Common use of PROHIBITION OF SALES TO UK RETAIL INVESTORS Clause in Contracts

PROHIBITION OF SALES TO UK RETAIL INVESTORS. Unless the Final Terms or Pricing Supplement in respect of any Covered Bonds specifies “Prohibition of Sales to UK Retail Investors” as “Not Applicable”, each Dealer represents and agrees that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Covered Bonds which are the subject of the offering contemplated by the Prospectus as completed by the Final Terms or Pricing Supplement in relation thereto to any retail investor in the UK. For purposes of this provision, the expression retail investor means a person who is one (or more) of the following:

Appears in 2 contracts

Samples: Agency Agreement, Agency Agreement

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PROHIBITION OF SALES TO UK RETAIL INVESTORS. Unless the Final Terms or Pricing Supplement in respect of any Covered Bonds specifies “PRIIPs Regulation Prohibition of Sales to UK Retail Investors” as “Not Applicable”, each Dealer represents and agrees that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Covered Bonds which are the subject of the offering contemplated by the Base Prospectus as completed by the Final Terms or Pricing Supplement in relation thereto to any retail investor in the UK. For the purposes of this provision, the expression retail investor means a person who is one (or more) of the following:

Appears in 2 contracts

Samples: Dealership Agreement, Dealership Agreement

PROHIBITION OF SALES TO UK RETAIL INVESTORS. Unless the Final Terms or Pricing Supplement in respect of any Notes or Covered Bonds specifies "Prohibition of Sales to UK Retail Investors" as "Not Applicable", each Dealer represents and agrees agrees, that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes or Covered Bonds which are the subject of the offering contemplated by the Base Prospectus as completed by the Final Terms or Pricing Supplement in relation thereto to any retail investor in the UKUnited Kingdom. For the purposes of this provision, the expression retail investor means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Programme Agreement

PROHIBITION OF SALES TO UK RETAIL INVESTORS. Unless the Final Terms or Pricing Supplement in respect of any Covered Bonds specifies “Prohibition of Sales to UK Retail Investors” as “Not Applicable”, each Dealer represents has represented and agrees agreed, and each further Dealer appointed under the Programme will be required to represent and agree, that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Covered Bonds which are the subject of the offering contemplated by the this Prospectus as completed by the Final Terms or Pricing Supplement in relation thereto to any retail investor in the UKUnited Kingdom. For the purposes of this provision, the expression retail investor means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Dealership Agreement

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PROHIBITION OF SALES TO UK RETAIL INVESTORS. Unless the Final Terms or Pricing Supplement in respect of any Covered Bonds specifies “Prohibition of Sales to UK Retail Investors” as “Not Applicable”, each Dealer represents and agrees agrees, and each further Dealer appointed under the Programme will be required to represent and agree, that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Covered Bonds which are the subject of the offering contemplated by the this Prospectus as completed by the Final Terms or Pricing Supplement in relation thereto to any retail investor in the UKUnited Kingdom. For the purposes of this provision, the expression retail investor means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Dealership Agreement

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