Prospectus Filed with Commission Clause Samples
The "Prospectus Filed with Commission" clause requires that a prospectus, which is a formal legal document detailing an investment offering, be submitted to the relevant regulatory authority, typically the Securities and Exchange Commission (SEC), before securities can be offered to the public. In practice, this means that the issuer must prepare and file the prospectus, ensuring it contains all necessary disclosures about the company, the securities being offered, and associated risks. This clause ensures regulatory oversight and transparency, protecting investors by making sure they have access to essential information before making investment decisions.
Prospectus Filed with Commission. The Company shall have filed the Prospectus with the Commission (including the information required by Rule 430A under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act; or the Company shall have filed a post-effective amendment to the Registration Statement containing the information required by such Rule 430A, and such post-effective amendment shall have become effective.
Prospectus Filed with Commission. The Company shall have filed the Prospectus with the Commission (including the information required by Rule 430A under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act; or the Company shall have filed a post-effective amendment to the Registration Statement containing the information required by such Rule 430A, and such post-effective amendment shall have become effective; or, if the Company elected to rely upon Rule 434 under the Securities Act and obtained the Representative's consent thereto, the Company shall have filed a Term Sheet with the Commission in the manner and within the time period required by such Rule 424(b).
Prospectus Filed with Commission. The Company shall have filed the Prospectus with the Commission (including the information required by Rule 430A under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act; or the Company shall have filed a post-effective amendment to the Registration Statement containing the information required by such Rule 430A, and such post-effective amendment shall have become effective. The Company shall have filed any material required to be filed by the Company with the Commission in the manner and within the time period required by Rule 433 of the Securities Act, including the Issuer Free Writing Prospectus, the Selling Stockholder Free Writing Prospectus and the Other Free Writing Prospectus.
Prospectus Filed with Commission. The Company shall have filed the Prospectus with the Commission in the manner and within the time period required by Rule 424(b) under the Act. The Company shall have made available to the Placement Agent, no later than 5:00 p.m. New York City time on the date hereof or as soon as practicable thereafter, copies of the Prospectus in electronic form for delivery to the Investors who are party to the Purchase Agreements.
Prospectus Filed with Commission. The Company shall have filed the Prospectus with the Commission in the manner and within the time period required by Rule 424(b) under the Securities Act.