Provision of Certain Information by the Adviser. The Adviser will promptly notify the Portfolio in writing of the occurrence of any of the following events: (a) the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; (b) the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the Portfolio; or (c) the chief executive officer of the Adviser or the portfolio manager of Portfolio changes.
Appears in 13 contracts
Samples: Investment Advisory and Management Agreement (Proshares Trust), Investment Advisory and Management Agreement (Proshares Trust), Investment Advisory and Management Agreement (Proshares Trust)
Provision of Certain Information by the Adviser. The Adviser will promptly notify the Portfolio Trust in writing of the occurrence of any of the following events:
(a) the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
(b) the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the PortfolioTrust; orand
(c) the chief executive officer or parent company of the Adviser or the portfolio manager of Portfolio any Fund changes.
Appears in 13 contracts
Samples: Investment Advisory Agreement (WisdomTree Digital Trust), Investment Advisory Agreement (WisdomTree Digital Trust), Investment Advisory Agreement (Aberdeen Standard Investments ETFs)
Provision of Certain Information by the Adviser. The Adviser will promptly notify the Portfolio Trust in writing of the occurrence of any of the following events:
(a) the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
(b) the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the PortfolioTrust; orand
(c) the chief executive officer of the Adviser or the portfolio manager of Portfolio any Fund changes.
Appears in 4 contracts
Samples: Investment Advisory and Management Agreement (Proshares Trust), Investment Advisory and Management Agreement (Proshares Trust), Investment Advisory and Management Agreement (Proshares Trust)
Provision of Certain Information by the Adviser. The Adviser will promptly notify the Portfolio in writing of the occurrence of any of the following events:
(a) the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
(b) the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the Portfolio; orand
(c) the chief executive officer or parent company of the Adviser or the portfolio manager of Portfolio changes.
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