Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting of one share of the Company’s Series A Convertible Preferred Stock, par value $0.001 per share (the “Preferred Shares”), convertible into one share of the Company’s common stock, par value $0.001 per share (the “Common Stock”) and a Warrant (as defined below) to purchase the number of shares of Common Stock equal to fifty percent (50%) of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s name on Exhibit A hereto, as applicable. The designation, rights, preferences and other terms and provisions of the Series A Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A Convertible Preferred Stock attached hereto as Exhibit F (the “Series A Certificate of Designation”). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“Regulation D”) as promulgated by the United States Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”) or Section 4(2) of the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (China Wood, Inc.), Securities Purchase Agreement (Timberjack Sporting Supplies, Inc.), Securities Purchase Agreement (Timberjack Sporting Supplies, Inc.)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting of one share 6,668,230 shares of the Company’s 's Series A Convertible Preferred Stock, par value $0.001 0.01 per share (the “"Preferred Shares”)") for an aggregate purchase price of $13,000,000, convertible into one share shares of the Company’s 's common stock, par value $0.001 0.01 per share (the “"Common Stock”) and a Warrant (as defined below) to purchase "), in the number of shares of Common Stock equal to fifty percent (50%) of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as amounts set forth opposite such Purchaser’s 's name on Exhibit A hereto, as applicable. The designation, rights, preferences and other terms and provisions of the Series A Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A Convertible Preferred Stock attached hereto as Exhibit F B (the “Series A "Certificate of Designation”"). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and Exchange Commission (the “"Commission”") under the Securities Act of 1933, as amended (the “"Securities Act”") or Section 4(2) of the Securities Act.
Appears in 2 contracts
Samples: Convertible Preferred Stock Purchase (MedPro Safety Products, Inc.), Convertible Preferred Stock Purchase Agreement (Vision Capital Advisors, LLC)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s Series A D Convertible Preferred Stock, par value $0.001 .01 per share (the “Preferred Shares”), convertible into one share at a purchase price of the Company’s common stockThree Thousand Dollars ($3,000) per share, par value $0.001 per share (the “Common Stock”) and a Warrant (as defined below) to purchase the number of shares of Common Stock equal to fifty percent (50%) of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s name on Exhibit A hereto. Upon the following terms and conditions, each of the Purchasers shall be issued Series D Warrants, in substantially the form attached hereto as applicableExhibit B (the “Warrants”), to purchase the number of shares of the Company’s common stock, par value $.0001 per share (the “Common Stock”) set forth opposite such Purchaser’s name on Exhibit A hereto. The aggregate purchase price for the Preferred Shares and the Warrants shall be [ ] Dollars ($ ) (the “Purchase Price”). The designation, rights, preferences and other terms and provisions of the Series A D Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A D Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A Certificate of Designation”). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“Regulation D”) as promulgated by the United States Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”) or Section 4(2) of the Securities Act.
Appears in 2 contracts
Samples: Series D Convertible Preferred Stock Purchase Agreement (Dirt Motor Sports, Inc.), Series D Convertible Preferred Stock Purchase Agreement (Dirt Motor Sports, Inc.)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s 's Series A Convertible Preferred Stock, par value $0.001 1.00 per share (the “"Preferred Shares”"), convertible into one share at a purchase price of $1,000 per share, set forth opposite such Purchaser's name on Exhibit A hereto, which in the aggregate shall equal 3,000 Preferred Shares. Upon the following terms and conditions, each of the Company’s common stockPurchasers shall be issued Series A Warrants, par value $0.001 per share in substantially the form attached hereto as Exhibit B (the “Common Stock”) and a Warrant (as defined below"Warrants") to purchase the number of shares of the Company's Common Stock equal to fifty percent Stock, par value $.001 per share (50%the "Common Stock") of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s 's name on Exhibit A hereto, as applicable. The aggregate purchase price for the Preferred Shares and the Warrants shall be $3,000,000. The designation, rights, preferences and other terms terms, conditions and provisions of the Series A Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A "Certificate of Designation”"). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and Exchange Commission (the “"Commission”") under the Securities Act of 1933, as amended (the “"Securities Act”") or Section 4(2) of the Securities Act.)
