Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. or a BNPP Entity, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either BNPP PB, Inc. or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. nor any other BNPP Entity will notify Customer that a vote was void.
Appears in 12 contracts
Samples: Account Agreement (FS Global Credit Opportunities Fund), Account Agreement (FS Energy Total Return Fund), Pb Agreement (FS Credit Income Fund)
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. PB or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. PB or a BNPP Entity, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either BNPP PB, Inc. PB or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. PB or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. PB nor any other BNPP Entity will notify Customer that a vote was void.
Appears in 9 contracts
Samples: Account Agreement (Muzinich BDC, Inc.), Pb Agreement (Fiduciary/Claymore Energy Infrastructure Fund), Account Agreement (Guggenheim Strategic Opportunities Fund)
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. PB or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. PB or a BNPP Entity, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either BNPP PB, Inc. PB or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent lent, or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. PB or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. nor any other PB or a BNPP Entity will not notify Customer that a vote was void.
Appears in 4 contracts
Samples: Prime Brokerage Agreement, Account Agreement (Sterling Capital Funds), Account Agreement (ALPS Series Trust)
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. NY or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. NY or a BNPP Entity, ; (ii) securities purchased and not paid for by settlement date, ; and (iii) securities that either BNPP PB, Inc. NY or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. NY or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. NY nor any other BNPP Entity will notify Customer that a vote was void.
Appears in 3 contracts
Samples: Account Agreement (Alpine Income Trust), Account Agreement (Alpine Series Trust), Account Agreement (Alpine Equity Trust)
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. NY or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. NY or a BNPP Entity, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either BNPP PB, Inc. NY or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent lent, or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. NY or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. NY nor any other a BNPP Entity will notify Customer that a vote was void.
Appears in 2 contracts
Samples: Lending Agreement (Highland Global Allocation Fund), Lending Agreement (Highland Funds Ii)
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. PB or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. PB or a BNPP Entity, ; (ii) securities purchased and not paid for by settlement date, ; and (iii) securities that either BNPP PB, Inc. PB or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. PB or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. PB nor any other BNPP Entity will notify Customer that a vote was void.
Appears in 1 contract
Samples: Account Agreement (Alpine Global Premier Properties Fund)
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. PBL or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. PBL or a BNPP Entity, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either BNPP PB, Inc. PBL or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. PBL or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. PBL nor any other BNPP Entity will notify Customer that a vote was void.
Appears in 1 contract
Samples: Pb Agreement (Pathway Energy Infrastructure Fund, Inc.)
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. or a BNPP Entity, . including (i) securities not yet delivered to BNPP PB, . Inc. or a BNPP Entity, . (ii) securities purchased and not paid for by settlement Settlement date, and (iii) securities that either BNPP PB, Inc. or a BNPP Entity has hypothecated, . re-hypothecated, . pledged, re-re- pledged, sold, . lent or otherwise transferred. Please be advised that for the purposes of proxy voting, . Customer will not be notified that the securities are not in either BNPP PB, Inc. or a BNPP Entity’s possession or control. Furthermore, . neither BNPP PB, Inc. nor any other BNPP Entity will notify Customer that a vote was void.
Appears in 1 contract
Samples: Account Agreement (Guggenheim Credit Allocation Fund)
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. PB or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. PB or a BNPP Entity, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either BNPP PB, Inc. PB or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent lent, or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. PB or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. nor any other PB or a BNPP Entity will not notify Customer that a vote was void.. EXECUTION COPY (12/18/12)
Appears in 1 contract
Samples: Prime Brokerage Agreement
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. or a BNPP Entity, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either BNPP PB, Inc. or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledgedrepledged, sold, lent or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. nor any other BNPP Entity will notify Customer that a vote was void.
Appears in 1 contract
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. PB or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. PB or a BNPP Entity, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either BNPP PB, Inc. PB or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. PB or a BNPP Entity’s 's possession or control. Furthermore, neither BNPP PB, Inc. PB nor any other BNPP Entity will notify Customer that a vote was void.
Appears in 1 contract
Samples: Account Agreement (Guggenheim Credit Allocation Fund)
