Common use of Purchase and Sale of the Company Interests Clause in Contracts

Purchase and Sale of the Company Interests. 19 Section 2.1 Purchase and Sale of the Company Interests 19 Section 2.2 Purchase Price 19 Section 2.3 Purchase Price Allocation 19 Section 2.4 Purchase Price Adjustments 20 Section 2.5 Closing 22 Section 2.6 Closing Deliveries 22 Section 2.7 Satisfaction of Conditions 23 Section 2.8 Transfer Taxes 23 ARTICLE III. REPRESENTATIONS AND WARRANTIES REGARDING THE COMPANY ENTITIES 23 Section 3.1 Organization of the Company Entities 23 Section 3.2 Noncontravention 24 Section 3.3 Capitalization 24 Section 3.4 Title to the Company Interests 24 Section 3.5 Government Authorizations 24 Section 3.6 Financial Statements 25 Section 3.7 Undisclosed Liabilities 25 Section 3.8 Absence of Certain Changes 25 Section 3.9 Tax Matters 26 Section 3.10 Property 26 Section 3.11 Environmental Matters 27 Section 3.12 Contracts 27 Section 3.13 Insurance 28 Section 3.14 Litigation 28 Section 3.15 Employee Matters 28 Section 3.16 Legal Compliance 28 Section 3.17 Brokers’ Fees 28 Section 3.18 Permits 28 Section 3.19 Regulatory Status 29 ARTICLE IV. REPRESENTATIONS AND WARRANTIES REGARDING EACH SELLER 29 Section 4.1 Organization 29 Section 4.2 Authorization 29 i Section 4.3 Noncontravention 29 Section 4.4 Litigation 30 Section 4.5 Brokers’ Fees 30 ARTICLE V. REPRESENTATIONS AND WARRANTIES REGARDING BUYER 30 Section 5.1 Organization 30 Section 5.2 Authorization 30 Section 5.3 Noncontravention 30 Section 5.4 Government Authorizations 31 Section 5.5 Financial Capacity 31 Section 5.6 Investment 31 Section 5.7 Litigation 31 Section 5.8 Brokers’ Fees 32 Section 5.9 Information 32 Section 5.10 FPA/PUHCA 32 Section 5.11 Tax Representations 32 ARTICLE VI. COVENANTS 33 Section 6.1 Conduct of the Company 33 Section 6.2 Access to Information; Confidentiality 35 Section 6.3 Commercially Reasonable Efforts 36 Section 6.4 Regulatory Approvals 37 Section 6.5 Public Announcements 39 Section 6.6 Post-Closing Access; Preservation of Records 39 Section 6.7 Cash Grant Matters 40 Section 6.8 Tax Matters 42 Section 6.9 Further Assurances 43 Section 6.10 Assumption of Obligations 43 Section 6.11 Support Obligations 43 Section 6.12 Insurance 44 Section 6.13 Non-Solicitation 44 Section 6.14 Certain Assets and Liabilities 44 Section 6.15 Sale or Disposal of Company Interests 46 Section 6.16 Certain Agreements 46 Section 6.17 Post-Closing Commercially Reasonable Efforts 47 Section 6.18 Risk of Loss 47 Section 6.19 Additional Post-Closing Covenants 48 Section 6.20 Release of Certain Liens 50 Section 6.21 Buyer Registration Statement 50 ARTICLE VII. CONDITIONS TO CLOSING 52 Section 7.1 Conditions Precedent to Obligations of Buyers and Sellers 52 Section 7.2 Conditions Precedent to Obligations of Sellers 52 Section 7.3 Conditions Precedent to Obligations of Buyer 53 ii ARTICLE VIII. LIMITATIONS 53 Section 8.1 Remedies 53 Section 8.2 Environmental Waiver and Release 54 ARTICLE IX. SURVIVAL, INDEMNIFICATION AND REMEDIES 54 Section 9.1 Survival 54 Section 9.2 Indemnification 55 Section 9.3 Method of Asserting Claims 56 Section 9.4 Limitations on Remedies 58 Section 9.5 Exclusive Remedies 59 Section 9.6 Tax Characterization 59 ARTICLE X. TERMINATION 59 Section 10.1 Termination Events 59 Section 10.2 Effect of Termination 60 ARTICLE XI. MISCELLANEOUS 61 Section 11.1 Parties in Interest 61 Section 11.2 Assignment 61 Section 11.3 Notices 61 Section 11.4 Amendments and Waivers 62 Section 11.5 Exhibits and Schedules 62 Section 11.6 Headings 63 Section 11.7 Construction 63 Section 11.8 No Other