Appears in 1 contract
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s Company`s Series A Convertible Preferred Stock, par value $0.001 .01 per share (the “"Preferred Shares”"), convertible into one share at a purchase price of $10,000 per share, set forth with respect to such Purchaser on Exhibit A hereto. Upon the Company’s common stockfollowing terms and conditions, the Purchasers shall be issued Series A Warrants, in substantially the form attached hereto as Exhibit B (the "Warrants"), to purchase the Company`s Common Stock, par value $0.001 .001 per share (the “"Common Stock”) and a Warrant (as defined below) to "). The aggregate purchase the number of shares of Common Stock equal to fifty percent (50%) of price for the Preferred Shares purchased and the Warrants shall be $6,300,000. A portion of the aggregate purchase price shall be paid with that certain senior subordinated demand promissory note issued by each Purchaser pursuant to the terms of this AgreementCompany in connection with the Note and Warrant Purchase Agreement dated August 30, as 2001 (the "August Note"), in the amount set forth opposite next to such Purchaser’s Purchaser`s name on Exhibit A SCHEDULE 1.1 attached hereto, as applicable. The designation, rights, preferences and other terms and provisions of the Series A Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A "Certificate of Designation”"). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and Exchange Commission (the “"Commission”") under the Securities Act of 1933, as amended (the “"Securities Act”") or Section 4(2) of the Securities Act.
Appears in 1 contract
Samples: Agreement (Watley a B Group Inc)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s 's Series A Convertible Preferred Stock, par value $0.001 .0001 per share (the “"Preferred Shares”"), convertible into one share at a purchase price of $2,700 per share, set forth opposite such Purchaser's name on Exhibit A hereto. Upon the following terms and conditions, each of the Company’s common stockPurchasers shall be issued Series A Warrants, par value $0.001 per share in substantially the form attached hereto as Exhibit B (the “Common Stock”) and a Warrant (as defined below) "Warrants"), to purchase the number of shares of the Company's common stock, par value $.0001 per share (the "Common Stock equal to fifty percent (50%Stock") of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s 's name on Exhibit A hereto, as applicable. The aggregate purchase price for the Preferred Shares and the Warrants shall be $11,834,000. The designation, rights, preferences and other terms and provisions of the Series A Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A "Certificate of Designation”"). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and Exchange Commission (the “"Commission”") under the Securities Act of 1933, as amended (the “"Securities Act”") or Section 4(2) of the Securities Act.)
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase Agreement (Boundless Motor Sports Racing Inc)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting of one share of the Company’s Series A Convertible Preferred Stock, par value $0.001 0.0001 per share (the “Preferred Shares”), convertible into one share of the Company’s common stock, par value $0.001 0.0001 per share (the “Common Stock”) and a Series A Warrant (as defined below) to purchase the number of shares of Common Stock equal to fifty twenty two percent (5022%) of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s name on Exhibit A hereto, as applicable. The designation, rights, preferences and other terms and provisions of the Series A Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A Convertible Preferred Stock attached hereto as Exhibit F (the “Series A Certificate of Designation”). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“Regulation D”) as promulgated by the United States Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”) or Section 4(2) of the Securities Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Lihua International Inc.)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall shall, severally but not jointly, purchase from the Company, Units units (the “Units”), each Unit consisting of one (1) share of the Company’s Series A C Convertible Preferred Stock, par value $0.001 0.0001 per share (the “Preferred SharesShare”), which is convertible into one share shares of the Company’s common stockStock, par value $0.001 0.0001 per share (the “Common Stock”) ), and a Warrant (as defined below) to purchase the number of shares of Common Stock equal to fifty percent Purchase Warrants (50%) of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement“Warrant”), as set forth opposite with respect to such Purchaser’s name Purchaser on Exhibit A hereto, as applicable. The minimum aggregate purchase price for the Units shall be $1.5 million and the maximum aggregate purchase price for the Units shall be $3.0 million. The designation, rights, preferences and other terms and provisions of the Series A Convertible Preferred Stock Shares are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A C Convertible Preferred Stock attached hereto as Exhibit F C-1 (the “Series A Certificate of Designation”). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“Regulation D”) as promulgated by the United States Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”) or Section 4(2) of the Securities Act.
