Private Issue. The Holder understands (i) that the Preferred Stock issuable upon exercise of the Holder’s rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 17.
Appears in 38 contracts
Samples: Warrant Agreement (Carbon Black, Inc.), Warrant Agreement (Carbon Black, Inc.), Preferred Stock Purchase Warrant (Invuity, Inc.)
Private Issue. The Holder understands (i) that the Preferred Stock issuable upon exercise of the Holder’s 's rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 17.
Appears in 13 contracts
Samples: Loan and Security Agreement (Anacor Pharmaceuticals Inc), Preferred Stock Purchase Warrant (Anacor Pharmaceuticals Inc), Preferred Stock Purchase Warrant (Anacor Pharmaceuticals Inc)
Private Issue. The Holder understands (i) that the Preferred Stock issuable upon exercise of the Holder’s 's rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section SECTION 17.
Appears in 8 contracts
Samples: Loan and Security Agreement (Combinatorx, Inc), Preferred Stock Purchase Warrant (Rigel Pharmaceuticals Inc), Preferred Stock Purchase Warrant (Rigel Pharmaceuticals Inc)
Private Issue. The Holder understands (i) that the Preferred Common Stock issuable upon exercise of the Holder’s rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 1716.
Appears in 8 contracts
Samples: Warrant to Purchase Common Stock, Common Stock Purchase Warrant (Anacor Pharmaceuticals, Inc.), Common Stock Purchase Warrant (Anacor Pharmaceuticals, Inc.)
Private Issue. The Holder understands (i) that the Preferred Common Stock issuable upon exercise of the Holder’s rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 17.
Appears in 7 contracts
Samples: Common Stock Purchase Warrant (Care.com Inc), Common Stock Purchase Warrant (Care.com Inc), Loan and Security Agreement (ARYx Therapeutics, Inc.)
Private Issue. The Holder understands (i) that neither the Preferred Stock issuance of this Warrant nor the issuance of any shares of the Company’s capital stock issuable upon exercise of the Holder’s rights contained herein is not has been registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance issuances contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set of the Holderset forth in this Section 17.
Appears in 6 contracts
Samples: Loan and Security Agreement (Fluidigm Corp), Loan and Security Agreement (Fluidigm Corp), Loan and Security Agreement (Fluidigm Corp)
Private Issue. The Holder understands (i) that the Preferred Warrant and ------------- the Warrant Stock issuable upon exercise of the Holder’s rights contained herein is this Warrant are not registered under the 1933 Act Securities Act, or qualified under applicable state securities laws on the ground that the issuance contemplated by of this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 1710.
Appears in 5 contracts
Samples: Warrant Agreement (Petsmart Com Inc), Warrant Agreement (Petsmart Com Inc), Warrant Agreement (Petsmart Com Inc)
Private Issue. The Holder understands (i) that the Preferred Stock issuable upon exercise of the Holder’s rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 1716.
Appears in 4 contracts
Samples: Loan Agreement (Invuity, Inc.), Preferred Stock Purchase Warrant (Invuity, Inc.), Preferred Stock Purchase Warrant (On Deck Capital Inc)
Private Issue. The Holder understands (i) that the Preferred Common Stock issuable upon exercise of the Holder’s rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 1715.
Appears in 4 contracts
Samples: Common Stock Purchase Warrant (Anacor Pharmaceuticals, Inc.), Common Stock Purchase Warrant (Hemosense Inc), Common Stock Purchase Warrant (NameMedia, Inc.)
Private Issue. The Holder understands (i) that the Preferred Stock issuable upon exercise of the Holder’s rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 1719.
Appears in 4 contracts
Samples: Preferred Stock Purchase Warrant (Genocea Biosciences, Inc.), Preferred Stock Purchase Warrant (Genocea Biosciences, Inc.), Preferred Stock Purchase Warrant (Genocea Biosciences, Inc.)
Private Issue. The Holder understands (i) that the Preferred Stock issuable upon exercise of the Holder’s rights contained herein this Warrant is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 173.
Appears in 4 contracts
Samples: Investment Agreement (Pazoo, Inc.), Investment Agreement (Pazoo, Inc.), Investment Agreement (Pazoo, Inc.)
Private Issue. The Holder understands (i) that the Preferred Common Stock issuable upon exercise of the Holder’s rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground grounds that the issuance contemplated by this Warrant will be exempt from the registration and qualifications qualification requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 1716.
Appears in 4 contracts
Samples: Loan Agreement (Erin Energy Corp.), Financing Support Agreement (Erin Energy Corp.), Common Stock Purchase Warrant (Erin Energy Corp.)
