Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 1059 contracts
Samples: Securities Purchase Agreement (Hongli Group Inc.), Securities Purchase Agreement (Vaccinex, Inc.), Securities Purchase Agreement (Zoomcar Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 217 contracts
Samples: Securities Purchase Agreement (Barfresh Food Group Inc.), Securities Purchase Agreement (Chez Ronald L), Securities Purchase Agreement (Lpath, Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 142 contracts
Samples: Securities Purchase Agreement (Flewber Global Inc.), Securities Purchase Agreement (Hepion Pharmaceuticals, Inc.), Note Purchase Agreement (Bluejay Diagnostics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 128 contracts
Samples: Securities Purchase Agreement (Siyata Mobile Inc.), Securities Purchase Agreement (Safety Shot, Inc.), Securities Purchase Agreement (Safety Shot, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities Shares hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 69 contracts
Samples: Securities Purchase Agreement (SANUWAVE Health, Inc.), Securities Purchase Agreement (Applied Digital Corp.), Share Purchase Agreement (MediWound Ltd.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Warrants or the Warrant Shares by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 69 contracts
Samples: Securities Purchase Agreement (Senseonics Holdings, Inc.), Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.), Securities Purchase Agreement (bioAffinity Technologies, Inc.)
Private Placement. Assuming the accuracy of the PurchasersBuyers’ representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Buyers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Primary Market.
Appears in 47 contracts
Samples: Securities Purchase Agreement (Xos, Inc.), Securities Purchase Agreement (Kona Gold Beverage, Inc.), Securities Purchase Agreement (uCloudlink Group Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 22 contracts
Samples: Securities Purchase Agreement (Chron Organization, Inc.), Securities Purchase Agreement (Barfresh Food Group Inc.), Securities Purchase Agreement (Cool Technologies, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ ' representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 22 contracts
Samples: Securities Purchase Agreement (CTD Holdings Inc), Securities Purchase Agreement (GT Biopharma, Inc.), Securities Purchase Agreement (Defense Technologies International Corp.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities Shares hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 19 contracts
Samples: Securities Purchase Agreement (Presto Automation Inc.), Securities Purchase Agreement (Synthetic Biologics, Inc.), Stock Purchase Agreement (Bright Horizons Family Solutions Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 18 contracts
Samples: Securities Purchase Agreement (Digital Ally Inc), Securities Purchase Agreement (Exactus, Inc.), Securities Purchase Agreement (Digital Ally Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading MarketMarket applicable to the Company.
Appears in 16 contracts
Samples: Securities Purchase Agreement (Cardax, Inc.), Securities Purchase Agreement (Cardax, Inc.), Securities Purchase Agreement (Cardax, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement and the accuracy of the information disclosed in the Accredited Investor Questionnaires provided by the Purchasers, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 14 contracts
Samples: Securities Purchase Agreement (Fluent, Inc.), Securities Purchase Agreement (Fluent, Inc.), Securities Purchase Agreement (Unicycive Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the PurchasersInvestors’ representations and warranties set forth in Section 3.23.02, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Investors as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 14 contracts
Samples: Securities Purchase Agreement (Adven Inc.), Securities Purchase Agreement (Bruush Oral Care Inc.), Securities Purchase Agreement (Bruush Oral Care Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Warrants or the Warrant Shares by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 13 contracts
Samples: Securities Purchase Agreement (Greenwave Technology Solutions, Inc.), Securities Purchase Agreement (BioSig Technologies, Inc.), Securities Purchase Agreement (Greenwave Technology Solutions, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties of the Purchasers set forth in Section 3.2Sections 3.2(b)-(f), no registration under the Securities Act is required for the offer offer, issuance and sale of the Securities by the Company to the Purchasers as contemplated herebyhereby are exempt from the registration requirements of the Securities Act. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading MarketPrincipal Market and no shareholder approval is required for the Company to fulfill its obligations under the Transaction Documents.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Summus Inc Usa), Securities Purchase Agreement (Authentidate Holding Corp), Securities Purchase Agreement (Path 1 Network Technologies Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is not required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Sigma Labs, Inc.), Securities Purchase Agreement (DropCar, Inc.), Securities Purchase Agreement (Gratitude Health, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities Shares hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 10 contracts
Samples: Common Stock Purchase Agreement (Vision Sciences Inc /De/), Securities Purchase Agreement (Innovative Card Technologies Inc), Securities Purchase Agreement (Active Power Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Buyer’s representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Buyer as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Primary Market.