Appears in 1 contract
Samples: Series C Convertible Preferred Stock Purchase Agreement (Vycor Medical Inc)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s Series A B Convertible Preferred Stock, par value $0.001 .01 per share (the “Preferred Shares”), convertible into one share at a purchase price of the Company’s common stock$5,000 per share, par value $0.001 per share (the “Common Stock”) and a Warrant (as defined below) to purchase the number of shares of Common Stock equal to fifty percent (50%) of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s name on Exhibit A hereto. Upon the following terms and conditions, each of the Purchasers shall be issued Warrants, in substantially the form attached hereto as applicableExhibit B (the “Warrants”), to purchase the number of shares of the Company’s Common Stock, par value $.01 per share (the “Common Stock”) set forth opposite such Purchaser’s name on Exhibit A hereto. The aggregate purchase price for the Preferred Shares and the Warrants shall be up to $8,000,000. The designation, rights, preferences and other terms and provisions of the Series A B Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A B Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A Certificate of Designation”). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“Regulation D”) as promulgated by the United States Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”) or Section 4(2) of the Securities Act.
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase (Satcon Technology Corp)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s 's Series A K Convertible Preferred Stock, par value $0.001 .001 per share (the “"Preferred Shares”"), convertible into one share at a purchase price of $10,000 per share, set forth with respect to such Purchaser on Exhibit A hereto. Upon the following terms and conditions, the Purchasers shall be issued Warrants, in substantially the form attached hereto as Exhibit B (the "Warrants"), to purchase the Company’s common stock's Common Stock, par value $0.001 .001 per share (the “"Common Stock”") and a Warrant (as defined below) to The aggregate purchase the number of shares of Common Stock equal to fifty percent (50%) of price for the Preferred Shares purchased and the Warrants shall be $2,000,000 which may be funded in two or more tranches as agreed upon by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s name on Exhibit A hereto, as applicableCompany and the Purchasers. The designation, rights, preferences and other terms and provisions of the Series A K Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A K Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A "Certificate of Designation”Designations"). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and Exchange Commission (the “"Commission”") under the Securities Act of 1933, as amended (the “"Securities Act”") or Section 4(2) of the Securities Act.
Appears in 1 contract
Samples: Series K Convertible Preferred Stock Purchase (Esynch Corp/Ca)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s 's Series A L Convertible Preferred Stock, par value $0.001 .001 per share (the “"Preferred Shares”"), convertible into one share at a purchase price of $10,000 per share, set forth with respect to such Purchaser on Exhibit A hereto. Upon the following terms and conditions, the Purchasers shall be issued Warrants, in substantially the form attached hereto as Exhibit B (the "Warrants"), to purchase the Company’s common stock's Common Stock, par value $0.001 .001 per share (the “"Common Stock”") and a Warrant (as defined below) to The aggregate purchase the number of shares of Common Stock equal to fifty percent (50%) of price for the Preferred Shares purchased and the Warrants shall be $2,000,000 which may be funded in one or more tranches as agreed upon by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s name on Exhibit A hereto, as applicableCompany and the Purchasers. The designation, rights, preferences and other terms and provisions of the Series A L Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A L Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A "Certificate of Designation”"). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and Exchange Commission (the “"Commission”") under the Securities Act of 1933, as amended (the “"Securities Act”") or Section 4(2) of the Securities Act.