Representations or Warranties 63 Section 11.9 Entire Agreement 63 Section 11.10 Severability 63 Section 11.11 Expenses 64 Section 11.12 Legal Representation 64 Section 11.13 Governing Law 66 Section 11.14 Consent to Jurisdiction; Waiver of Jury Trial 66 Section 11.15 Counterparts 66 iii SCHEDULES Schedule A Schedule B Schedule C Schedule D Schedule E Schedule F Illustrative Adjusted Working Capital Calculation Support Obligations TGOC Contracts Required Consents Participation, Accession and Facility Lease Agreements Retained Property Tax Disputes Buyers Disclosure Schedule Sellers Disclosure Schedule Exhibit A Form of Seller Parent Guaranty Exhibit B Form of Conservation Easements Exhibit C Form of Subordination Exhibit D-1 Form of Amendment to Shared Facilities Agreement No. 3 Exhibit D-2 Form of Amendment to Shared Facilities Agreement No. 4 Exhibit E-1 Form of Xxxx of Sale and Assignment (ReCon System) Exhibit E-2 Form of Avian Monitoring Data License Agreement This Purchase and Sale Agreement, is entered into as of June 3, 2014, by and among Terra-Gen Finance Company, LLC, a Delaware limited liability company (“TG Finance”), NTD AWAM Holdings, LLC, a Delaware limited liability company (“NTD AWAM Holdings”), CHIPS Alta Wind X Holding Company, LLC, a Delaware limited liability company (“CHIPS Alta Wind X”), CHIPS Alta Wind XI Holding Company, LLC, a Delaware limited liability company (“CHIPS Alta Wind XI,” and, together with TG Finance, NTD AWAM Holdings and CHIPS Alta Wind X, “Sellers”), on the one hand, and NRG Yield, Inc., a Delaware corporation (“NRG YieldCo”), and NRG Yield Operating LLC, a Delaware limited liability company (“NRG Yield OpCo,” together with NRG YieldCo, “Buyers”), on the other hand. Each of Sellers and Buyers is, individually, a “Party,” and, collectively, the “Parties.” Except to the extent expressly provided otherwise herein, the obligations of the Buyers hereunder shall be joint and several.

Purchase and Sale of the Company Interests. 19 Section 2.1 Purchase and Sale of the Company Interests 19 18 Section 2.2 Purchase Price 19 18 Section 2.3 Purchase Price Allocation 19 Closing 18 Section 2.4 Purchase Price Adjustments 20 Section 2.5 Closing 22 Purchase Price Allocation 21 Section 2.6 Closing Deliveries 22 Section 2.7 Satisfaction of Conditions 23 Section 2.8 Transfer Taxes 23 ARTICLE 22 Article III. REPRESENTATIONS REPRENSENTATIONS AND WARRANTIES REGARDING THE COMPANY ENTITIES 23 Section 3.1 Organization of the Company Entities 23 Section 3.2 Noncontravention 24 23 Section 3.3 Capitalization 24 Section 3.4 Title to the Company Interests Ownership 24 Section 3.5 Government Authorizations 24 Section 3.6 Financial Statements 25 24 Section 3.7 Undisclosed Liabilities 25 Section 3.8 Absence of Certain Changes 25 Section 3.9 Tax Matters 26 25 Section 3.10 Real Property 26 Section 3.11 Environmental Matters 27 Section 3.12 Contracts 27 28 Section 3.13 Insurance 28 Section 3.14 Litigation 28 29 Section 3.15 Employee Matters 28 29 Section 3.16 Labor Matters 29 Section 3.17 Legal Compliance 28 Section 3.17 Brokers’ Fees 28 29 Section 3.18 Permits 28 Brokers' Fees 30 Section 3.19 Permits 30 Section 3.20 Regulatory Status 29 ARTICLE 30 Section 3.21 Intellectual Property 30 Section 3.22 JV Project Companies 31 Section 3.23 Non-JV Project Company Assets 31 Section 3.24 Due Diligence Materials 31 Article IV. REPRESENTATIONS PRESENTATIONS AND WARRANTIES REGARDING EACH SELLER 29 Section 4.1 Organization 29 32 Section 4.2 Authorization 29 i 32 Section 4.3 Noncontravention 29 32 Section 4.4 Litigation 30 Section 4.5 Brokers’ Fees 30 ARTICLE