Common use of Private Placement Status Clause in Contracts

Private Placement Status. Neither the Company nor any agent nor other Person acting on the Company's behalf will do or cause to be done (or will omit to do or to cause to be done) any act which act (or which omission) would result in bringing the issuance or sale of the Shares or the Conversion Shares within the provisions of Section 5 of the Securities Act or the filing, notification or reporting requirements of any state securities law (other than in accordance with a registration and qualification of Conversion Shares pursuant to the Registration Rights Agreement).

Appears in 12 contracts

Samples: Stock Purchase Agreement (Hudson Technologies Inc /Ny), Preferred Stock Purchase Agreement (Caliber Learning Network Inc), Preferred Stock Purchase Agreement (Caliber Learning Network Inc)

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Private Placement Status. Neither the Company nor any agent nor other Person acting on the Company's behalf will do or cause to be done (or will omit to do or to cause to be done) any act which act (or which omission) would result in bringing the issuance or sale of the Shares Shares, the Conversion Shares, the Warrants or the Conversion Warrant Shares within the provisions of Section 5 of the Securities Act or the filing, notification or reporting requirements of any state securities law (other than in accordance with a registration and qualification of Conversion Shares or Warrant Shares pursuant to the Registration Rights Agreement).

Appears in 5 contracts

Samples: Stock and Warrant Purchase Agreement (Alyn Corp), Stock and Warrant Purchase Agreement (Fleming Robert Inc / Da), Stock and Warrant Purchase Agreement (Alyn Corp)

Private Placement Status. Neither the Company nor any agent nor any other Person acting on the Company's behalf will do or cause to be done (or will omit to do or to cause to be done) any act which act (or which omission) would result in bringing the issuance or sale of the Shares Notes, Warrants or the Conversion Shares within the provisions of Section 5 of the Securities Act or the filing, notification or reporting requirements of any state securities law (other than in accordance with a registration and qualification of Conversion Shares pursuant to the Registration Rights Agreementunder Section 17 hereof).

Appears in 5 contracts

Samples: Note and Warrant Purchase Agreement (Integral Vision Inc), Note and Warrant Purchase Agreement (Integral Vision Inc), Note and Warrant Purchase Agreement (Integral Vision Inc)

Private Placement Status. Neither the Company nor any agent nor other Person acting on the Company's behalf will do or cause to be done (or will omit to do or to cause to be done) any act which act (or which omission) would result in bringing the issuance or sale of the Preferred Shares, Warrant Shares or the Conversion Shares Warrants within the provisions of Section 5 of the Securities Act or the filing, notification or reporting requirements of any state securities law (other than in accordance with a registration and qualification of Conversion Warrant Shares pursuant to under the Registration Rights Agreement).

Appears in 3 contracts

Samples: Securities Purchase Agreement (Swiss Reinsurance America Corp), Securities Purchase Agreement (Home State Holdings Inc), Securities Purchase Agreement (Reliance Financial Services Corp)

Private Placement Status. Neither the Company nor any agent nor or any other Person acting on the Company's behalf will do or cause to be done (or will omit to do or to cause to be done) any act which act (or which omission) would result in bringing the issuance or sale of the Shares Units, the Shares, the Warrants or the Conversion Shares within the provisions of Section 5 of the Securities Act or the filing, notification or reporting requirements of any state securities law (other than in accordance with a registration and qualification of Conversion Shares pursuant to the Registration Rights Agreement)law.

Appears in 2 contracts

Samples: Share and Warrant Purchase Agreement (Visual Edge Systems Inc), Share and Warrant Purchase Agreement (Visual Edge Systems Inc)

Private Placement Status. Neither the Company nor any agent nor other Person acting on the Company's behalf will do or cause to be done (or will omit to do or to cause to be done) any act which act (or which omission) would result in bringing the issuance or sale of the Shares or the Conversion Shares underlying Common Stock within the provisions of Section 5 of the Securities Act or the filing, notification or reporting requirements of any state securities law (other than in accordance with a registration and qualification of Conversion Shares pursuant to Common Stock under the Registration Rights Agreement).

Appears in 2 contracts

Samples: Preferred Stock Purchase Agreement (Daimlerchrysler Aerospace Ag), Spacehab Inc \Wa\

Private Placement Status. Neither the Company nor any agent nor any other Person acting on the Company's ’s behalf will do or cause to be done (or will omit to do or to cause to be done) any act which act (or which omission) would result in bringing the issuance or sale of the Shares Notes, Warrants or the Conversion Shares within the provisions of Section 5 of the Securities Act or the filing, notification or reporting requirements of any state securities law (other than in accordance with a registration and qualification of Conversion Shares pursuant to the Registration Rights Agreementunder Section 17 hereof).