Appears in 1 contract
Samples: Series L Convertible Preferred Stock Purchase (Esynch Corp/Ca)
Purchase and Sale of Stock. Upon the following terms and -------------------------- conditions, the Company shall issue and sell to the Purchasers each Purchaser and each of the Purchasers Purchaser shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s 's Series A E Convertible Preferred Stock, par value $0.001 .01 per share (the “"Preferred --------- Shares”"), convertible into one share at a purchase price of the Company’s common stock$1,000 per share, par value $0.001 per share (the “Common Stock”) and a Warrant (as defined below) to purchase the number of shares of Common Stock equal to fifty percent (50%) of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such ------ Purchaser’s 's name on Exhibit A hereto. Upon the following terms and conditions, each Purchaser shall be issued a Warrant, in substantially the form attached hereto as applicableExhibit B (each, a "Warrant" and collectively, the "Warrants"), to ------- purchase the Company's Common Stock, par value $.001 per share (the "Common ------ Stock"). The designation, rights, preferences and other terms and provisions of ----- the Series A E Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A "Certificate of Designation”"). -------------------------- The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the ------------ United States Securities and Exchange Commission (the “"Commission”") under the ---------- Securities Act of 1933, as amended (the “"Securities Act”) or Section 4(2) of the Securities Act."). --------------
Appears in 1 contract
Samples: Series E Convertible Preferred Stock Purchase (Skylynx Communications Inc)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s 's Series A B Convertible Preferred Stock, par value $0.001 .01 per share (the “"Preferred Shares”"), convertible into one share at a purchase price of $3,000 per share, set forth opposite such Purchaser's name on Exhibit A hereto. Upon the following terms and conditions, each of the Company’s common stockPurchasers shall be issued Series B Warrants, par value $0.001 per share in substantially the form attached hereto as Exhibit B (the “Common Stock”) and a Warrant (as defined below) "Warrants"), to purchase the number of shares of the Company's common stock, par value $.0001 per share (the "Common Stock equal to fifty percent (50%Stock") of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s 's name on Exhibit A hereto, as applicable. The aggregate purchase price for the Preferred Shares and the Warrants shall be $4,000,000. The designation, rights, preferences and other terms and provisions of the Series A B Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A B Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A "Certificate of Designation”"). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and Exchange Commission (the “"Commission”") under the Securities Act of 1933, as amended (the “"Securities Act”") or Section 4(2) of the Securities Act.)
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase Agreement (Boundless Motor Sports Racing Inc)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s Series A D Convertible Preferred Stock, par value $0.001 per share and stated value of $40.00 per share (the “Series D Preferred Shares”), convertible into one share shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”) and a Warrant (as defined below) to purchase ), in the number of shares of Common Stock equal to fifty percent (50%) of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as amounts set forth opposite such Purchaser’s name on Exhibit A hereto, as applicable. An aggregate of up to 100,000 of the Series D Preferred Shares shall be issued and sold to all Purchasers pursuant to this Agreement. The designation, rights, preferences and other terms and provisions of the Series A D Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A D Convertible Preferred Stock attached hereto as Exhibit F B (the “Series A Certificate of Designation”). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“Regulation D”) as promulgated by the United States Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”) or Section 4(2) of the Securities Act.
Appears in 1 contract
Samples: Series D Convertible Preferred Stock Purchase Agreement (Edgewater Foods International, Inc.)
Purchase and Sale of Stock. Upon the following terms and -------------------------- conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting of one share shares of the Company’s 's Series A B Convertible Preferred Stock, par value $0.001 .001 per share (the “"Preferred Shares”"), convertible into and one share of callable and one non-callable Warrant A, Warrant B, Warrant C and Warrant D (singularly a "Warrant" and together, the "Warrants"), each in substantially the form attached hereto as Exhibit B, to purchase the Company’s common stock's Common Stock, par value $0.001 .001 per share (the “"Common Stock”) and a Warrant (as defined below) to purchase the number of shares of Common Stock equal to fifty percent (50%) of the "). The Preferred Shares purchased and the Warrants shall be funded in two tranches as agreed upon by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s name on Exhibit A hereto, as applicableCompany and the Purchasers. The designation, rights, preferences and other terms and provisions of the Series A B Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A B Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A "Certificate of Designation”"). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and Exchange Commission (the “"Commission”") under the Securities Act of 1933, as amended (the “"Securities Act”") or Section 4(2) of the Securities Act.