V. REPRESENTATIONS AND WARRANTIES REGARDING BUYER 30 Section 5.1 Organization 30 Section 5.2 Authorization 30 Section 5.3 Noncontravention 30 Section 5.4 Government Authorizations 31 Section 5.5 Financial Capacity 31 Section 5.6 Investment 31 Section 5.7 Litigation 31 Section 5.8 Brokers’ ' Fees 32 Section 5.9 Information 4.5 Litigation 32 Section 5.10 FPA/PUHCA 32 Section 5.11 Tax 4.6 No Additional Representations 32 ARTICLE VI. COVENANTS 33 Section 6.1 Conduct of the Company 33 Section 6.2 Access to Information; Confidentiality 35 Section 6.3 Commercially Reasonable Efforts 36 Section 6.4 Regulatory Approvals 37 Section 6.5 Public Announcements 39 Section 6.6 Post-Closing Access; Preservation of Records 39 Section 6.7 Cash Grant Matters 40 Section 6.8 Tax Matters 42 Section 6.9 Further Assurances 43 Section 6.10 Assumption of Obligations 43 Section 6.11 Support Obligations 43 Section 6.12 Insurance 44 Section 6.13 Non-Solicitation 44 Section 6.14 Certain Assets and Liabilities 44 Section 6.15 Sale or Disposal of Company Interests 46 Section 6.16 Certain Agreements 46 Section 6.17 Post-Closing Commercially Reasonable Efforts 47 Section 6.18 Risk of Loss 47 Section 6.19 Additional Post-Closing Covenants 48 Section 6.20 Release of Certain Liens 50 Section 6.21 Buyer Registration Statement 50 ARTICLE VII. CONDITIONS TO CLOSING 52 Section 7.1 Conditions Precedent to Obligations of Buyers and Sellers 52 Section 7.2 Conditions Precedent to Obligations of Sellers 52 Section 7.3 Conditions Precedent to Obligations of Buyer 53 ii ARTICLE VIII. LIMITATIONS 53 Section 8.1 Remedies 53 Section 8.2 Environmental Waiver and Release 54 ARTICLE IX. SURVIVAL, INDEMNIFICATION AND REMEDIES 54 Section 9.1 Survival 54 Section 9.2 Indemnification 55 Section 9.3 Method of Asserting Claims 56 Section 9.4 Limitations on Remedies 58 Section 9.5 Exclusive Remedies 59 Section 9.6 Tax Characterization 59 ARTICLE X. TERMINATION 59 Section 10.1 Termination Events 59 Section 10.2 Effect of Termination 60 ARTICLE XI. MISCELLANEOUS 61 Section 11.1 Parties in Interest 61 Section 11.2 Assignment 61 Section 11.3 Notices 61 Section 11.4 Amendments and Waivers 62 Section 11.5 Exhibits and Schedules 62 Section 11.6 Headings 63 Section 11.7 Construction 63 Section 11.8 No Other Representations or Warranties 63 Section 11.9 Entire Agreement 63 Section 11.10 Severability 63 Section 11.11 Expenses 64 Section 11.12 Legal Representation 64 Section 11.13 Governing Law 66 Section 11.14 Consent to Jurisdiction; Waiver of Jury Trial 66 Section 11.15 Counterparts 66 iii SCHEDULES Schedule A Schedule B Schedule C Schedule D Schedule E Schedule F Illustrative Adjusted Working Capital Calculation Support Obligations TGOC Contracts Required Consents Participation, Accession and Facility Lease Agreements Retained Property Tax Disputes Buyers Disclosure Schedule Sellers Disclosure Schedule Exhibit A Form of Seller Parent Guaranty Exhibit B Form of Conservation Easements Exhibit C Form of Subordination Exhibit D-1 Form of Amendment to Shared Facilities Agreement No. 3 Exhibit D-2 Form of Amendment to Shared Facilities Agreement No. 4 Exhibit E-1 Form of Xxxx of Sale and Assignment (ReCon System) Exhibit E-2 Form of Avian Monitoring Data License Agreement This Purchase and Sale Agreement, is entered into as of June 3, 2014, by and among Terra-Gen Finance Company, LLC, a Delaware limited liability company (“TG Finance”), NTD AWAM Holdings, LLC, a Delaware limited liability company (“NTD AWAM Holdings”), CHIPS Alta Wind X Holding Company, LLC, a Delaware limited liability company (“CHIPS Alta Wind X”), CHIPS Alta