Prior Notice of Certain Events. If Gabelli shall authorize any transaction that would require an adjustment to the Conversion Price (other than a transaction referred to in clauses (a) or (c) of Section 6 below) or there shall be a voluntary or involuntary dissolution, liquidation or winding up of Gabelli, then Gabelli shall notify the Holder, at least 20 days (or, in the case of a transaction referred to in clauses (b), (d) or (e) of Section 6 below, 10 days) prior to the applicable record, expiration or consummation date hereinafter specified, a notice stating (i) the record date fixed for the determination of holders of Common Stock entitled to the applicable issuance, dividend or distribution or (ii) the date of expiration of the applicable tender or exchange offer, as the case may be.
Appears in 5 contracts
Samples: Convertible Promissory Note (Cascade Investment LLC), Convertible Promissory Note (Gabelli Asset Management Inc), Convertible Note (Gabelli Asset Management Inc)
Prior Notice of Certain Events. If Gabelli GAMCO shall authorize any transaction that would require an adjustment to the Conversion Price (other than a transaction referred to in clauses (a) or (c) of Section 6 below) or there shall be a voluntary or involuntary dissolution, liquidation or winding up of GabelliGAMCO, then Gabelli GAMCO shall notify the Holder, at least 20 days (or, in the case of a transaction referred to in clauses (b), (d) or (e) of Section 6 below, 10 days) prior to the applicable record, expiration or consummation date hereinafter specified, a notice stating (i) the record date fixed for the determination of holders of Common Stock entitled to the applicable issuance, dividend or distribution or (ii) the date of expiration of the applicable tender or exchange offer, as the case may be.
Appears in 4 contracts
Samples: Note Purchase Agreement (Gamco Investors, Inc. Et Al), Note Purchase Agreement (Gamco Investors, Inc. Et Al), Convertible Promissory Note (Gamco Investors, Inc. Et Al)