Provision of Certain Information by the Adviser. The Adviser will promptly notify the Trust in writing of the occurrence of any of the following events: (a) the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; (b) the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the Trust; and (c) the chief executive officer or parent company of the Adviser changes.
Appears in 3 contracts
Samples: Investment Advisory Agreement (WisdomTree Trust), Investment Advisory Agreement (WisdomTree Trust), Investment Advisory Agreement (WisdomTree Trust)
Provision of Certain Information by the Adviser. The Adviser will promptly notify the Trust in writing of the occurrence of any of the following events:
(a) the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
(b) the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the Trust; and
(c) the chief executive officer or parent company of the Adviser or the portfolio manager of the Fund changes.
Appears in 1 contract
Samples: Investment Advisory and Management Agreement (Proshares Trust)