Wind XI Holding Company, LLC, a Delaware limited liability company (“CHIPS Alta Wind XI,” and, together with TG Finance, NTD AWAM Holdings and CHIPS Alta Wind X, “Sellers”), on the one hand, and NRG Yield, Inc., a Delaware corporation (“NRG YieldCo”), and NRG Yield Operating LLC, a Delaware limited liability company (“NRG Yield OpCo,” together with NRG YieldCo, “Buyers”), on the other hand. Each of Sellers and Buyers is, individually, a “Party,” and, collectively, the “Parties.” Except to the extent expressly provided otherwise herein, the obligations of the Buyers hereunder shall be joint and several.32

Purchase and Sale of the Company Interests. 19 16 Section 2.1 Purchase and Sale of the Company Interests 19 16 Section 2.2 Purchase Price 19 Closing 16 Section 2.3 Purchase Price Allocation 19 Transactions to be Effected at the Closing 16 Section 2.4 Purchase Price Adjustments 17 Section 2.5 Earnout 20 Section 2.5 Closing 22 Section 2.6 Closing Deliveries 22 Purchase Price Allocation 23 Section 2.7 Satisfaction of Conditions Transfer Taxes 23 Section 2.8 Transfer Taxes 23 Tax Withholding 24 ARTICLE III. III REPRESENTATIONS AND WARRANTIES REGARDING THE COMPANY ENTITIES 23 24 Section 3.1 Organization of the Company Entities 23 Organization; Business 24 Section 3.2 Noncontravention 24 Section 3.3 Capitalization 24 25 Section 3.4 Title to the Company Interests 24 Ownership 25 Section 3.5 Indebtedness 25 Section 3.6 Government Authorizations 24 25 Section 3.6 3.7 Financial Statements 25 Section 3.7 3.8 Undisclosed Liabilities 25 26 Section 3.8 3.9 Absence of Certain Changes 25 26 Section 3.9 3.10 Tax Matters 26 Section 3.10 3.11 Real Property 26 28 Section 3.11 3.12 Environmental Matters 27 Section 3.12 Contracts 27 29 Section 3.13 Insurance 28 Contracts 29 Section 3.14 Litigation 28 Insurance 29 Section 3.15 Employee Matters 28 Litigation 30 Section 3.16 Employee and Benefit Matters 30 Section 3.17 Labor Matters 30 Section 3.18 Legal Compliance 28 30 Section 3.17 3.19 Brokers’ Fees 28 31 Section 3.18 3.20 Permits 28 31 Section 3.19 3.21 Regulatory Status 29 31 Section 3.22 Intellectual Property 32 Section 3.23 Company Entity Assets 32 Section 3.24 Bank Accounts 32 Section 3.25 Solvency 32 ARTICLE IV. IV REPRESENTATIONS AND WARRANTIES REGARDING EACH SELLER 29 SELLERS 33 Section 4.1 Organization 29 33 Section 4.2 Authorization 29 i Company Ownership 33 Section 4.3 Noncontravention 29 Tax Matters 33 Section 4.4 Litigation 30 Authorization 33 Section 4.5 Noncontravention 33 Section 4.6 Brokers’ Fees 30 ARTICLE V. REPRESENTATIONS AND WARRANTIES REGARDING BUYER 30 33 Section 5.1 Organization 30 4.7 Litigation 34 Section 5.2 Authorization 30 Section 5.3 Noncontravention 30 Section 5.4 4.8 Government Authorizations 31 34 Section 5.5 Financial Capacity 31 4.9 Legal Compliance 34 Section 5.6 Investment 31 4.10 Solvency 34 Section 5.7 Litigation 31 Section 5.8 Brokers’ Fees 32 Section 5.9 Information 32 Section 5.10 FPA/PUHCA 32 Section 5.11 Tax 4.11 No Additional Representations 32 ARTICLE VI. COVENANTS 33 Section 6.1 Conduct of the Company 33 Section 6.2 Access to Information; Confidentiality 35 Section 6.3 Commercially Reasonable Efforts 36 Section 6.4 Regulatory Approvals 37 Section 6.5 Public Announcements 39 Section 6.6 Post-Closing Access; Preservation of Records 39 Section 6.7 Cash Grant Matters 40 Section 6.8 Tax Matters 42 Section 6.9 Further Assurances 43 Section 6.10 Assumption of Obligations 43 Section 6.11 Support Obligations 43 Section 6.12 Insurance 44 Section 6.13 Non-Solicitation 44 Section 6.14 Certain Assets and Liabilities 44 Section 6.15 Sale