Appears in 10 contracts
Samples: Unit Purchase Agreement (ALT5 Sigma Corp), Unit Purchase Agreement (ALT5 Sigma Corp), Unit Purchase Agreement (JanOne Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2herein, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 10 contracts
Samples: Securities Purchase Agreement (MusclePharm Corp), Securities Purchase Agreement (Biozone Pharmaceuticals, Inc.), Registration Rights Agreement (Biozone Pharmaceuticals, Inc.)
Private Placement. Assuming the accuracy of the PurchasersInvestors’ representations and warranties set forth in Section 3.2section 3.02, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Investors as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Paid Inc), Securities Purchase Agreement (Mitesco, Inc.), Securities Purchase Agreement (Resonate Blends, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement and the accuracy of the information disclosed in the Accredited Investor Questionnaires provided by the Purchasers, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The Assuming the making and the obtaining of the Required Approvals, the issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Alpine Immune Sciences, Inc.), Securities Purchase Agreement (Alpine Immune Sciences, Inc.), Securities Purchase Agreement (Hipcricket, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23 hereof, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 9 contracts
Samples: Unit Purchase Agreement (Bonds.com Group, Inc.), Unit Purchase Agreement (Bonds.com Group, Inc.), Unit Purchase Agreement (Bonds.com Group, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyPurchasers. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Bullion River Gold Corp), Securities Purchase Agreement (Bullion River Gold Corp), Securities Purchase Agreement (Bullion River Gold Corp)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Notes, the Shares upon conversion thereof, the Warrants or the Warrant Shares issuable upon exercise thereof by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Esports Entertainment Group, Inc.), Securities Purchase Agreement (OncBioMune Pharmaceuticals, Inc), Securities Purchase Agreement (OncBioMune Pharmaceuticals, Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement and the accuracy of the information disclosed in the Accredited Investor Questionnaires provided by the Purchasers, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Principal Trading Market.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Gemphire Therapeutics Inc.), Subsidiary Guarantee (Baxano Surgical, Inc.), Securities Purchase Agreement (Baxano Surgical, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities Shares hereunder does do not contravene the rules and regulations of the Trading Market.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Duos Technologies Group, Inc.), Securities Purchase Agreement (Duos Technologies Group, Inc.), Securities Purchase Agreement (Duos Technologies Group, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Aprecia Inc), Securities Purchase Agreement (Sub-Urban Brands, Inc.), Securities Purchase Agreement (Aprecia Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Warrants and Warrant Shares by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Marathon Patent Group, Inc.), Securities Purchase Agreement (Immune Pharmaceuticals Inc), Securities Purchase Agreement (Eyegate Pharmaceuticals Inc)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Unrivaled Brands, Inc.), Securities Purchase Agreement (Mantra Venture Group Ltd.), Securities Purchase Agreement (COPsync, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Aspen Group, Inc.), Securities Purchase Agreement (Aspen Group, Inc.), Securities Purchase Agreement (Intellicell Biosciences, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities Shares hereunder does do not contravene the rules and regulations of the Company’s principal Trading Market.
Appears in 6 contracts
Samples: Share Purchase Agreement (LDK Solar Co., Ltd.), Share Purchase Agreement (LDK Solar Co., Ltd.), Share Purchase Agreement (LDK Solar Co., Ltd.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers each Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Creek Road Miners, Inc.), Convertible Note Purchase Agreement (Notis Global, Inc.), Convertible Note Purchase Agreement (Notis Global, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Debenture by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities Debenture hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Gopher Protocol Inc.), Securities Purchase Agreement (Digital Power Corp), Securities Purchase Agreement (Digital Power Corp)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The Subject to Stockholder Approval requirements, the issuance and sale of the Securities hereunder does will not contravene the rules and regulations of the Trading Market.
