PROVISION OF CERTAIN INFORMATION BY SUB-ADVISER. The Sub-adviser will promptly notify the Adviser and the Trusts in writing of the occurrence of any of the following events: a. the Sub-adviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Sub-adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; b. the Sub-adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of any Trust; and c. any change in actual control or management of the Sub-adviser or the portfolio manager of any Fund.
Appears in 18 contracts
Samples: Sub Advisory Agreement (John Hancock Premium Dividend Fund), Sub Advisory Agreement (John Hancock Financial Opportunities Fund), Sub Advisory Agreement (John Hancock Investors Trust)
PROVISION OF CERTAIN INFORMATION BY SUB-ADVISER. The Sub-adviser Adviser will promptly notify the Adviser and the Trusts in writing of the occurrence of any of the following events:
a. the Sub-adviser Adviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Sub-adviser Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. the Sub-adviser Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of any the Trust; and
c. any material change in actual control or management of the Sub-adviser Adviser or any change in the principal portfolio manager of any Fundthe Sub-Adviser with respect to the Trust.
Appears in 14 contracts
Samples: Investment Sub Advisory Agreement (John Hancock Tax-Advantaged Global Shareholder Yield Fund), Investment Sub Advisory Agreement (John Hancock Tax-Advantaged Global Shareholder Yield Fund), Investment Sub Advisory Agreement (John Hancock Tax-Advantaged Global Shareholder Yield Fund)
PROVISION OF CERTAIN INFORMATION BY SUB-ADVISER. The Sub-adviser Adviser will promptly notify the Adviser and the Trusts in writing of the occurrence of any of the following events:
a. the Sub-adviser Adviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Sub-adviser Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. the Sub-adviser Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of any the Trust; and
c. any material change in actual control or management of the Sub-adviser Adviser or any change in the principal portfolio manager of any Fundthe Trust.
Appears in 6 contracts
Samples: Investment Sub Advisory Agreement (John Hancock Tax-Advantaged Global Shareholder Yield Fund), Investment Sub Advisory Agreement (John Hancock Tax-Advantaged Global Shareholder Yield Fund), Interim Investment Sub Advisory Agreement (John Hancock Tax-Advantaged Global Shareholder Yield Fund)
PROVISION OF CERTAIN INFORMATION BY SUB-ADVISER. The Sub-adviser will promptly notify the Adviser and the Trusts Trust in writing of the occurrence of any of the following events:
a. the Sub-adviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Sub-adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. the Sub-adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of any the Trust; and
c. any change in actual control or management of the Sub-adviser or the portfolio manager of any the Fund.
Appears in 5 contracts
Samples: Sub Investment Management Contract (Hancock John Capital Series), Sub Investment Management Contract (Hancock John Institutional Series Trust), Sub Investment Management Contract (Hancock John Capital Series)
PROVISION OF CERTAIN INFORMATION BY SUB-ADVISER. The Sub-adviser Adviser will promptly notify the Adviser and the Trusts in writing of the occurrence of any of the following events:
a. (a) the Sub-adviser Adviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Sub-adviser Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. (b) the Sub-adviser Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of any Trustthe trust; and
c. any change in actual control (c) the directors, managing directors or management of officers of, or the advisory personnel employed by, the Sub-adviser or the portfolio manager of any FundAdviser changes.
Appears in 4 contracts
Samples: Sub Advisory Agreement (Security Capital U S Real Estate Shares Inc), Sub Advisory Agreement (Security Capital U S Real Estate Shares Inc), Sub Advisory Agreement (Security Capital U S Real Estate Shares Inc)
PROVISION OF CERTAIN INFORMATION BY SUB-ADVISER. The Sub-adviser Adviser will promptly notify the Adviser and the Trusts in writing of the occurrence of any of the following events:
a. the Sub-adviser Adviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Sub-adviser Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. the Sub-adviser Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of any Trustthe Fund; and
c. any change in actual control or management of the Sub-adviser Adviser or any change in the portfolio manager Fund managers of any the Fund.,
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Securian Funds Trust)
PROVISION OF CERTAIN INFORMATION BY SUB-ADVISER. The Sub-adviser Adviser will promptly notify the Adviser and the Trusts in writing of the occurrence of any of the following events:
a. the Sub-adviser Adviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Sub-adviser Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. to the extent permitted by applicable law, the Sub-adviser Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, directly involving the affairs of any Trustthe Funds; and
c. any change in actual control or management of the Sub-adviser Adviser or any change in the portfolio manager Fund managers of any Fundthe Funds.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Securian Funds Trust)
PROVISION OF CERTAIN INFORMATION BY SUB-ADVISER. The Sub-adviser Adviser will promptly notify the Adviser and the Trusts in writing of the occurrence of any of the following events:
a. (a) the Sub-adviser Adviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Sub-adviser Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. (b) the Sub-adviser Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of any Trustthe Fund; and
c. (c) any change in actual control or management of the Sub-adviser Adviser or any change in the portfolio manager Fund managers of any the Fund.,
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Securian Funds Trust)
PROVISION OF CERTAIN INFORMATION BY SUB-ADVISER. The Sub-adviser Adviser will promptly notify the Adviser and the Trusts in writing of the occurrence of any of the following events:
a. (a) the Sub-adviser Adviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Sub-adviser Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. (b) the Sub-adviser Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of any Trustthe Fund; and
c. (c) any change in actual control or management of the Sub-adviser Adviser or any change in the portfolio manager Fund managers of any the Fund.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Securian Funds Trust)
PROVISION OF CERTAIN INFORMATION BY SUB-ADVISER. The Sub-adviser Adviser will promptly notify the Adviser and the Trusts in writing of the occurrence of any of the following events:
a. the Sub-adviser Adviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Sub-adviser Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. the Sub-adviser Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of any Trustthe Fund; and
c. any change in actual control or management of the Sub-adviser Adviser or any change in the portfolio manager Fund managers of any the Fund.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Securian Funds Trust)
PROVISION OF CERTAIN INFORMATION BY SUB-ADVISER. The Sub-adviser will promptly notify the Adviser and the Trusts in writing of the occurrence of any of the following events:
a. the Sub-adviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Sub-adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. the Sub-adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of any Trustthe Company; and
c. any change in actual control or management of the Sub-adviser or the portfolio manager of any Fundthe Company.
Appears in 1 contract
Samples: Sub Advisory Agreement (John Hancock Financial Trends Funds Inc)