Common use of Private Issue Clause in Contracts

Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement is not registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 10.

Appears in 39 contracts

Samples: Warrant Agreement (RedBall Acquisition Corp.), Loan and Security Agreement (Tricida, Inc.), Loan and Security Agreement

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Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement Warrant is not registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 10.

Appears in 21 contracts

Samples: Warrant Agreement (Senseonics Holdings, Inc.), Warrant Agreement (Provention Bio, Inc.), Warrant Agreement (Provention Bio, Inc.)

Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement is not not, as of the Effective Date, registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereoflaws, and (ii) that the Company’s 's reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10.

Appears in 19 contracts

Samples: Warrant Agreement (STRATA Skin Sciences, Inc.), Warrant Agreement (STRATA Skin Sciences, Inc.), Warrant Agreement (Quantum Corp /De/)

Private Issue. The Warrantholder understands that (i) that the Common Stock issuable upon exercise of this Agreement is not not, as of the Effective Date, registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereoflaws, and (ii) that the Company’s reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10.

Appears in 9 contracts

Samples: Warrant Agreement (NeueHealth, Inc.), Warrant Agreement (Sight Sciences, Inc.), Warrant Agreement (Tg Therapeutics, Inc.)

Private Issue. The Warrantholder understands that (i) that the Common Stock issuable upon exercise of this Agreement is not not, as of the Effective Date, registered under the Act or qualified under applicable state securities laws on the ground grounds that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10.

Appears in 9 contracts

Samples: Warrant Agreement (Akero Therapeutics, Inc.), Warrant Agreement (Akero Therapeutics, Inc.), Warrant Agreement (Kura Oncology, Inc.)

Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement is not not, as of the Effective Date, registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereoflaws, and (ii) that the Company’s reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10.

Appears in 8 contracts

Samples: Warrant Agreement (Alimera Sciences Inc), Warrant Agreement (HC2 Holdings, Inc.), Warrant Agreement (EPIRUS Biopharmaceuticals, Inc.)

Private Issue. The Warrantholder understands that (i) that the Common Stock Shares issuable upon exercise of this Agreement is not are not, as of the Effective Date, registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereoflaws, and (ii) that the Company’s reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10.

Appears in 6 contracts

Samples: Warrant Agreement (Urovant Sciences Ltd.), Warrant Agreement (Dermavant Sciences LTD), Warrant Agreement (Urovant Sciences Ltd.)

Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement Warrant is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 10.

Appears in 5 contracts

Samples: Warrant Agreement (Cardima Inc), Warrant Agreement (Broadband Sports Inc), Warrant Agreement (Curis Inc)

Private Issue. The Warrantholder understands that (i) that the Common Stock issuable upon exercise of this Agreement is not not, as of the Original Issue or Effective Date, registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereoflaws, and (ii) that the Company’s reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10.

Appears in 4 contracts

Samples: Warrant Agreement (Tg Therapeutics, Inc.), Warrant Agreement (Tg Therapeutics, Inc.), Warrant Agreement (Tg Therapeutics, Inc.)

Private Issue. The Warrantholder Client understands (i) that the Common Stock issuable upon exercise of this Agreement the Warrant Certificates is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 1011.

Appears in 3 contracts

Samples: Warrant Agreement (Advancepcs), Warrant Agreement (Advance Paradigm Inc), Warrant Agreement (Advancepcs)

Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement the Warrantholder’s rights contained herein is not registered under the Securities Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant Agreement will be exempt from the registration and qualifications requirements thereof, thereof and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 109.

Appears in 3 contracts

Samples: License Agreement (Acorda Therapeutics Inc), License Agreement (Acorda Therapeutics Inc), Stock Warrant Agreement (Acorda Therapeutics Inc)

Private Issue. The Warrantholder understands (i) that the Warrant and the Common Stock issuable upon exercise of this Agreement is are not registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 10.

Appears in 3 contracts

Samples: Warrant Agreement (Neuralstem, Inc.), Warrant Agreement (Neuralstem, Inc.), Warrant Agreement (Neuralstem, Inc.)

Private Issue. The Warrantholder understands that (i) that the Common Stock issuable upon exercise of this Agreement is not not, as of the Effective Date, registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereoflaws, and (ii) that the Company’s reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10.. ​ ​

Appears in 3 contracts

Samples: Warrant Agreement (Tg Therapeutics, Inc.), Warrant Agreement (Tg Therapeutics, Inc.), Warrant Agreement (Tg Therapeutics, Inc.)

Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement is not not, as of the Effective Date, registered under the Securities Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereoflaws, and (ii) that the Company’s reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10.

Appears in 3 contracts

Samples: Warrant Agreement (Pulmatrix, Inc.), Warrant Agreement (Agile Therapeutics Inc), Warrant Agreement (Genocea Biosciences, Inc.)

Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement Warrant is not not, as of the Effective Date, registered under the Securities Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereoflaws, and (ii) that the Company’s 's reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10.

Appears in 3 contracts

Samples: Warrant Agreement (Dare Bioscience, Inc.), Warrant Agreement (Cytrx Corp), Warrant Agreement (Cytrx Corp)

Private Issue. The Warrantholder Holder understands (i) that the Common Stock issuable upon exercise of this Agreement is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement Warrant will be exempt from the registration and qualifications qualification requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 1011.

Appears in 2 contracts

Samples: Warrant Agreement (Be Inc), Warrant Agreement (Be Inc)

Private Issue. The Warrantholder understands (i) that the Common Series C Preferred Stock issuable upon exercise of this Agreement is not registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 1011.

Appears in 2 contracts

Samples: Warrant Agreement (Everyday Health, Inc.), Warrant Agreement (Everyday Health, Inc.)

Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement is not registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 10.

Appears in 2 contracts

Samples: Warrant Agreement (Aveo Pharmaceuticals Inc), Warrant Agreement (Aveo Pharmaceuticals Inc)

Private Issue. The Warrantholder understands that (i) that the Common Stock issuable upon exercise of this Agreement is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 109.

Appears in 2 contracts

Samples: Warrant Agreement (Omrix Biopharmaceuticals, Inc.), Warrant Agreement (Omrix Biopharmaceuticals, Inc.)

Private Issue. The Warrantholder Holder understands (i) that the Common Stock issuable upon exercise of this Agreement Warrant is not registered under the Securities Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 1014.

Appears in 2 contracts

Samples: Warrant Agreement (Fastnet Corp), Warrant Agreement (Fastnet Corp)

Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement is not not, as of the Effective Date, registered under the Act or qualified under applicable state securities laws on the ground grounds that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10.

Appears in 2 contracts

Samples: Loan and Security Agreement (Axsome Therapeutics, Inc.), Warrant Agreement (Axsome Therapeutics, Inc.)

Private Issue. The Warrantholder understands (i) that the Common Stock Shares issuable upon exercise of this Agreement is not are not, as of the Effective Date, registered under the Act or qualified under applicable US state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereoflaws, and (ii) that the Company’s 's reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10.

Appears in 2 contracts

Samples: Warrant Agreement (Auris Medical Holding AG), Warrant Agreement (Auris Medical Holding AG)

Private Issue. The Warrantholder understands (i) that the Common Preferred Stock issuable upon exercise of this Agreement is not registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 10.

Appears in 2 contracts

Samples: Warrant Agreement (Cerecor Inc.), Warrant Agreement (Cerecor Inc.)

Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement Warrant is not not, as of the Effective Date, registered under the Securities Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereoflaws, and (ii) that the Company’s reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10.

Appears in 2 contracts

Samples: Warrant Agreement (Mast Therapeutics, Inc.), Warrant Agreement (Cerulean Pharma Inc.)

Private Issue. The Warrantholder understands (i) that the Common Stock shares of the Class issuable upon exercise of this Agreement is have not been registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 10.

Appears in 2 contracts

Samples: Warrant Agreement (Gelesis Inc), Warrant Agreement (Gelesis Inc)

Private Issue. The Warrantholder understands (i) that the Common Agreement, the Preferred Stock issuable upon exercise of this Agreement is Agreement, and the issuance of the Common Stock upon conversion of the Preferred Stock, are not registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 10.

Appears in 1 contract

Samples: Warrant Agreement (Your Internet Defender, Inc)

Private Issue. The Warrantholder understands (i) that that, subject to Section 9(k) above, the Common Stock issuable upon exercise of this Agreement Warrant is not registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 10.

Appears in 1 contract

Samples: Warrant Agreement (Anthera Pharmaceuticals Inc)

Private Issue. The Warrantholder understands that (i) that the Common Stock issuable upon exercise of this Agreement is not registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 10.