Appears in 5 contracts
Samples: Securities Purchase Agreement (ZyVersa Therapeutics, Inc.), Securities Purchase Agreement (ZyVersa Therapeutics, Inc.), Securities Purchase Agreement (SHF Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does do not contravene the rules and regulations of the Trading Market.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Tenon Medical, Inc.), Securities Purchase Agreement (Tenon Medical, Inc.), Securities Purchase Agreement (Tenon Medical, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each respective Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the such Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Marketany trading market.
Appears in 5 contracts
Samples: Securities Purchase Agreement (It&e International Group), Securities Purchase Agreement (Sequenom Inc), Securities Purchase Agreement (Sequenom Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Buyer’s representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Buyer as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Principal Market.
Appears in 5 contracts
Samples: Securities Purchase Agreement (VinFast Auto Ltd.), Secured Debenture Purchase Agreement (Ideanomics, Inc.), Secured Debenture Purchase Agreement (Ideanomics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Debentures by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities Debentures hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Progreen US, Inc.), Securities Purchase Agreement (Pressure Biosciences Inc), Securities Purchase Agreement (Pressure Biosciences Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement and the accuracy of the information disclosed in the Questionnaires, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The issuance and sale of the Securities Shares hereunder does not contravene the rules and regulations of the Principal Trading Market.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Republic First Bancorp Inc), Securities Purchase Agreement (Republic First Bancorp Inc), Securities Purchase Agreement (Republic First Bancorp Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyhereby in accordance with the terms of the Transaction Documents. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Surge Global Energy, Inc.), Securities Purchase Agreement (Surge Global Energy, Inc.), Securities Purchase Agreement (Wave Systems Corp)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Principal Market.
Appears in 5 contracts
Samples: Registration Rights Agreement (Bulldog Technologies Inc), Securities Purchase Agreement (Large Scale Biology Corp), Securities Purchase Agreement (Validian Corp)
Private Placement. Assuming the accuracy of each of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Coach Industries Group Inc), Securities Purchase Agreement (San Holdings Inc), Escrow Agreement (San Holdings Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The Assuming the making and the obtaining of the Required Approvals, the issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Heron Therapeutics, Inc. /De/), Securities Purchase Agreement (Heron Therapeutics, Inc. /De/), Securities Purchase Agreement (Progenity, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyhereby is exempt from the registration requirements of the Securities Act. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Trevi Therapeutics, Inc.), Securities Purchase Agreement (Trevi Therapeutics, Inc.), Securities Purchase Agreement (Trevi Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The Subject to receipt of the Required Approvals, the issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Castle Brands Inc), Securities Purchase Agreement (Castle Brands Inc), Securities Purchase Agreement (Castle Brands Inc)
Private Placement. Assuming the accuracy of the PurchasersInvestors’ representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Investors as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 4 contracts
Samples: Securities Purchase Agreement (As Seen on TV, Inc.), Securities Purchase Agreement (As Seen on TV, Inc.), Securities Purchase Agreement (As Seen on TV, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.3 of this Agreement, no registration under the Securities Act is required for the offer and sale of the Securities Purchased Shares by the Company to the Purchasers as contemplated herebyPurchaser under this Agreement. The issuance and sale of the Securities Purchased Shares hereunder does not contravene the rules and regulations of the Trading MarketNASDAQ.
