Public Offering of Securities. The Underwriters advise the Company that they propose to make a public offering of their respective portions of the Securities as soon after this Agreement has been executed and delivered as in its judgment is advisable. The Company is further advised by you that the Securities are to be offered to the public initially at 100% of the aggregate principal amount thereof plus accrued interest, if any, from the date of issuance (the “Public Offering Price”) and to certain dealers selected by the Representative at a price that represents a concession not in excess of 1.50% under the Public Offering Price, and the Underwriters may allow, and the dealers may reallow, a discount not in excess of 1.20% under the Public Offering Price.
Appears in 1 contract
Samples: Underwriting Agreement (Hercules Technology Growth Capital Inc)
Public Offering of Securities. The Underwriters advise the Company that they propose to make a public offering of their respective portions of the Securities as soon after this Agreement has been executed and delivered as in its judgment is advisable. The Company is further advised by you that the Securities are to be offered to the public initially at 100% of the aggregate principal amount thereof plus accrued interest, if any, from the date of issuance (the “Public Offering Price”) and to certain dealers selected by the Representative Representatives at a price that represents a concession not in excess of 1.503.0% under the Public Offering PricePrice to retail investors and 1.0% under the Public Offering Price to institutional investors, and the Underwriters may allow, and the dealers may reallow, a discount not in excess of 1.201.2% under the Public Offering Price.
Appears in 1 contract
Public Offering of Securities. The Underwriters advise the Company that they propose to make a public offering of their respective portions of the Securities as soon after this Agreement has been executed and delivered as in its judgment is advisable. The Company is further advised by you that the Securities are to be offered to the public initially at 10099.449% of the aggregate principal amount thereof plus accrued interest, if any, from the date of issuance (the “Public Offering Price”) and to certain dealers selected by the Representative Representatives at a price that represents a concession not in excess of 1.500.400% under the Public Offering Price, and the Underwriters may allow, and the dealers may reallow, a discount not in excess of 1.200.250% under the Public Offering Price.
Appears in 1 contract
Public Offering of Securities. The Underwriters advise the Company that they propose to make a public offering of their respective portions of the Securities as soon after this Agreement has been executed and delivered as in its judgment is advisable. The Company is further advised by you that the Securities are to be offered to the public initially at 100100.00% of the aggregate principal amount thereof plus accrued interest, if any, from the date of issuance (the “Public Offering Price”) and to certain dealers selected by the Representative Representatives at a price that represents a concession not in excess of 1.503.0% under the Public Offering PricePrice to retail investors and 1.0% under the Public Offering Price to institutional investors, and the Underwriters may allow, and the dealers may reallow, a discount not in excess of 1.201.2% under the Public Offering Price.
Appears in 1 contract
Public Offering of Securities. The Underwriters advise the Company that they propose to make a public offering of their respective portions of the Securities as soon after this Agreement has been executed and delivered as in its judgment is advisable. The Company is further advised by you that the Securities are to be offered to the public initially at 10099.32% of the aggregate principal amount thereof plus accrued interest, if any, from the date of issuance (the “Public Offering Price”) and to certain dealers selected by the Representative Representatives at a price that represents a concession not in excess of 1.502.01% under the Public Offering PricePrice to retail investors and 0.60% under the Public Offering Price to institutional investors, and the Underwriters may allow, and the dealers may reallow, a discount not in excess of 1.201.21% under the Public Offering Price.
Appears in 1 contract
Public Offering of Securities. The Underwriters advise the Company that they propose to make a public offering of their respective portions proportion of the Securities as soon after this Agreement has been executed and delivered as in its judgment is advisable. The Company is further advised by you that the Securities are to be offered to the public initially at 100% of the aggregate principal amount thereof plus accrued interest, if any, from the date of issuance (the “Public Offering Price”) and to certain dealers selected by the Representative Representatives at a price that represents a concession not in excess of 1.503.15% under the Public Offering PricePrice to retail investors and 1.00% under the Public Offering Price to institutional investors, and the Underwriters may allow, and the dealers may reallow, a discount not in excess of 1.20% under the Public Offering Price.
Appears in 1 contract
Public Offering of Securities. The Underwriters advise the Company that they propose to make a public offering of their respective portions of the Securities as soon after this Agreement has been executed and delivered as in its judgment is advisable. The Company is further advised by you that the Securities are to be offered to the public initially at 100% of the aggregate principal amount thereof plus accrued interest, if any, from the date of issuance (the “Public Offering Price”) and to certain dealers selected by the Representative Representatives at a price that represents a concession not in excess of 1.502.0% under the Public Offering Price, and the Underwriters may allow, and the dealers may reallow, a discount not in excess of 1.201.2% under the Public Offering Price.
Appears in 1 contract
Samples: Underwriting Agreement (Hercules Technology Growth Capital Inc)
Public Offering of Securities. (a) The Underwriters advise the Company that they propose to make a public offering of their respective portions of the Securities as soon after this Agreement has been executed and delivered as in its judgment is advisable. .
(b) The Company is further advised by you that the Securities are to be offered to the public initially at 100% of the aggregate principal amount thereof plus accrued interest, if any, from the date of issuance (the “Public Offering Price”) and to certain dealers selected by the Representative Representatives at a price that represents a concession not in excess of 1.502.0% under the Public Offering Price, and the Underwriters may allow, and the dealers may reallow, a discount not in excess of 1.201.2% under the Public Offering Price.
Appears in 1 contract