Private Issue. The Holder understands (i) that neither the Preferred Stock issuance of this Warrant nor the issuance of any shares of the Company’s capital stock issuable upon exercise of the Holder’s rights contained herein is not has been registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance issuances contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set of the Holderset forth in this Section 1718.
Appears in 3 contracts
Samples: Preferred Stock Purchase Warrant (Fluidigm Corp), Preferred Stock Purchase Warrant (Fluidigm Corp), Preferred Stock Purchase Warrant (Fluidigm Corp)
Private Issue. The Holder understands (i) that the Preferred Common Stock issuable upon exercise of the Holder’s rights contained herein this Warrant is not registered under the 1933 Securities Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereofrequirements, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 1712.
Appears in 3 contracts
Samples: Stock Subscription Warrant (Curis Inc), Stock Subscription Warrant (Curis Inc), Stock Subscription Warrant (Curis Inc)
Private Issue. The Holder understands (i) that the Preferred Common Stock issuable upon exercise of the Holder’s 's rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 1716.
Appears in 3 contracts
Samples: Common Stock Purchase Warrant (Blue Fire Equipment Corp), Common Stock Purchase Warrant (Rigel Pharmaceuticals Inc), Common Stock Purchase Warrant (Rigel Pharmaceuticals Inc)
Private Issue. The Holder understands (i) that the Preferred Stock Shares issuable upon exercise of the Holder’s rights contained herein is are not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 1716.
Appears in 2 contracts
Samples: Loan Agreement (Enerkem Inc.), Preferred Share Purchase Warrant (Enerkem Inc.)
Private Issue. The Holder understands (i) that the Preferred shares of Common Stock issuable upon exercise of the Holder’s rights contained herein is this Warrant are not registered under the 1933 Securities Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 1714.
Appears in 2 contracts
Samples: Warrant Agreement (Avici Systems Inc), Common Stock Purchase Warrant (Omtool LTD)
Private Issue. The Holder understands (i) that the Preferred Stock Stock, issuable upon exercise of the Holder’s 's rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 174.
Appears in 2 contracts
Samples: Loan and Security Agreement (Women Com Networks Inc), Warrant Agreement (Women Com Networks Inc)
Private Issue. The Holder understands (i) that the Preferred Stock issuable upon exercise of the Holder’s rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 17.
Appears in 2 contracts
Samples: Loan and Security Agreement (GlassHouse Technologies Inc), Loan and Security Agreement (GlassHouse Technologies Inc)
Private Issue. The Holder understands (i) that the Preferred Common Stock issuable upon exercise of the Holder’s 's rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 17.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (Enernoc Inc), Common Stock Purchase Warrant (Enernoc Inc)
Private Issue. The Holder understands (i) that the Preferred Stock issuable upon exercise of the Holder’s 's rights contained herein and the Conversion Shares is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 17SECTION 18.
Appears in 2 contracts
Samples: Preferred Stock Purchase Warrant (Chemconnect Inc), Preferred Stock Purchase Warrant (Chemconnect Inc)
Private Issue. The Holder understands (i) that the Preferred Stock issuable upon exercise of the Holder’s 's rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, ; and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 17.
Appears in 1 contract
Samples: Preferred Stock Purchase Warrant (NeuroMetrix, Inc.)
Private Issue. The Holder understands (i) that the Preferred Stock issuable upon exercise of the Holder’s rights contained herein this Warrant is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 17herein.
Appears in 1 contract
Private Issue. The Holder understands (i) that the Preferred Stock securities issuable upon exercise of the Holder’s rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications qualification requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 17.
Appears in 1 contract
Samples: Preferred Stock Purchase Warrant (Cerulean Pharma Inc.)
Private Issue. The Holder understands (i) that the Series B-1 Preferred Stock issuable upon exercise of the Holder’s 's rights contained herein is not registered under the 1933 Securities Act of 1933, as amended, or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 1713.
Appears in 1 contract
Samples: Warrant Agreement (Enernoc Inc)
Private Issue. The Holder understands (i) that neither the Preferred Stock issuance of this Warrant nor the issuance of any shares of the Company’s capital stock issuable upon exercise of the Holder’s rights contained herein is not has been registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance issuances contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations of the Holder set forth in this Section 1718.
Appears in 1 contract
Private Issue. The Holder understands (i) that the Preferred Stock issuable upon exercise of the Holder’s 's rights contained herein (and the Common Stock issuable upon conversion of the Preferred Stock) is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 17SECTION 16.
Appears in 1 contract
Samples: Preferred Stock Purchase Warrant (Webvan Group Inc)
Private Issue. The Holder understands (i) that the Preferred Stock issuable upon exercise of the Holder’s rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 1718.
Appears in 1 contract
Samples: Preferred Stock Purchase Warrant (Aruba Networks, Inc.)