Appears in 4 contracts
Samples: Investment Agreement (WashingtonFirst Bankshares, Inc.), Investment Agreement (WashingtonFirst Bankshares, Inc.), Investment Agreement (WashingtonFirst Bankshares, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.22.2, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities Shares hereunder does not contravene the rules and regulations of the Trading MarketOTC Markets, or any other market or exchange on which the Common Stock is listed or quoted for trading on the Closing Date.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Mountain High Acquisitions Corp.), Securities Purchase Agreement (Altair International Corp.), Securities Purchase Agreement (Lixte Biotechnology Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.23.2(b)-(e), (i) no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The under the Transaction Documents, and (ii) the issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Paradigm Holdings, Inc), Preferred Stock Purchase Agreement (Paradigm Holdings, Inc), Securities Purchase Agreement (Ace Comm Corp)
Private Placement. Assuming the accuracy of the PurchasersBuyers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Buyers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Principal Market.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Nuvve Holding Corp.), Securities Purchase Agreement (Genius Group LTD), Form of Securities Purchase Agreement (Shuttle Pharmaceuticals Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act or other applicable securities laws is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Delcath Systems, Inc.), Securities Purchase Agreement (Delcath Systems, Inc.), Securities Purchase Agreement (Delcath Systems, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company Units to the Purchasers as contemplated hereby. The issuance and sale of the Securities Units hereunder does not contravene the rules and regulations of the Trading MarketMarket applicable to the Company.
Appears in 4 contracts
Samples: Subscription Agreement (Cardax, Inc.), Subscription Agreement (Cardax, Inc.), Subscription Agreement (Cardax, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Ordinary Warrants or the Ordinary Warrant Shares by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Portage Biotech Inc.), Securities Purchase Agreement (Scinai Immunotherapeutics Ltd.), Securities Purchase Agreement (Akari Therapeutics PLC)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Momentus Inc.), Securities Purchase Agreement (H-Cyte, Inc.), Series a Preferred Stock Purchase Agreement (Dataram Corp)
Private Placement. Assuming the accuracy of the PurchasersHolders’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Holders as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 4 contracts
Samples: Securities Exchange Agreement (Unique Logistics International Inc), Securities Exchange and Amendment Agreement (Gigabeam Corp), Securities Exchange and Amendment Agreement (Gigabeam Corp)
Private Placement. Assuming the accuracy of the PurchasersBuyers’ representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Buyers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Principal Market.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Beneficient), Securities Purchase Agreement (Kidpik Corp.), Securities Purchase Agreement (Cardio Diagnostics Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Marketany trading market.
Appears in 4 contracts
Samples: Series H Preferred Stock Purchase Agreement (Entech Solar, Inc.), Series H Preferred Stock Purchase Agreement (Entech Solar, Inc.), Series H Preferred Stock Purchase Agreement (Entech Solar, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Notes, Warrants and Underlying Shares by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Creative Realities, Inc.), Securities Purchase Agreement (Creative Realities, Inc.), Securities Purchase Agreement (Creative Realities, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market, provided that its approval thereof is obtained prior to the issuance of the Conversion Shares.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Delcath Systems, Inc.), Securities Purchase Agreement (DPW Holdings, Inc.), Securities Purchase Agreement (DPW Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Unregistered Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Applied UV, Inc.), Securities Purchase Agreement (Rail Vision Ltd.), Securities Purchase Agreement (Allena Pharmaceuticals, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Units by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities Units hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Medovex Corp.), Securities Purchase Agreement (Medovex Corp.), Securities Purchase Agreement (Medovex Corp.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser's representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 3 contracts
Samples: Securities Purchase Agreement (THC Therapeutics, Inc.), Securities Purchase Agreement (Xenetic Biosciences, Inc.), Securities Purchase Agreement (Nac Global Technologies, Inc.)
Private Placement. Assuming the accuracy of the PurchasersPurchaser’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading MarketCompany’s trading market.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Ascent Solar Technologies, Inc.), Securities Purchase Agreement (Auddia Inc.), Securities Purchase Agreement (Aclarion, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Notes or the Warrants by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities Notes, Note Shares and the Warrants hereunder does not contravene the rules and regulations of the Trading Principal Market.
Appears in 3 contracts
Samples: Convertible Note Purchase Agreement (Synova Healthcare Group Inc), Convertible Note Purchase Agreement (Synova Healthcare Group Inc), Convertible Note Purchase Agreement (Synova Healthcare Group Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 3 contracts
Samples: Secured Convertible Note Purchase Agreement (H-Cyte, Inc.), Secured Convertible Note and Warrant Purchase Agreement (FWHC Holdings, LLC), Secured Convertible Note and Warrant Purchase Agreement (H-Cyte, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.25.3, no registration under the Securities Act or any state securities laws is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading MarketGlobal Select Market or any state securities laws.
