Privacy. The Parties agree that any Non-Public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party to perform the services set forth in this agreement. Each Party will, with respect to such information, comply with Reg S-P and will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 50 contracts
Samples: Distribution Agreement (Advisor Managed Portfolios), Distribution Agreement (Advisors Series Trust), Distribution Agreement (Advisor Managed Portfolios)
Privacy. The Parties parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 41 contracts
Samples: Dealer Agreement (Advisers Investment Trust), Dealer Agreement (Advisers Investment Trust), Dealer Agreement (Advisers Investment Trust)
Privacy. The Parties parties agree that any Non-Public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 33 contracts
Samples: Distribution Agreement (Total Fund Solution), Distribution Agreement (Total Fund Solution), Distribution Agreement (Total Fund Solution)
Privacy. The Parties parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“"Reg S-P”") of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 17 contracts
Samples: Dealer Agreement (HSBC Funds), Selling Group Member Agreement (HSBC Funds), Dealer Agreement (Cornercap Group of Funds /Va/)
Privacy. The Parties parties agree that any “Non-Public public Personal Information, ,” as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange CommissionSEC, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 12 contracts
Samples: Dealer Agreement (Cliffwater Corporate Lending Fund), Selling Agreement (Thrivent Church Loan & Income Fund), Dealer Agreement (Little Harbor MultiStrategy Composite Fund)
Privacy. The Parties parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement Agreement to any other partypart, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 8 contracts
Samples: Fund/Serv Agreement (ALPS Series Trust), Fund/Serv Agreement (ALPS Series Trust), Fund/Serv Agreement (Financial Investors Trust)
Privacy. The Parties agree Each party hereto agrees that any “Non-Public public Personal Information, ,” as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange CommissionSEC, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party(ies) to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 7 contracts
Samples: Dealer Agreement, Dealer Agreement (Blackstone Real Estate Income Fund), Dealer Agreement (Blackstone Real Estate Income Fund II)
Privacy. The Parties parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, Commission that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 6 contracts
Samples: Dealer Agreement (Victory Portfolios), Dealer Agreement (Victory Portfolios II), Dealer Agreement (Victory Portfolios)
Privacy. The Parties agree that any NonEach party agrees that, with respect to "non-Public Personal Information, public personal information," as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party to perform the services set forth in this agreement. Each Party will, with respect to such information, it will comply with Reg Regulation S-P and will not disclose any Nonnon-Public Personal Information public personal information received in connection with this agreement Agreement to any other party, except to the extent required necessary to carry out the services set forth in this agreement Agreement or as otherwise permitted by law.Regulation S-P.
Appears in 6 contracts
Samples: Distribution Agreement (Janus Adviser), Distribution Agreement (Janus Adviser Series), Distribution Agreement (Janus Investment Fund)
Privacy. The Parties agree that any Non-Public Personal InformationInformation of Fund shareholders, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party to perform the services set forth in this agreement. Each Party will, with respect to such information, comply with Reg S-P and will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 5 contracts
Samples: Distribution Agreement (MoA Funds Corp), Distribution Agreement (MoA Funds Corp), Distribution Agreement (Aristotle Funds Series Trust)
Privacy. The Parties parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“"Reg S-P”") of the Securities and Exchange Commission, Commission that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by lawlaw or self regulatory agency.
Appears in 5 contracts
Samples: Dealer and Selling Group Agreement (Steward Funds, Inc.), Dealer and Selling Group Agreement (Capstone Series Fund Inc), Dealer and Selling Group Agreement (Capstone Series Fund Inc)
Privacy. The Parties parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“"Reg S-P”") of the Securities and Exchange Commission, Commission that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 4 contracts
Samples: Dealer Agreement (Usaa Mutual Funds Trust), Selling Group Agreement (Aul American Unit Trust), Dealer and Selling Group Agreement (Christian Stewardship Funds)
Privacy. The Parties parties agree that any Non-Public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg Xxx S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 4 contracts
Samples: Distribution Agreement (JOHCM Funds Trust), Selling Group Member Agreement (Variant Alternative Income Fund), Selling Group Member Agreement (Variant Impact Fund)
Privacy. The Parties parties agree that any Non-Public Personal Information, as the term is defined in Regulation S-P (“"Reg S-P”") of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 3 contracts
Samples: Distribution Agreement (Datum One Series Trust), Selling Group Member Agreement (Henderson Global Funds), Selling Group Member Agreement (Century Capital Management Trust)
Privacy. The Parties parties agree that any “Non-Public public Personal Information, ,” as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 3 contracts
Samples: Dealer Agreement (Cross Shore Discovery Fund), Distribution Agreement (Ironwood Institutional Multi-Strategy Fund LLC), Distribution Agreement (Ironwood Multi-Strategy Fund LLC)
Privacy. The Parties parties agree that any Non-Public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange CommissionCommission (“SEC”), that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 2 contracts
Samples: Dealer Agreement (Mirae Asset Discovery Funds), Selling Group Member Agreement (Mirae Asset Discovery Funds)
Privacy. The Parties parties agree that any “Non-Public Personal Information, ,” as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange CommissionSEC, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 2 contracts
Samples: Dealer Agreement (Primark Private Equity Fund), Dealer Agreement (BMO LGM Frontier Markets Equity Fund)
Privacy. The Parties parties agree that any Non-Public public Personal Informationinformation, as the term is defined in Regulation S-P (“"Reg S-P”") of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 2 contracts
Samples: Dealer Agreement (HSBC Advisor Funds Trust), Selling Group Member Agreement (HSBC Advisor Funds Trust)
Privacy. The Parties agree that any NonEach party agrees that, with respect to “non-Public Personal Information, public personal information,” as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party to perform the services set forth in this agreement. Each Party will, with respect to such information, it will comply with Reg Regulation S-P and will not disclose any Nonnon-Public Personal Information public personal information received in connection with this agreement Agreement to any other party, except to the extent required necessary to carry out the services set forth in this agreement Agreement or as otherwise permitted by law.Regulation S-P.
