Common use of Provision of Reports and Exception Reports Clause in Contracts

Provision of Reports and Exception Reports. Beginning on or before the effective date of this Agreement and before July 31 of each calendar year thereafter, Pershing shall provide to Broker, pursuant to NYSE Rule 382(e), a list of all reports (e.g. exception-type reports) it offers to Broker. Broker shall promptly advise Pershing, in writing, of those specific reports it elects to receive. Pershing and Broker each represent that their obligations relative to exception reports, pursuant to NYSE Rule 382(e) have been completed.

Provision of Reports and Exception Reports. Beginning on On or before the effective date of this Agreement and before July 31 of each calendar year thereafterAgreement, Pershing shall provide to Broker, pursuant Pursuant to NYSE Rule 382(e), a list of all reports (e.g. exception-type reports) it offers to Broker. Broker shall promptly advise notify Pershing, in writing, of those specific reports it elects to receive. Pershing and Broker each represent that their obligations relative to exception reports, pursuant to NYSE Rule 382(e) have been completed.. (NYSE Information Memo 99-33)

Provision of Reports and Exception Reports. Beginning on On or before the effective date of this Agreement and before July 31 of each calendar year thereafterAgreement, Pershing shall provide to Broker, pursuant Pursuant to NYSE Rule 382(e3 82(e), a list of all reports (e.g. exception-type reports) it offers to Broker. Broker shall promptly advise notify Pershing, in writing, of those specific reports it elects to receive. Pershing and Broker each represent that their obligations relative to exception reports, pursuant to NYSE Rule 382(e) have been completed.. (NYSE Information Memo 99-33)

Provision of Reports and Exception Reports. Beginning on On or before the effective date of this Agreement and before July 31 of each calendar year thereafterAgreement, Pershing shall provide to Broker, pursuant Pursuant to NYSE Rule 382(e3 82(e), a list of all reports (e.g. exception-type reports) it offers to Broker. Broker shall promptly advise notify Pershing, in writing, of those specific reports spxxxxxx xeports it elects to receive. Pershing and Broker each represent that their obligations relative to exception reports, pursuant to NYSE Rule 382(e) have been completed.. (NYSE Information Memo 99-33)