Appears in 3 contracts
Samples: Exchange Agreement (Tower Group, Inc.), Registration Rights Agreement (CastlePoint Holdings, Ltd.), Exchange Agreement (CastlePoint Holdings, Ltd.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers ------------------ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 3 contracts
Samples: Securities Purchase Agreement (UC Hub Group Inc), Securities Purchase Agreement (Elinear Inc), Securities Purchase Agreement (Elinear Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.22.2, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Purchasers Purchaser as contemplated herebyby this Agreement. The issuance and sale of the Securities Shares hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 3 contracts
Samples: Securities Subscription Agreement (Novogen LTD), Securities Subscription Agreement (Marshall Edwards Inc), Securities Subscription Agreement (Marshall Edwards Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Holder’s representations and warranties set forth in Section 3.24, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Holder as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 3 contracts
Samples: Exchange Agreement (AMEDICA Corp), Exchange Agreement (AMEDICA Corp), Exchange Agreement
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of under the Securities hereunder does not contravene the rules and regulations of the Trading MarketTransaction Documents.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Live Oak Bancshares, Inc.), Securities Purchase Agreement (Live Oak Bancshares, Inc.), Securities Purchase Agreement (Pinnacle Data Systems Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement and the accuracy of the information disclosed in the Accredited Investor Questionnaires, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of under the Securities hereunder does not contravene the rules and regulations of the Trading MarketTransaction Documents.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Castle Creek Capital Partners V, LP), Securities Purchase Agreement (ChinaCache International Holdings Ltd.), Securities Purchase Agreement (COMMITTED CAPITAL ACQUISITION Corp)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Theater Xtreme Entertainment Group, Inc), Securities Purchase Agreement (Theater Xtreme Entertainment Group, Inc), Note and Warrant Purchase Agreement (Brillian Corp)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading MarketMarket on which any securities of the Company are listed or designated.
Appears in 3 contracts
Samples: Securities Purchase Agreement (ABT Holdings, Inc.), Securities Purchase Agreement (Content Checked Holdings, Inc.), Securities Purchase Agreement (Staffing 360 Solutions, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading MarketMarket in any material respect.
Appears in 3 contracts
Samples: Securities Purchase Agreement (ObsEva SA), Securities Purchase Agreement (ObsEva SA), Securities Purchase Agreement (ObsEva SA)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Company’s Trading Market.
Appears in 3 contracts
Samples: Convertible Note Purchase Agreement (Data443 Risk Mitigation, Inc.), Convertible Note Purchase Agreement (Data443 Risk Mitigation, Inc.), Convertible Note Purchase Agreement (Data443 Risk Mitigation, Inc.)
Private Placement. Assuming the accuracy of the PurchasersBuyers’ representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Buyers as contemplated hereby. The Except for obtaining any required approvals of the Company’s stockholders, the issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Principal Market.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Near Intelligence, Inc.), Securities Purchase Agreement (Near Intelligence, Inc.), Securities Purchase Agreement (Near Intelligence, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Holder’s representations and warranties set forth in Section 3.25, no registration under the Securities Act is required for the exchange, offer and sale of the Securities by the Company to the Purchasers Holder as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 3 contracts
Samples: Series a Exchange Agreement (MobileSmith, Inc.), Series a Exchange Agreement (MobileSmith, Inc.), Series B Exchange Agreement (Tapinator, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The As of the date of each Closing, the issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 3 contracts
Samples: Securities Purchase Agreement (MICT, Inc.), Securities Purchase Agreement (MICT, Inc.), Form of Securities Purchase Agreement (BNN Technology PLC)
Private Placement. Assuming the accuracy of the Purchasers’ ' representations and warranties set forth in Section 3.2, no registration under the Securities Act is not required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Bioptix, Inc.), Securities Purchase Agreement (Bioptix, Inc.), Securities Purchase Agreement (Bioptix, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement and the accuracy of the information disclosed in the Investor Questionnaires provided by the Purchasers, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Principal Trading Market.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Mri Interventions, Inc.), Securities Purchase Agreement (Mri Interventions, Inc.), Securities Purchase Agreement (Mri Interventions, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The Subject to the Required Approvals, the issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Osage Exploration & Development Inc), Securities Purchase Agreement (Retrophin, Inc.), Securities Purchase Agreement (Desert Gateway, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Outlook Therapeutics, Inc.), Securities Purchase Agreement (Outlook Therapeutics, Inc.), Securities Purchase Agreement (Outlook Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Principal Trading Market.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Root9B Technologies, Inc.), Securities Purchase Agreement (Root9B Technologies, Inc.), Securities Purchase Agreement (Root9B Technologies Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers each Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does docs not contravene the rules and regulations of the Trading Market.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.), Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.), Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Investor representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Securities Units by the Company to the Purchasers Investor as contemplated hereby. The issuance and sale hereby or the exercise of the Securities hereunder does not contravene the rules and regulations of the Trading MarketWarrants.