Private Issue. The Holder understands (i) that the Preferred Common Stock issuable upon exercise of the Holder’s 's rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section SECTION 17.
Appears in 1 contract
Samples: Warrant Agreement (Redenvelope Inc)
Private Issue. The Holder understands (i) that this Warrant and the Preferred Stock Shares issuable upon exercise of the Holder’s rights contained herein is are not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 17Article IV.
Appears in 1 contract
Private Issue. The Holder understands (i) that the Preferred Stock issuable upon exercise of the Holder’s 's rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant Agreement will be exempt from the registration and qualifications qualification requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 1716.
Appears in 1 contract
Private Issue. The Holder understands (i) that this Warrant and the Preferred Common Stock issuable upon exercise of the Holder’s rights contained herein is are not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 17.
Appears in 1 contract
Private Issue. The Holder understands (i) that the Preferred Stock Stock, issuable upon exercise of the Holder’s 's rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant Agreement will be exempt from the registration and qualifications requirements thereof, ; and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 174.
Appears in 1 contract
Samples: Warrant Agreement (Endwave Corp)
Private Issue. The Holder understands (i) that the Preferred Common Stock issuable upon exercise of the Holder’s 's rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 1712.
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Genesis Biopharma, Inc)
Private Issue. The Holder understands (i) that neither the Preferred Shares issuable hereunder nor, if the Class is a series of convertible preferred stock, the shares of Common Stock issuable upon exercise conversion of the Holder’s rights contained herein is not Shares, have been registered under the 1933 Act or qualified under applicable state securities laws laws, on the ground that the issuance contemplated by this Warrant will be exempt from the such registration and qualifications requirements thereofrequirements, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 1719.
Appears in 1 contract
Private Issue. The Holder understands (i) that the Preferred ------------- Stock issuable upon exercise of this Warrant or the Holder’s rights contained herein Common Stock issuable upon conversion of the Preferred Stock is not registered under the Securities Exchange Act of 1933 Act (the "1933 Act") or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 174.
Appears in 1 contract
Samples: Warrant Agreement (Getthere Com)
Private Issue. The Holder understands (i) that the Preferred Stock issuable upon exercise of the Holder’s Warrantholder's rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant Agreement will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 174.
Appears in 1 contract
Samples: Term Loan Agreement (Vixel Corp)
Private Issue. The Holder understands (i) that the Preferred Stock issuable upon exercise of the Holder’s 's rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated in part on the representations set forth in this Section 1715.
Appears in 1 contract
Samples: Preferred Stock Purchase Warrant (Repeater Technologies Inc)
Private Issue. The Holder understands (i) that the Preferred Common Stock issuable upon exercise of the Holder’s rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, thereof and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 1715.
Appears in 1 contract
Private Issue. The Holder understands (i) that the Preferred Common Stock issuable upon exercise of the Holder’s 's rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 1718.
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Plumtree Software Inc)
Private Issue. The Holder understands (i) that the Preferred Stock issuable upon exercise of the Holder’s rights contained herein this Warrant is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 173.
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Janel World Trade LTD)
Private Issue. The Holder understands (i) that none of this Warrant, the Preferred Stock issuable upon exercise of the Holder’s 's rights contained herein herein, and the Common Stock issuable upon conversion thereof, is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 17SECTION 18.
Appears in 1 contract
Samples: Loan and Security Agreement (Vnus Medical Technologies Inc)
Private Issue. The Holder understands (i) that the Preferred Stock issuable upon exercise of the Holder’s 's rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section 1718.
Appears in 1 contract
Private Issue. The Holder understands (i) that this Warrant and the Preferred Stock issuable upon exercise of the Holder’s 's rights contained herein is are not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section SECTION 17.
Appears in 1 contract
Samples: Loan and Security Agreement (Soundbite Communications Inc)
Private Issue. The Holder Xxxxxx understands (i) that the Preferred Stock issuable upon exercise of the Holder’s 's rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s 's reliance on such exemption is predicated on the representations set forth in this Section SECTION 17.
Appears in 1 contract
Samples: Preferred Stock Purchase Warrant (Alnylam Pharmaceuticals Inc)
Private Issue. The Holder understands (i) that the Preferred Common Stock issuable upon exercise of the Holder’s rights contained herein is not registered under the 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be be. exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 17.
Appears in 1 contract
Samples: Warrant Agreement (Zipcar Inc)
Private Issue. The Holder understands (i) that the Preferred Common Stock issuable upon exercise of the Holder’s rights contained herein is not registered under the fee 1933 Act or qualified under applicable state securities laws on the ground that the issuance contemplated by this Warrant will be exempt from the registration and qualifications requirements thereof, and (ii) that the Company’s reliance on such exemption is predicated on the representations set forth in this Section 17.
Appears in 1 contract