Appears in 2 contracts
Samples: Distribution Agreement (Janus Investment Fund), Distribution Agreement (Janus Investment Fund)
Privacy. The Parties agree Each Party agrees that any “Non-Public public Personal Information, ,” as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange CommissionSEC, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party Parties to perform the services set forth in this agreementAgreement. Each Party willagrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement Agreement to any other partyPerson, except to the extent required to carry out the services set forth in this agreement Agreement or as otherwise permitted required by lawLaw.
Appears in 1 contract
Samples: Selling Agreement (Hedge Fund Guided Portfolio Solution)
Privacy. The Parties parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder hereunder, is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 1 contract
Privacy. The Parties agree that any “Non-Public public Personal Information, ,” as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange CommissionSEC, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willagrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 1 contract
Samples: Dealer Agreement (Coller Secondaries Private Equity Opportunities Fund)
Privacy. The Parties agree that any “Non-Public public Personal Information, ,” as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange CommissionSEC, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willagrees that, with respect to such information, it will comply with Reg Xxx S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 1 contract
Privacy. The Parties agree that any Non-Public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party to perform the services set forth in this agreement. Each Party will, with respect to such information, comply with Reg S-P and will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry cany out the services set forth in this agreement or as otherwise permitted by law.
Appears in 1 contract
Privacy. The Parties parties agree that any “Non-Public Personal Information, ,” as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange CommissionSEC, that which may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 1 contract
Samples: Dealer Agreement (AlphaCentric Prime Meridian Income Fund)
Privacy. The Parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, SEC that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party to perform the services set forth in this agreementAgreement. Each Party willagrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement Agreement to any other party, except to the extent required to carry out the services set forth in this agreement Agreement or as otherwise permitted by law.
Appears in 1 contract
Samples: Fund/Serv Agreement (MEMBERS Horizon Variable Separate Account)
Privacy. The Parties parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, ,that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 1 contract
Privacy. The Parties parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“"Reg S-P”") of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party will, with respect to such information, comply with Reg S-P and will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.this
Appears in 1 contract
Privacy. The Parties parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement Agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.. 2019-06-FIT GP 5
Appears in 1 contract
Privacy. The Parties parties agree that any Non-Public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that which may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 1 contract
Samples: Selling Group Member Agreement (AlphaCentric Prime Meridian Income Fund)
Privacy. The Parties agree that any Non-Public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party to perform the services set forth in this agreementAgreement. Each Party will, with respect to such information, comply with Reg S-P and will not disclose any Non-Public Personal Information received in connection with this agreement Agreement to any other party, except to the extent required to carry out the services set forth in this agreement Agreement or as otherwise permitted by law.
Appears in 1 contract
Samples: Dealer Agreement (Rockefeller Municipal Opportunities Fund)
Privacy. The Parties parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement Agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 1 contract
Privacy. The Parties parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg Rxx S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 1 contract
Samples: Dealer Agreement (Palmer Square Opportunistic Income Fund)
Privacy. The Parties parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg Xxx S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement Agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 1 contract
Samples: Fund/Serv Agreement (List Income Opportunities Fund)
Privacy. The Parties parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party will, with respect to such information, comply with Reg S-P and will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.this
Appears in 1 contract
Samples: Dealer Agreement (Roxbury Funds)
Privacy. The Parties parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“Reg S-P”) of the Securities and Exchange Commission, that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement Agreement to any other partypart, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.. 2015-07-Cxxxxx 5
Appears in 1 contract
Privacy. The Parties parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“"Reg S-P”") of the Securities and Exchange Commission, Commission that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by lawlaw or self-regulatory agency.
Appears in 1 contract
Samples: Dealer and Selling Group Agreement (Steward Funds, Inc.)
Privacy. The Parties parties agree that any Non-Public public Personal Information, as the term is defined in Regulation S-P (“"Reg S-P”") of the Securities and Exchange Commission, Commission that may be disclosed hereunder is disclosed for the specific purpose of permitting the other Party party to perform the services set forth in this agreement. Each Party willparty agrees that, with respect to such information, it will comply with Reg Xxx S-P and that it will not disclose any Non-Public Personal Information received in connection with this agreement to any other party, except to the extent required to carry out the services set forth in this agreement or as otherwise permitted by law.
Appears in 1 contract