Common use of PROHIBITION OF SALES TO UK RETAIL INVESTORS Clause in Contracts

PROHIBITION OF SALES TO UK RETAIL INVESTORS. Unless the relevant Final Terms in respect of any Notes specify “Prohibition of Sales to UK Retail Investors” as “Not Applicable”, each Dealer represents and agrees, that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Prospectus as completed by the Final Terms in relation thereto to any retail investor in the United Kingdom. For the purposes of this provision the expression retail investor means a person who is one (or more) of the following:

Appears in 2 contracts

Samples: Dealer Agreement (Linde PLC), Dealer Agreement (Linde PLC)

AutoNDA by SimpleDocs

PROHIBITION OF SALES TO UK RETAIL INVESTORS. Unless the relevant Final Terms Pricing Supplement in respect of any Notes specify specifies “Prohibition of Sales to UK Retail Investors” as “Not Applicable”, each Dealer represents and agrees, agrees that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Prospectus as completed by the Final Terms Pricing Supplement in relation thereto to any retail investor in the United Kingdom. For the purposes of this provision the expression retail investor means a person who is one (or more) of the followingprovision:

Appears in 1 contract

Samples: Dealer Agreement

PROHIBITION OF SALES TO UK RETAIL INVESTORS. Unless the relevant Final Terms in respect of any Notes specify “Prohibition of Sales to UK Retail Investors” as “Not Applicable”, each Each Dealer represents and agrees, agrees that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Prospectus as completed by the Final Terms in relation thereto to any retail investor in the United Kingdom. For the purposes of this provision the expression retail investor means a person who is one (or more) of the followingprovision:

Appears in 1 contract

Samples: Programme Agreement

AutoNDA by SimpleDocs

PROHIBITION OF SALES TO UK RETAIL INVESTORS. Unless the relevant Final Terms in respect of any Notes specify “Prohibition of Sales to UK Retail InvestorsInvestors in the United Kingdom” as “Not Applicable”, each Dealer represents and agrees, that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Prospectus as completed by the Final Terms in relation thereto to any retail investor in the United Kingdom. For the purposes of this provision provision: the expression retail investor means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Dealer Agreement (Linde PLC)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!