Appears in 3 contracts
Samples: Subscription Agreement (NeoStem, Inc.), Subscription Agreement (NeoStem, Inc.), Subscription Agreement (NeoStem, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Debentures and Warrants by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 2 contracts
Samples: Registration Rights Agreement (Composite Technology Corp), Registration Rights Agreement (Composite Technology Corp)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement and the accuracy of the information disclosed in the Accredited Investor Questionnaires provided by the Purchasers, no registration under the Securities Act is required for the offer and sale of the Securities Shares by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The issuance and sale of the Securities Shares hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 2 contracts
Samples: Form of Securities Purchase Agreement (Ribbon Communications Inc.), Securities Purchase Agreement (Avadel Pharmaceuticals PLC)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 and in the Accredited Investor Questionnaire, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Reed's, Inc.), Securities Purchase Agreement (Reed's, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the any applicable Trading Market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Tripath Technology Inc), Securities Purchase Agreement (Etelos, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement and the accuracy of the information disclosed in the Accredited Investor Questionnaires, no registration under the Securities Act is required for the offer and sale of the Securities Common Shares by the Company to the Purchasers as contemplated herebyunder the Transaction Documents. The issuance and sale of the Securities Common Shares hereunder does not contravene the rules and regulations of the Principal Trading Market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Ameris Bancorp), Securities Purchase Agreement (Vantagesouth Bancshares, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Preferred Stock, Warrants and Underlying Shares by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Wireless Ronin Technologies Inc), Securities Purchase Agreement (Magnegas Corp)
Private Placement. Assuming the accuracy of the Purchasers’ Investors' representations and warranties set forth in Section 3.23.02, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Investors as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (SusGlobal Energy Corp.), Securities Purchase Agreement (SusGlobal Energy Corp.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 and the Placement Agent’s representations and warranties set forth in the Transaction Documents, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Apollo Endosurgery, Inc.), Securities Purchase Agreement (Apollo Endosurgery, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.23.2(b)-(e), no registration under the Securities Act is required for the offer offer, issuance and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance , and the offer and sale of the Securities hereunder does will not contravene be integrated with any offers or sales of other securities by the rules and regulations of the Trading MarketCompany.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Peregrine Pharmaceuticals Inc), Securities Purchase Agreement (Peregrine Pharmaceuticals Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the principal Trading Market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Oxford Media, Inc.), Securities Purchase Agreement (Gigabeam Corp)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Purchase Warrants and the Purchase Warrant Shares by the Company to the Purchasers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Peraso Inc.), Securities Purchase Agreement (Peraso Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities Note, Warrants and Underlying Shares by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Creative Realities, Inc.), Securities Purchase Agreement (Creative Realities, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Purchaser as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading MarketOTC Bulletin Board.
Appears in 2 contracts
Samples: Securities Purchase Agreement (IdeaEdge, Inc), Securities Purchase Agreement (International Stem Cell CORP)
Private Placement. Assuming the accuracy of the Purchasers’ Buyers' representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Securities by the Company to the Purchasers Buyers as contemplated hereby. The issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Primary Market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Q BioMed Inc.), Securities Purchase Agreement (Top Ships Inc.)