Prohibition of Short Sales and Hedging Transactions. During the term of this Agreement, the Buyer and its agents, representatives and affiliates shall not in any manner whatsoever enter into or effect, directly or indirectly, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the 0000 Xxx) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common Stock.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Cardiff Oncology, Inc.), Securities Purchase Agreement (Cardiff Oncology, Inc.), Securities Purchase Agreement (Trovagene, Inc.)
Prohibition of Short Sales and Hedging Transactions. During the term of this Agreement, neither the Buyer and Investor nor any of its agents, representatives and or affiliates shall not in any manner whatsoever enter into or effect, directly or indirectly, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the 0000 XxxExchange Act) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common Stock.
Appears in 4 contracts
Samples: Purchase Agreement (Leap Therapeutics, Inc.), Purchase Agreement (MGT Capital Investments, Inc.), Purchase Agreement (Golden Minerals Co)
Prohibition of Short Sales and Hedging Transactions. During the term of this Agreement, the Buyer and its agents, representatives and affiliates shall not in any manner whatsoever enter into or effect, directly or indirectly, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the 0000 1000 Xxx) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common Stock.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Cyclacel Pharmaceuticals, Inc.), Securities Purchase Agreement (Trovagene, Inc.), Securities Purchase Agreement (Trovagene, Inc.)
Prohibition of Short Sales and Hedging Transactions. During the term of this Agreement, the Buyer Investor and its agents, representatives and affiliates shall not in any manner whatsoever enter into or effect, directly or indirectly, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the 0000 1000 Xxx) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common Stock.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Dolphin Entertainment, Inc.), Securities Purchase Agreement (Dolphin Entertainment, Inc.), Securities Purchase Agreement (Dolphin Entertainment, Inc.)
Prohibition of Short Sales and Hedging Transactions. During the term of this Agreement, the Buyer Investor and its agents, representatives and affiliates shall not in any manner whatsoever enter into or effect, directly or indirectly, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the 0000 XxxExchange Act) of the Common Stock Shares or (ii) hedging transaction, which establishes a net short position with respect to the Common StockShares.
Appears in 3 contracts
Samples: Purchase Agreement (Auris Medical Holding AG), Purchase Agreement (Auris Medical Holding AG), Purchase Agreement (Auris Medical Holding AG)
Prohibition of Short Sales and Hedging Transactions. During the term period specified in Section 3(h), neither the Investors nor any of this Agreement, the Buyer and its their respective agents, representatives and or affiliates shall not in any manner whatsoever enter into or effect, directly or indirectly, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the 0000 XxxExchange Act) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common Stock.
Appears in 2 contracts
Samples: Purchase Agreement (Endologix Inc /De/), Purchase Agreement (Axsome Therapeutics, Inc.)
Prohibition of Short Sales and Hedging Transactions. During the term of this Agreement, none of the Buyer Investors and its or their agents, representatives and affiliates shall not in any manner whatsoever enter into or effect, directly or indirectly, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the 0000 XxxExchange Act) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common Stock.
Appears in 1 contract
Prohibition of Short Sales and Hedging Transactions. During the term of this Agreement, the Buyer Investor and its agents, representatives and affiliates shall not in any manner whatsoever enter into or effect, directly or indirectly, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the 0000 Xxx1934 Act) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common Stock.
Appears in 1 contract
Samples: Securities Purchase Agreement (Panacea Life Sciences Holdings, Inc.)
Prohibition of Short Sales and Hedging Transactions. During At any time on or after the term date hereof, neither the Investors nor any of this Agreement, the Buyer and its their respective agents, representatives and or affiliates shall not in any manner whatsoever enter into or effect, directly or indirectly, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the 0000 XxxExchange Act) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common Stock.
Appears in 1 contract
Prohibition of Short Sales and Hedging Transactions. During So long as the term of this AgreementBuyer holds any Securities, the Buyer and its agents, representatives and affiliates Affiliates shall not in any manner whatsoever enter into or effect, directly or indirectly, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the 0000 XxxExchange Act) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common Stock.
Appears in 1 contract
Samples: Securities Purchase Agreement (Kiora Pharmaceuticals Inc)
Prohibition of Short Sales and Hedging Transactions. During the term of this Agreement, the each Buyer and its agents, representatives and affiliates shall not in any manner whatsoever enter into or effect, directly or indirectly, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the 0000 1000 Xxx) of the Common Stock Stock, or (ii) hedging transaction, which establishes a net short position with respect to the Common Stock.
Appears in 1 contract
Samples: Securities Purchase Agreement (VistaGen Therapeutics, Inc.)
Prohibition of Short Sales and Hedging Transactions. During the term of this Agreement, the Buyer Investor and its agents, representatives and affiliates shall not in any manner whatsoever enter into or effect, directly or indirectly, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the 0000 XxxExchange Act) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common Stock.
Appears in 1 contract
Prohibition of Short Sales and Hedging Transactions. During the term of this AgreementBuyer agrees that while any Notes remain outstanding, the Buyer and its agents, representatives and affiliates shall not in any manner whatsoever enter into or effect, directly or indirectly, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the 0000 XxxExchange Act) of the Common Stock Ordinary Shares or (ii) hedging transaction, which establishes a net short position with respect to the Common StockOrdinary Shares.
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