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase (Net Value Holdings Inc)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to at the Purchasers and each of the Purchasers shall purchase from the Company, Units Closing (the “Units”as defined below), each consisting and the Purchasers, severally and not jointly, agree to purchase at the Closing, an aggregate of one share up to $5,530,004 of shares of the Company’s Series A I Convertible Preferred Stock, par value $0.001 per share (the “Preferred SharesStock”), convertible into one share with an aggregate number of shares of Preferred Stock for each Purchaser equal to that number of shares as is set forth on each such Purchaser’s signature page hereto (collectively, the “Shares”) and 5-year warrants (the “Warrants”) to a purchase a number of shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”) and as provided in Section 1.03 below, at a Warrant (as defined below) to purchase the number of shares of Common Stock price per Share equal to fifty percent (50%) of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s name on Exhibit A hereto, as applicable. The designation, rights, preferences and other terms and provisions of the Series A Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A Convertible Preferred Stock attached hereto as Exhibit F $6.00 per share (the “Series A Certificate of DesignationPer Share Purchase Price,” and such amounts in the aggregate, the “Purchase Price”). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“Regulation D”) as promulgated by the United States Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”) or Section 4(2) ). The Certificate of Designation of the Securities Act.Rights, Powers, Preferences, Privileges and Restrictions of the Preferred Stock (the “Certificate of Designation”) is attached hereto as Exhibit A and the form of Warrant is attached hereto as Exhibit B.
Appears in 1 contract
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers Purchaser identified on the signature page hereof and each of the Purchasers such Purchaser shall purchase from the Company, Units Company the number of shares (the “UnitsPreferred Shares”), each consisting of one share ) of the Company’s Series A D Convertible Preferred Stock, par value $0.001 0.0001 per share (the “Preferred SharesStock”), at a purchase price of $500.00 per Preferred Share, convertible into one share shares of the Company’s common stock, par value $0.001 0.0001 per share (the “Common Stock”) and a Warrant (as defined below) to purchase the number of shares of Common Stock equal to fifty percent (50%) of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement), as set forth opposite such Purchaser’s name on Exhibit A hereto, as applicable. The designation, rights, preferences and other terms and provisions of the Series A D Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A D Convertible Preferred Stock attached hereto as Exhibit F B (the “Series A Certificate of Designation”). The Company and the Purchasers Purchaser are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“Regulation D”) ), as promulgated by the United States Securities and Exchange Commission (the “Commission”) ), under the Securities Act of 1933, as amended (the “Securities Act”) or ), Section 4(2) of the Securities Act, or Regulation S of the Securities Act (“Regulation S”).
Appears in 1 contract
Samples: Series D Convertible Preferred Stock Purchase Agreement (Remote MDX Inc)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s 's Series A C Convertible Preferred Stock, par value $0.001 .01 per share (the “"Preferred Shares”"), convertible into one share at a purchase price of $2,500 per share, set forth opposite such Purchaser's name on Exhibit A hereto. Upon the following terms and conditions, each of the Company’s common stockPurchasers shall be issued Series C Warrants, par value $0.001 per share in substantially the form attached hereto as Exhibit B (the “Common Stock”) and a Warrant (as defined below) "Warrants"), to purchase the number of shares of the Company's common stock, par value $.0001 per share (the "Common Stock equal to fifty percent (50%Stock") of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s 's name on Exhibit A hereto, as applicable. The aggregate purchase price for the Preferred Shares and the Warrants shall be $6,250,000. The designation, rights, preferences and other terms and provisions of the Series A C Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A C Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A "Certificate of Designation”"). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and Exchange Commission (the “"Commission”") under the Securities Act of 1933, as amended (the “"Securities Act”") or Section 4(2) of the Securities Act.)
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase Agreement (Boundless Motor Sports Racing Inc)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s 's Series A B Convertible Preferred Stock, par value $0.001 .01 per share (the “"Preferred Shares”"), convertible into one share at a purchase price of $3,000 per share, set forth opposite such Purchaser's name on Exhibit A hereto. Upon the following terms and conditions, each of the Company’s common stockPurchasers shall be issued Series B Warrants, par value $0.001 per share in substantially the form attached hereto as Exhibit B (the “Common Stock”) and a Warrant (as defined below) "Warrants"), to purchase the number of shares of the Company's common stock, par value $.0001 per share (the "Common Stock equal to fifty percent (50%Stock") of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s 's name on Exhibit A hereto, as applicable. The aggregate purchase price for the Preferred Shares and the Warrants shall be $1,000,000. The designation, rights, preferences and other terms and provisions of the Series A B Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A B Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A "Certificate of Designation”"). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and Exchange Commission (the “"Commission”") under the Securities Act of 1933, as amended (the “"Securities Act”") or Section 4(2) of the Securities Act.)
