Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. or a BNPP Entity, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either BNPP PB, Inc. or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. nor any other BNPP Entity will notify Customer that a vote was void.
Appears in 12 contracts
Samples: u.s. Pb Agreement (FS Global Credit Opportunities Fund), u.s. Pb Agreement (FS Energy Total Return Fund), u.s. Pb Agreement (FS Credit Income Fund)
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. PB or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. PB or a BNPP Entity, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either BNPP PB, Inc. PB or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. PB or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. PB nor any other BNPP Entity will notify Customer that a vote was void.
Appears in 9 contracts
Samples: u.s. Pb Agreement (Muzinich BDC, Inc.), u.s. Pb Agreement (Fiduciary/Claymore Energy Infrastructure Fund), u.s. Pb Agreement (Guggenheim Strategic Opportunities Fund)
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. PB or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. PB or a BNPP Entity, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either BNPP PB, Inc. PB or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent lent, or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. PB or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. nor any other PB or a BNPP Entity will not notify Customer that a vote was void.
Appears in 4 contracts
Samples: Prime Brokerage Agreement, u.s. Prime Brokerage Agreement (Sterling Capital Funds), u.s. Prime Brokerage Agreement (ALPS Series Trust)
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. NY or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. NY or a BNPP Entity, ; (ii) securities purchased and not paid for by settlement date, ; and (iii) securities that either BNPP PB, Inc. NY or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. NY or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. NY nor any other BNPP Entity will notify Customer that a vote was void.
Appears in 3 contracts
Samples: BNPP Ny Lending Agreement (Alpine Series Trust), BNPP Ny Lending Agreement (Alpine Income Trust), BNPP Ny Lending Agreement (Alpine Equity Trust)
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. NY or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. NY or a BNPP Entity, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either BNPP PB, Inc. NY or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent lent, or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. NY or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. NY nor any other a BNPP Entity will notify Customer that a vote was void.
Appears in 2 contracts
Samples: BNPP Ny Lending Agreement (Highland Global Allocation Fund), Lending Agreement (Highland Funds Ii)
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. or a BNPP Entity, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either BNPP PB, Inc. or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledgedrepledged, sold, lent or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. nor any other BNPP Entity will notify Customer that a vote was void.
Appears in 1 contract
Samples: u.s. Pb Agreement (NexPoint Credit Strategies Fund)
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. PB or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. PB or a BNPP Entity, ; (ii) securities purchased and not paid for by settlement date, ; and (iii) securities that either BNPP PB, Inc. PB or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. PB or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. PB nor any other BNPP Entity will notify Customer that a vote was void.
Appears in 1 contract
Samples: u.s. Pb Agreement (Alpine Global Premier Properties Fund)
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. PB or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. PB or a BNPP Entity, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either BNPP PB, Inc. PB or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. PB or a BNPP Entity’s 's possession or control. Furthermore, neither BNPP PB, Inc. PB nor any other BNPP Entity will notify Customer that a vote was void.
Appears in 1 contract
Samples: u.s. Pb Agreement (Guggenheim Credit Allocation Fund)
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. PB or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. PB or a BNPP Entity, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either BNPP PB, Inc. PB or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent lent, or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. PB or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. nor any other PB or a BNPP Entity will not notify Customer that a vote was void.. EXECUTION COPY (12/18/12)
Appears in 1 contract
Samples: u.s. Prime Brokerage Agreement
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. or a BNPP Entity, . including (i) securities not yet delivered to BNPP PB, . Inc. or a BNPP Entity, . (ii) securities purchased and not paid for by settlement Settlement date, and (iii) securities that either BNPP PB, Inc. or a BNPP Entity has hypothecated, . re-hypothecated, . pledged, re-re- pledged, sold, . lent or otherwise transferred. Please be advised that for the purposes of proxy voting, . Customer will not be notified that the securities are not in either BNPP PB, Inc. or a BNPP Entity’s possession or control. Furthermore, . neither BNPP PB, Inc. nor any other BNPP Entity will notify Customer that a vote was void.
Appears in 1 contract
Samples: u.s. Pb Agreement (Guggenheim Credit Allocation Fund)
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. PBL or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. PBL or a BNPP Entity, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either BNPP PB, Inc. PBL or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. PBL or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. PBL nor any other BNPP Entity will notify Customer that a vote was void.
Appears in 1 contract
Samples: u.s. Pb Agreement (Pathway Energy Infrastructure Fund, Inc.)
