Private Placement. The offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.
Appears in 84 contracts
Samples: Securities Purchase Agreement (Celcuity Inc.), Securities Purchase Agreement (Lyra Therapeutics, Inc.), Securities Purchase Agreement (Madrigal Pharmaceuticals, Inc.)
Private Placement. The offer and sale of the Securities to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.
Appears in 82 contracts
Samples: Note Purchase Agreement (Renavotio, Inc.), Securities Purchase Agreement (Success Entertainment Group International Inc.), Securities Purchase Agreement (Rocky Mountain High Brands, Inc.)
Private Placement. The offer and sale of the Securities Shares to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Rafael Holdings, Inc.), Purchase Agreement (SharpSpring, Inc.), Purchase Agreement (OptimizeRx Corp)
Private Placement. The offer and sale of the Securities Note to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.
Appears in 5 contracts
Samples: Securities Offering Agreement (Arkanova Energy Corp.), Securities Offering Agreement (Arkanova Energy Corp.), Conversion and Loan Modification Agreement (Arkanova Energy Corp.)
Private Placement. The offer and sale of the Securities Notes to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Blue Water Petroleum Corp.), Securities Offering Agreement (Arkanova Energy Corp), Securities Offering Agreement (Arkanova Energy Corp)
Private Placement. The offer and sale of the Securities Shares to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.
Appears in 4 contracts
Samples: Stock Purchase Agreement (China Commercial Credit Inc), Stock Purchase Agreement (Arotech Corp), Purchase Agreement (Woize International Ltd.)
Private Placement. The Based, in part, in reliance of the representations of the Investor contained herein, the offer and sale of the Securities to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Hale Martin M Jr), Securities Purchase Agreement (Top Image Systems LTD), Securities Purchase Agreement (Top Image Systems LTD)
Private Placement. The offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act. The completion of the Other Offering will not cause the offering of the Securities to violate Section 5 of the 1933 Act.
Appears in 2 contracts
Samples: Purchase Agreement (Alanco Technologies Inc), Purchase Agreement (Alanco Technologies Inc)
Private Placement. The offer and sale of the Securities to the ----------------- Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.
Appears in 2 contracts
Samples: Purchase Agreement (Amerigon Inc), Purchase Agreement (Amerigon Inc)
Private Placement. The offer and sale of the Securities Investment to the Investors Lenders as contemplated hereby is exempt from the registration requirements of the 1933 Securities Act.
Appears in 2 contracts
Samples: Interim Loan Agreement, Interim Loan Agreement (Enable Holdings, Inc.)
Private Placement. The offer and sale of the Securities to the Investors Purchaser as contemplated hereby is exempt from the registration requirements of the 1933 Act.Act pursuant to Rule 506 of Regulation D.
Appears in 1 contract
Samples: Production Payment Purchase Agreement (Golden Phoenix Minerals Inc /Mn/)
Private Placement. The Assuming the truth and accuracy of the Investors’ representations and warranties in this Agreement, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.
Appears in 1 contract
Samples: Purchase Agreement (Media Sciences International Inc)
Private Placement. The offer and sale of the Securities to the Investors Purchasers as contemplated hereby is are exempt from the registration requirements of the Securities Act of 1933 (the “Securities Act”).
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Applied Neurosolutions Inc)
Private Placement. The offer and sale of the Securities Notes to the Investors Purchasers as contemplated hereby is are exempt from the registration requirements of the Securities Act of 1933 (the “Securities Act”).
Appears in 1 contract
Samples: Convertible Note Purchase Agreement (Applied Neurosolutions Inc)
Private Placement. The offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act. The offer and sale of the Debentures as contemplated hereby is exempt from the requirements of the Trust Indenture Act of 1939, as amended.
Appears in 1 contract
Private Placement. The offer and sale of the Securities to the Investors Purchasers as contemplated hereby is exempt from the registration requirements of the 1933 Act.
Appears in 1 contract
Samples: Debenture Purchase Agreement (Bakers Footwear Group Inc)
Private Placement. The offer and sale of the Securities to the Investors Lender as contemplated hereby is exempt from the registration requirements of the Securities Act of 1933, as amended (the “1933 Act.”) pursuant to Rule 506 of Regulation D.
Appears in 1 contract
Samples: Bridge Loan and Debt Restructuring Agreement (Golden Phoenix Minerals Inc)
Private Placement. The Assuming the truth and accuracy of the Investors' representations and warranties contained in Article V hereof, the offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.
Appears in 1 contract
Private Placement. The offer and sale of the Securities to the Investors as contemplated hereby is are exempt from the registration requirements of the 1933 Act.
Appears in 1 contract
Private Placement. The offer and sale of the Securities Notes and Warrants to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.
Appears in 1 contract
Samples: Convertible Secured Note and Warrant Purchase Agreement (Octus Inc)
Private Placement. The offer and sale of the Securities to the Investors as contemplated hereby is exempt from the registration requirements of the 1933 Act.Act pursuant to Rule 506 of Regulation D.
Appears in 1 contract
Samples: Share and Warrant Purchase Agreement (Golden Phoenix Minerals Inc /Mn/)
Private Placement. The offer and sale of the Securities to the Investors Investor as contemplated hereby is are exempt from the registration requirements of the 1933 Act.
Appears in 1 contract
Samples: Purchase Agreement (All Energy Corp)
Private Placement. The offer and sale of the Securities Shares to the Investors Purchaser as contemplated hereby is exempt from the registration requirements of the 1933 Act.
Appears in 1 contract
Private Placement. The Assuming the truth and accuracy of the Investor’s representations and warranties in this Agreement, the offer and sale of the Securities to the Investors Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.
Appears in 1 contract
Private Placement. The offer and sale of the Securities to the Investors ----------------- Investor as contemplated hereby is exempt from the registration requirements of the 1933 Act.
Appears in 1 contract
Samples: Exchange Agreement (Amerigon Inc)
Private Placement. The offer and sale Assuming the accuracy of the Securities to representations and warranties of the Investors as contemplated hereby set forth herein, the Offering is exempt from the registration requirements of the 1933 Act.
Appears in 1 contract
Samples: Purchase Agreement (Pfsweb Inc)