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Boundless Motor Sports Racing Inc)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s 's Series A J Convertible Preferred Stock, par value $0.001 001 per share (the “"Preferred Shares”"), convertible into one share at a purchase price of $10,000 per share, set forth with respect to such Purchaser on Exhibit A hereto. Upon the following terms and conditions, the Purchasers shall be issued Warrants, in substantially the form attached hereto as Exhibit B (the "Warrants"), to purchase the Company’s common stock's Common Stock, par value $0.001 .001 per share (the “"Common Stock”") and a Warrant (as defined below) to The aggregate purchase the number of shares of Common Stock equal to fifty percent (50%) of price for the Preferred Shares purchased and the Warrants shall be $2,500,000 which may be funded in two or more tranches as agreed upon by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s name on Exhibit A hereto, as applicableCompany and the Purchasers. The designation, rights, preferences and other terms and provisions of the Series A J Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A J Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A "Certificate of Designation”Designations"). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and Exchange Commission (the “"Commission”") under the Securities Act of 1933, as amended (the “"Securities Act”") or Section 4(2) of the Securities Act.
Appears in 1 contract
Samples: Series J Convertible Preferred Stock Purchase (Esynch Corp/Ca)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s 's Series A B Convertible Preferred Stock, no par value $0.001 per share (the “"Preferred Shares”"), convertible into one share set forth opposite such Purchaser's name on Exhibit A hereto. Upon the following terms and conditions, each of the Company’s common stockPurchasers shall be issued Series B-1 Warrants, par value $0.001 per share in substantially the form attached hereto as Exhibit B (the “Common Stock”) "Series B-1 Warrants"), and a Warrant Series B-2 Warrants, in substantially the form attached hereto as Exhibit C (as defined below) the "Series B-2 Warrants" and, together with the Series B-1 Warrants, the "Warrants"), to purchase the number of shares of the Company's Common Stock equal to fifty percent Stock, no par value per share (50%the "Common Stock") of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s 's name on Exhibit A hereto, as applicable. The aggregate purchase price for the Preferred Shares and the Warrants shall be up to $8,580,000. The designation, rights, preferences and other terms and provisions of the Series A B Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A B Convertible Preferred Stock in the form attached hereto as Exhibit F D (the “Series A "Certificate of Designation”"). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and Exchange Commission (the “"Commission”") under the Securities Act of 1933, as amended (the “"Securities Act”") or Section 4(2) of the Securities Act.)
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Rs Group of Companies Inc)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s 's Series A D Convertible Preferred Stock, par value $0.001 .001 per share (the “"Preferred Shares”"), convertible into one share at a purchase price of $12,000 per share, set forth with respect to such Purchaser on Exhibit A hereto. Upon the following terms and conditions, the Purchasers shall be issued Warrants, in substantially the form attached hereto as Exhibit B (the "Warrants"), to purchase the Company’s common stock's Common Stock, par value $0.001 .001 per share (the “"Common Stock”) and a Warrant (as defined below) to "). The aggregate purchase the number of shares of Common Stock equal to fifty percent (50%) of price for the Preferred Shares purchased by each Purchaser pursuant to and the terms of this Agreement, as set forth opposite such Purchaser’s name on Exhibit A hereto, as applicableWarrants shall be $___________. The designation, rights, preferences and other terms and provisions of the Series A D Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A D Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A "Certificate of Designation”"). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and Exchange Commission (the “"Commission”") under the Securities Act of 1933, as amended (the “"Securities Act”") or Section 4(2) of the Securities Act.)
