Common use of Provisions Regarding Provision of General Investment Advice Clause in Contracts

Provisions Regarding Provision of General Investment Advice. General investment advice is a type of activity of provision of all kinds of directive researches or other information explicitly or implicitly suggesting or recommending a specific investment strategy, also including comments on existing or future prices or values of capital market instruments, which are prepared for and published to customers or distribution channels, about one or more capital market instruments or issuers, providing that they are not presented specifically to a particular person or to a particular group having similar financial situation and risk and return preferences. This activity further covers and extends to the sharing with the customers of certain data and information prepared as a part of the general investment advice activities and presented to customers or distribution channels, providing that they are not presented specifically to a particular person or to a particular group having similar financial situation and risk and return preferences. The Bank provides its general investment advices to the Customer face to face or through various distribution channels in accordance with the principles and rules set down in the Communiqué no. III.37.1 and other relevant regulations of the Capital Markets Board.

Appears in 5 contracts

Samples: Banking Services Agreement, www.akbank.com, www.akbank.com

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