Common use of Prohibition of Sales to EEA Retail Investors Clause in Contracts

Prohibition of Sales to EEA Retail Investors. Each Underwriter represents, warrants and agrees with the Company that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes to any retail investor in the European Economic Area. For the purposes of this provision, the expression “retail investor” means a person who is one (or more) of the following:

Appears in 4 contracts

Samples: Pricing Agreement (Barclays PLC), Pricing Agreement (Barclays PLC), Pricing Agreement (Barclays PLC)

AutoNDA by SimpleDocs

Prohibition of Sales to EEA Retail Investors. Each Underwriter represents, warrants and agrees with the Company that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes Designated Securities to any retail investor in the European Economic Area. For the purposes of this provision, the expression “retail investor” means a person who is one (or more) of the following:

Appears in 3 contracts

Samples: Pricing Agreement (Barclays PLC), Pricing Agreement (Barclays PLC), Pricing Agreement (Barclays PLC)

Prohibition of Sales to EEA Retail Investors. Each Underwriter underwriter represents, warrants and agrees with the Company that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes to any retail investor in the European Economic Area. For the purposes of this provision, the expression “retail investor” means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Underwriting Agreement (Argo Blockchain PLC)

Prohibition of Sales to EEA Retail Investors. [Each Underwriter representshas represented, warrants warranted and agrees agreed with the Company that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes Designated Securities to any retail investor in the European Economic Area. For the purposes of this provision, the expression “retail investor” means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Underwriting Agreement (Barclays PLC)

Prohibition of Sales to EEA Retail Investors. Each Underwriter represents, warrants and agrees with the Company Bank that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes notes to any retail investor in the European Economic AreaArea or in the United Kingdom. For the purposes of this provision, the expression “retail investor” means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Pricing Agreement (Barclays Bank PLC)

AutoNDA by SimpleDocs

Prohibition of Sales to EEA Retail Investors. Each Underwriter represents, warrants and agrees with the Company that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes notes to any retail investor in the European Economic Area. For the purposes of this provision, the expression “retail investor” means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Pricing Agreement (Barclays PLC)

Prohibition of Sales to EEA Retail Investors. Each Underwriter represents, warrants and agrees with the Company that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes to any retail investor in the European Economic AreaArea or in the United Kingdom. For the purposes of this provision, the expression “retail investor” means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Pricing Agreement (Barclays PLC)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!