Appears in 1 contract
Samples: Series D Convertible Preferred Stock Purchase (Vialink Co)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s 's Series A M Convertible Preferred Stock, par value $0.001 .001 per share (the “"Preferred Shares”"), convertible into one share at a purchase price of $10,000 per share, set forth with respect to such Purchaser on Exhibit A hereto. Upon the following terms and conditions, the Purchasers shall be issued Warrants, in substantially the form attached hereto as Exhibit B (the "Warrants"), to purchase the Company’s common stock's Common Stock, par value $0.001 .001 per share (the “"Common Stock”) and a Warrant (as defined below) to "). The aggregate purchase the number of shares of Common Stock equal to fifty percent (50%) of price for the Preferred Shares purchased by each Purchaser pursuant and the Warrants shall be $1,800,000, with $1,600,000 to be paid with shares of Series L Convertible Preferred Stock, par value $.001 per share (the terms of this Agreement, as set forth opposite such Purchaser’s name on Exhibit A hereto, as applicable"Series L Preferred Shares") and $200,000 to be paid in cash. The designation, rights, preferences and other terms and provisions of the Series A M Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A M Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A "Certificate of Designation”"). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and Exchange Commission (the “"Commission”") under the Securities Act of 1933, as amended (the “"Securities Act”") or Section 4(2) of the Securities Act.
Appears in 1 contract
Samples: Series M Convertible Preferred Stock Purchase (Esynch Corp/Ca)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s 's Series A D Convertible Preferred Stock, par value $0.001 .001 per share (the “"Preferred Shares”"), convertible into one share at a purchase price of $12,000 per share, set forth with respect to such Purchaser on Exhibit A hereto. Upon the following terms and conditions, the Purchasers shall be issued Warrants, in substantially the form attached hereto as Exhibit B (the "Warrants"), to purchase the Company’s common stock's Common Stock, par value $0.001 .001 per share (the “"Common Stock”) and a Warrant (as defined below) to "). The aggregate purchase the number of shares of Common Stock equal to fifty percent (50%) of price for the Preferred Shares purchased by each Purchaser pursuant to and the terms of this Agreement, as set forth opposite such Purchaser’s name on Exhibit A hereto, as applicableWarrants shall be $1,770,000. The designation, rights, preferences and other terms and provisions of the Series A D Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A D Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A "Certificate of Designation”"). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and Exchange Commission (the “"Commission”") under the Securities Act of 1933, as amended (the “"Securities Act”") or Section 4(2) of the Securities Act.
Appears in 1 contract
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s 's Series A Convertible Preferred Stock, $.001 par value $0.001 per share (the “"Preferred Shares”"), convertible into one share at a purchase price of the Company’s common stockOne Thousand Dollars ($1,000) per share, par value $0.001 per share (the “Common Stock”) and a Warrant (as defined below) to purchase the number of shares of Common Stock equal to fifty percent (50%) of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as set forth opposite with respect to such Purchaser’s name Purchaser on Exhibit A hereto. Upon the following terms and conditions, the Purchasers shall be issued Warrants, in substantially the form attached hereto as applicableExhibit B (the "Warrants"), to purchase the Company's Common Stock, $.001 par value (the "Common Stock"). The aggregate purchase price for the Preferred Shares and the Warrants shall be One Million Five Hundred Thousand Dollars ($1,500,000). The designation, rights, preferences and other terms and provisions of the Series A Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A "Certificate of Designation”"). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and Exchange Commission (the “"Commission”") under the Securities Act of 1933, as amended (the “"Securities Act”") or Section 4(2) of the Securities Act.
