Common use of Private Offering by the Company Clause in Contracts

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Notes or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person other than the Purchasers. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdiction.

Appears in 6 contracts

Samples: Note Purchase Agreement (Conifer Holdings, Inc.), Note Purchase Agreement, Note Purchase Agreement (Conifer Holdings, Inc.)

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Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Notes or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person other than the PurchasersNoteholders. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdictionAct.

Appears in 3 contracts

Samples: Note Agreement (Stepan Co), Note Agreement (Stepan Co), Note Agreement (Stepan Co)

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Notes or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person person other than the Purchasersyou. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdictionAct.

Appears in 3 contracts

Samples: Note Purchase Agreement (Aearo Corp), Note Purchase Agreement (Digex Inc/De), Note Purchase Agreement (Bindley Western Industries Inc)

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Notes or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person other than the Purchasers. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdictionAct.

Appears in 2 contracts

Samples: Note Purchase Agreement (Chateau Communities Inc), Note Purchase Agreement (Stepan Co)

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Notes or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person person other than you and not more than two other Institutional Investors, each of which has been offered the PurchasersNotes at a private sale for investment. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any under applicable securities or blue sky laws of any applicable jurisdictionlaws.

Appears in 2 contracts

Samples: Note Purchase Agreement (First Union Real Estate Equity & Mortgage Investments), Note Purchase Agreement (First Union Real Estate Equity & Mortgage Investments)

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Notes Warrants, or any similar securities securities, for sale to, or solicited any offer to buy any of the same Warrants from, or otherwise approached or negotiated in respect thereof with, any Person other than the PurchasersPurchaser. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the offer, issuance or sale of the Notes Warrants to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdictionAct.

Appears in 1 contract

Samples: Warrant Agreement (Inverness Medical Innovations Inc)

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Subordinated Notes or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person person other than the Purchasersyou. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Subordinated Notes to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdictionAct. 5.

Appears in 1 contract

Samples: Subordinated Loan Agreement (Valhi Inc /De/)

Private Offering by the Company. Neither the Company nor the Parent nor anyone acting on its behalf of the Company or the Parent has offered the Notes or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person person other than you and the Other Purchasers. Neither the Company nor the Parent nor anyone acting on its behalf of the Company or the Parent has taken, or will take, any action that would subject the issuance or sale of the Notes to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdictionAct.

Appears in 1 contract

Samples: Note Purchase Agreement (Covenant Transport Inc)

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Notes Note or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person other than the PurchasersPurchaser, which has been offered the Note at a private sale for investment. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes Note to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdictionAct.

Appears in 1 contract

Samples: Note Purchase Agreement (Otter Tail Corp)

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Notes or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person person other than you and the other Purchasers. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdictionAct.

Appears in 1 contract

Samples: Note Purchase Agreement (Oneita Industries Inc)

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Series 2017-B Notes or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person other than the Purchasers. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes Note Exchange to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdiction.

Appears in 1 contract

Samples: Third Supplement to Note Purchase Agreement (Essential Utilities, Inc.)

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Secured Notes or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person person other than the Purchasersyou. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Secured Notes to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdictionAct.

Appears in 1 contract

Samples: Note Purchase Agreement (Credit Suisse First Boston Inc)

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Series 2017-D Notes or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person other than the Purchasers. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes Note Exchange to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdiction.

Appears in 1 contract

Samples: Note Purchase Agreement (Essential Utilities, Inc.)

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Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Notes or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person other than you who has been offered the PurchasersNotes at a private sale for investment. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdictionAct.

Appears in 1 contract

Samples: Note Purchase Agreement (Dames & Moore Inc /De/)

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Notes or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person other than the Purchasers, each of which has been offered the Notes at a private sale for investment. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdiction.of

Appears in 1 contract

Samples: Note Purchase Agreement (Sensient Technologies Corp)

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Notes or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person person other than the PurchasersPrudential. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdiction.

Appears in 1 contract

Samples: Note Purchase and Private Shelf Agreement (Tortoise Energy Infrastructure Corp)

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Notes Notes, the Warrants or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person other than each Purchaser and the PurchasersLenders. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes or Warrants to the registration requirements of Section section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdictionAct.

Appears in 1 contract

Samples: Note Purchase Agreement (WLR Foods Inc)

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Notes or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person person other than you and the Other Purchasers. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdictionAct.

Appears in 1 contract

Samples: Note Purchase Agreement (Ims Health Inc)

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Notes or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person person other than you, who has been offered the PurchasersNotes at a private sale for investment. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdictionAct.

Appears in 1 contract

Samples: Note Purchase Agreement (Sigma Aldrich Corp)

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Notes or any similar securities Securities for sale to, or solicited any offer to buy the Notes or any of the same similar Securities from, or otherwise approached or negotiated in respect thereof with, any Person other than the Purchasers. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities Securities or blue sky laws of any applicable jurisdiction.

Appears in 1 contract

Samples: Note Purchase Agreement (Ugi Corp /Pa/)

Private Offering by the Company. Neither the Company nor anyone acting on its behalf has offered the Notes Units or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any Person person other than the Purchasersyou. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes Units to the registration requirements of Section section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdictionAct.

Appears in 1 contract

Samples: Unit Purchase Agreement (PNM Resources Inc)

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