Appears in 1 contract

Samples: Note and Warrant Purchase Agreement (Integral Vision Inc)

Private Placement Status. Neither the Company nor any agent nor other Person acting on the Company's behalf will do or cause to be done (or will omit to do or to cause to be done) any act which act (or which omission) would result in bringing the issuance or sale of the Shares Notes, the Series B Preferred Stock or the Conversion Shares Warrants within the provisions of Section 5 of the Securities Act or the filing, notification or reporting requirements of any state securities law (other than in accordance with a registration and qualification of Conversion Shares pursuant to the Registration Rights AgreementSection 15 hereof).

Appears in 1 contract

Samples: Warrant Purchase Agreement (Sa Telecommunications Inc /De/)

Private Placement Status. Neither the Company nor any agent nor or other Person acting on the Company's behalf will do or cause to be done (or will omit to do or to cause to be done) any act act, which act (or which omission) would result in bringing the issuance or sale of the Shares or the Conversion Securities and Warrant Shares within the provisions of Section 5 of the Securities Act or the filing, notification or reporting requirements of any state securities law (other than in accordance with a registration and qualification of Conversion Shares pursuant to the Registration Rights Agreement)law.

Appears in 1 contract

Samples: Common Stock and Warrant Purchase Agreement (Impax Laboratories Inc)

Private Placement Status. Neither the Company nor any agent nor other Person acting on the Company's behalf will do or cause to be done (or will omit to do or to cause to be done) any act which act (or which omission) would result in bringing the issuance or sale of the Shares or the Conversion Shares within the provisions of Section 5 of the Securities Act or the filing, notification or reporting requirements of any state securities law (other than in accordance with a registration and qualification of Conversion Shares pursuant to the Registration Rights AgreementSection 8 hereof).

Appears in 1 contract

Samples: Share Purchase Agreement (Sa Telecommunications Inc /De/)

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Private Placement Status. Neither the Company nor any agent nor other Person acting on the Company's behalf will do or cause to be done (or will omit to do or to cause to be done) any act act, which act (or which omission) would result in bringing the issuance or sale of the Shares or the Conversion Shares within the provisions of Section 5 of the Securities Act or the filing, notification or reporting requirements of any state securities law (other than in accordance with a registration and qualification of Conversion Shares pursuant to the Registration Rights Agreement).

Appears in 1 contract

Samples: Stock Purchase Agreement (Impax Laboratories Inc)

Private Placement Status. Neither the Company nor any agent nor ------------------------ other Person acting on the Company's behalf will do or cause to be done (or will omit to do or to cause to be done) any act which act (or which omission) would result in bringing the issuance or sale of the Shares Notes or the Conversion Shares within the provisions of Section 5 of the Securities Act or the filing, notification or reporting requirements of any state securities law (other than in accordance with a registration and qualification of Conversion Shares pursuant to the Registration Rights Agreementunder Section 17 hereof).

Appears in 1 contract

Samples: Purchase Agreement (Bet Associates Lp)

Private Placement Status. Neither the Company nor any agent ------------------------ nor other Person acting on the Company's behalf will do or cause to be done (or will omit to do or to cause to be done) any act which act (or which omission) would result in bringing the issuance or sale of the Shares Notes or the Conversion Shares within the provisions of Section 5 of the Securities Act or the filing, notification or reporting requirements of any state securities law (other than in accordance with a registration and qualification of Conversion Shares pursuant to the Registration Rights Agreementunder Section 17 hereof).

Appears in 1 contract

Samples: Purchase Agreement (Westower Corp)

Private Placement Status. Neither the Company nor any agent nor other Person acting on the Company's behalf will do or cause to be done (or will omit to do or to cause to be done) any act which act (or which omission) would result in bringing the issuance or sale of the Shares or the Conversion Shares Securities within the provisions of Section 5 of the Securities Act or the filing, notification or reporting requirements of any state securities law (other than in accordance with a registration and qualification law; provided, that this Section 6.5 shall not restrict filings required to be made to perfect exemptions from the provision of Conversion Shares pursuant to the Registration Rights Agreement)any state securities law.

Appears in 1 contract

Samples: Note and Stock Purchase Agreement (Vestcom International Inc)

Private Placement Status. Neither the Company Borrowers nor any agent nor other Person acting on the Company's Borrowers' behalf will do or cause to be done (or will omit to do or to cause to be done) any act which act (or which omission) would result in bringing the issuance or sale of the Shares Notes or the Conversion Shares Securities within the provisions of Section 5 of the Securities Act or the filing, notification or reporting requirements of any state securities law (other than in accordance with a registration and qualification of Conversion Shares pursuant to Securities under the Registration Rights Agreement).

Appears in 1 contract

Samples: Purchase Agreement (Veridium Corp)

Private Placement Status. Neither the Company nor any agent nor other Person acting on the Company's ’s behalf will do or cause to be done (or will omit to do or to cause to be done) any act which act (or which omission) would result in bringing the issuance or sale of the Shares or the Conversion Shares within the provisions of Section 5 of the Securities Act or the filing, notification or reporting requirements of any state securities law (other than in accordance with a registration and qualification of Conversion Shares pursuant to the Registration Rights Agreement)law.

Appears in 1 contract

Samples: Stock Purchase Agreement (Doe Run Resources Corp)

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