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase Agreement (Globus Wireless LTD)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting of one share of the Company’s Series A Convertible Preferred Stock, par value $0.001 per share (the “Preferred Shares”), convertible into one share of the Company’s common stock, par value $0.001 per share (the “Common Stock”) and a Series A Warrant (as defined below) to purchase the number of shares of Common Stock equal to fifty forty percent (5040%) of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s name on Exhibit A hereto, as applicable. The designation, rights, preferences and other terms and provisions of the Series A Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A Convertible Preferred Stock attached hereto as Exhibit F (the “Series A Certificate of Designation”). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“Regulation D”) as promulgated by the United States Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”) or Section 4(2) of the Securities Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Eco Building International Inc)
Purchase and Sale of Stock. Upon the following terms and -------------------------- conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s 's Series A D Convertible Preferred Stock, par value $0.001 .01 per share (the “"Preferred Shares”"), convertible into one share at a purchase price of $1,000 per share, set forth with ----------------- respect to such Purchaser on Exhibit A hereto. Upon the following terms and conditions, the Purchasers shall be issued Warrants, in substantially the form attached hereto as Exhibit B (the "Warrants"), to purchase the Company’s common stock's Common -------- Stock, par value $0.001 .001 per share (the “"Common Stock”) and a Warrant (as defined below) to purchase the number of shares of Common Stock equal to fifty percent (50%) of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s name on Exhibit A hereto, as applicable"). The designation, rights, ------------ preferences and other terms and provisions of the Series A D Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A Convertible Preferred Stock Designations attached hereto as Exhibit F C (the “Series A "Certificate of Designation”Designations"). The Company and the Purchasers --------------------------- are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and ------------ Exchange Commission (the “"Commission”") under the Securities Act of 1933, as ---------- amended (the “"Securities Act”) or Section 4(2) of the Securities Act."). --------------
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase (Skylynx Communications Inc)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers and each of the Purchasers shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s Series A D Convertible Preferred Stock, par value $0.001 .01 per share (the “Preferred Shares”), convertible into one share at a purchase price of the Company’s common stockThree Thousand Dollars ($3,000) per share, par value $0.001 per share (the “Common Stock”) and a Warrant (as defined below) to purchase the number of shares of Common Stock equal to fifty percent (50%) of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such Purchaser’s name on Exhibit A hereto. Upon the following terms and conditions, each of the Purchasers shall be issued Series D Warrants, in substantially the form attached hereto as applicableExhibit B (the “Warrants”), to purchase the number of shares of the Company’s common stock, par value $.0001 per share (the “Common Stock”) set forth opposite such Purchaser’s name on Exhibit A hereto. The aggregate purchase price for the Preferred Shares and the Warrants shall be TWELVE MILLION DOLLARS ($12,000,000) (the “Purchase Price”). The designation, rights, preferences and other terms and provisions of the Series A D Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A D Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A Certificate of Designation”). The Company and the Purchasers are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“Regulation D”) as promulgated by the United States Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”) or Section 4(2) of the Securities Act.
Appears in 1 contract
Samples: Series D Convertible Preferred Stock Purchase Agreement (World Racing Group, Inc.)
Purchase and Sale of Stock. Upon the following terms and conditions, the Company shall issue and sell to the Purchasers Purchaser and each of the Purchasers Purchaser shall purchase from the Company, Units (the “Units”), each consisting number of one share shares of the Company’s 's Series A H Convertible Preferred Stock, par value $0.001 .01 per share (the “"Preferred Shares”"), convertible into one share at a purchase price of the Company’s common stock$10,000 per share, par value $0.001 per share (the “Common Stock”) and a Warrant (as defined below) to purchase the number of shares of Common Stock equal to fifty percent (50%) of the Preferred Shares purchased by each Purchaser pursuant to the terms of this Agreement, as set forth opposite such the Purchaser’s 's name on Exhibit A hereto. Upon the following terms and conditions, the Purchaser shall be issued a Warrant, in substantially the form attached hereto as applicableExhibit B (the "Warrant"), to purchase the Company's Class A Common Stock, par value $.01 per share (the "Common Stock"). The purchase price for the Preferred Shares and the Warrant shall be $130,000. The designation, rights, preferences and other terms and provisions of the Series A H Convertible Preferred Stock are set forth in the Series A Certificate of Designation of the Relative Rights and Preferences of the Series A H Convertible Preferred Stock attached hereto as Exhibit F C (the “Series A "Certificate of Designation”"). The Company and the Purchasers Purchaser are executing and delivering this Agreement in accordance with and in reliance upon the exemption from securities registration afforded by Rule 506 of Regulation D (“"Regulation D”") as promulgated by the United States Securities and Exchange Commission (the “"Commission”") under the Securities Act of 1933, as amended (the “"Securities Act”") or Section 4(2) of the Securities Act. Concurrently with the issuance of the Preferred Shares and the Warrant to the Purchaser pursuant to this Agreement, the Company is issuing Preferred Shares (the "Other Preferred Shares") and Warrants (the "Other Warrants") to other purchasers pursuant to a separate Series H Convertible Preferred Stock Purchase Agreement (the "Other Purchase Agreement"), dated as of the date hereof among the Company and the purchasers listed on Exhibit A thereto (the "Other Purchasers").
Appears in 1 contract
Samples: Series H Convertible Preferred Stock Purchase Agreement (Wave Systems Corp)