInterests, subject to the requirements of Section 12 of the 1940 Act, Rule 12b-1 thereunder, and other applicable rules and regulations. Section 3.
Appears in 1 contract
Samples: Wells Fargo Master Trust
Principal Underwriter. The Trustees may enter into contracts with another party on behalf of the Trust or any Series or Class, providing for the distribution and sale of Shares by the such other party, either directly or as sales agent, on terms and conditions acceptable to the Trustees. The Trustees may adopt a plan or plans of distribution with respect to Shares of any Series or Class and enter into any related agreements, whereby the Series or Class finances directly or indirectly any activity that is primarily intended to result in sales of its Shares, subject to the requirements of Section 12 of the 1940 Act, Rule 12b-1 thereunder, and other applicable rules and regulations.
Appears in 1 contract
Samples: Berger Enhanced Portfolio Trust