Appears in 1 contract

Samples: Warrant Agreement (Omrix Biopharmaceuticals, Inc.)

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Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement is not not, as of the Effective Date, registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereoflaws, and (ii) that the Company’s 's reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10. Warrantholder understands that this Warrant and the shares of Common Stock issued upon any exercise or conversion hereof must be held indefinitely unless subsequently registered under the Act and qualified under applicable state securities laws, or unless exemption from such registration and qualification are otherwise available.

Appears in 1 contract

Samples: Warrant Agreement (Adma Biologics, Inc.)

Private Issue. The Warrantholder understands (i) that the Agreement and the Common Stock issuable upon exercise of this Agreement is are not registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 10.

Appears in 1 contract

Samples: Warrant Agreement (Your Internet Defender, Inc)

Private Issue. The Warrantholder understands that (i) that the Common Stock issuable upon exercise of this Agreement is not not, as of the Effective Date, registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereoflaws, and (ii) that the Company’s reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10.. 7|

Appears in 1 contract

Samples: Warrant Agreement (Phathom Pharmaceuticals, Inc.)

Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement is not not, as of the Effective Date, registered under the Securities Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereoflaws, and (ii) that the Company’s 's reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10.

Appears in 1 contract

Samples: Warrant Agreement (Genocea Biosciences, Inc.)

Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement Warrant is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 10.

Appears in 1 contract

Samples: Warrant Agreement (Planet Payment Inc)

Private Issue. The Warrantholder understands that (i) that the Common Stock issuable upon exercise of this Agreement is not not, as of the Effective Date, registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereoflaws, and (ii) that the Company’s 's reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10.. (c)

Appears in 1 contract

Samples: Warrant Agreement (Concert Pharmaceuticals, Inc.)

Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement Warrant is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 10Section.

Appears in 1 contract

Samples: Warrant Agreement (Inspire Pharmaceuticals Inc)

Private Issue. The Warrantholder Client understands (i) that the Common Stock issuable upon exercise of this Agreement the warrant certificates is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 1011.

Appears in 1 contract

Samples: Warrant Agreement (Advancepcs)

Private Issue. The Warrantholder understands (i) that the Common Stock ------------- issuable upon exercise of this Agreement Warrant is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on an such exemption is Is predicated on the representations set forth in this Section 10.

Appears in 1 contract

Samples: Warrant Agreement (Curis Inc)

Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement is not registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 10.

Appears in 1 contract

Samples: Warrant Agreement (Interplay Entertainment Corp)

Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement Warrant is not registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 10.is

Appears in 1 contract

Samples: Warrant Agreement (Paratek Pharmaceuticals, Inc.)

Private Issue. The Warrantholder understands that (i) that the Common Stock issuable upon exercise of this Agreement is not not, as of the Effective Date, registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereoflaws, and (ii) that the Company’s reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10.

Appears in 1 contract

Samples: Warrant Agreement (Mattersight Corp)

Private Issue. The Warrantholder understands that (i) that the Common Stock issuable upon exercise of this Agreement is not not, as of the Effective Date, registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereoflaws, and (ii) that the Company’s reliance on exemption from such exemption registration is predicated on the representations set forth in this Section 10.. ​ ​ ​

Appears in 1 contract

Samples: Warrant Agreement (Tg Therapeutics, Inc.)

Private Issue. The Warrantholder Client understands (i) that the Common Stock issuable upon exercise of this Agreement the Warrant Certificates is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant Agreement will be exempt from the registration and qualifications requirements thereof, ; and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 1011.

Appears in 1 contract

Samples: Warrant Agreement (Advancepcs)

Private Issue. The Warrantholder understands (i) that the shares of Common Stock issuable upon exercise of this Agreement is not registered under the Securities Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 10.

Appears in 1 contract

Samples: Warrant Agreement (Yumanity Therapeutics, Inc.)

Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement is not registered under the Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 10.. (c)

Appears in 1 contract

Samples: Loan and Security Agreement (Tricida, Inc.)

Private Issue. The Warrantholder understands (i) that the Common Stock -------------- issuable upon exercise of this Agreement Warrant is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 10.

Appears in 1 contract

Samples: Warrant Agreement (Curis Inc)

Private Issue. The Warrantholder understands (i) that the Common Stock issuable upon exercise of this Agreement Warrant is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the die representations set forth in this Section 10.

Appears in 1 contract

Samples: Warrant Agreement (Curis Inc)

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