or Disposal of Company Interests 46 Section 6.16 Certain Agreements 46 Section 6.17 Post-Closing Commercially Reasonable Efforts 47 Section 6.18 Risk of Loss 47 Section 6.19 Additional Post-Closing Covenants 48 Section 6.20 Release of Certain Liens 50 Section 6.21 Buyer Registration Statement 50 ARTICLE VII. CONDITIONS TO CLOSING 52 Section 7.1 Conditions Precedent to Obligations of Buyers and Sellers 52 Section 7.2 Conditions Precedent to Obligations of Sellers 52 Section 7.3 Conditions Precedent to Obligations of Buyer 53 ii ARTICLE VIII. LIMITATIONS 53 Section 8.1 Remedies 53 Section 8.2 Environmental Waiver and Release 54 ARTICLE IX. SURVIVAL, INDEMNIFICATION AND REMEDIES 54 Section 9.1 Survival 54 Section 9.2 Indemnification 55 Section 9.3 Method of Asserting Claims 56 Section 9.4 Limitations on Remedies 58 Section 9.5 Exclusive Remedies 59 Section 9.6 Tax Characterization 59 ARTICLE X. TERMINATION 59 Section 10.1 Termination Events 59 Section 10.2 Effect of Termination 60 ARTICLE XI. MISCELLANEOUS 61 Section 11.1 Parties in Interest 61 Section 11.2 Assignment 61 Section 11.3 Notices 61 Section 11.4 Amendments and Waivers 62 Section 11.5 Exhibits and Schedules 62 Section 11.6 Headings 63 Section 11.7 Construction 63 Section 11.8 No Other Representations or Warranties 63 Section 11.9 Entire Agreement 63 Section 11.10 Severability 63 Section 11.11 Expenses 64 Section 11.12 Legal Representation 64 Section 11.13 Governing Law 66 Section 11.14 Consent to Jurisdiction; Waiver of Jury Trial 66 Section 11.15 Counterparts 66 iii SCHEDULES Schedule A Schedule B Schedule C Schedule D Schedule E Schedule F Illustrative Adjusted Working Capital Calculation Support Obligations TGOC Contracts Required Consents Participation, Accession and Facility Lease Agreements Retained Property Tax Disputes Buyers Disclosure Schedule Sellers Disclosure Schedule Exhibit A Form of Seller Parent Guaranty Exhibit B Form of Conservation Easements Exhibit C Form of Subordination Exhibit D-1 Form of Amendment to Shared Facilities Agreement No. 3 Exhibit D-2 Form of Amendment to Shared Facilities Agreement No. 4 Exhibit E-1 Form of Xxxx of Sale and Assignment (ReCon System) Exhibit E-2 Form of Avian Monitoring Data License Agreement This Purchase and Sale Agreement, is entered into as of June 3, 2014, by and among Terra-Gen Finance Company, LLC, a Delaware limited liability company (“TG Finance”), NTD AWAM Holdings, LLC, a Delaware limited liability company (“NTD AWAM Holdings”), CHIPS Alta Wind X Holding Company, LLC, a Delaware limited liability company (“CHIPS Alta Wind X”), CHIPS Alta Wind XI Holding Company, LLC, a Delaware limited liability company (“CHIPS Alta Wind XI,” and, together with TG Finance, NTD AWAM Holdings and CHIPS Alta Wind X, “Sellers”), on the one hand, and NRG Yield, Inc., a Delaware corporation (“NRG YieldCo”), and NRG Yield Operating LLC, a Delaware limited liability company (“NRG Yield OpCo,” together with NRG YieldCo, “Buyers”), on the other hand. Each of Sellers and Buyers is, individually, a “Party,” and, collectively, the “Parties.” Except to the extent expressly provided otherwise herein, the obligations of the Buyers hereunder shall be joint and several.34

Purchase and Sale of the Company Interests. 19 16 Section 2.1 Purchase and Sale of the Company Interests 19 16 Section 2.2 Payment of Purchase Price 19 16 Section 2.3 Closing 16 Section 2.4 Funds Flow Schedule; Purchase Price Allocation 19 Section 2.4 Purchase Price Adjustments 20 Adjustment 17 Section 2.5 Closing 22 Section 2.6 Closing Deliveries 22 Section 2.7 Satisfaction of Conditions 23 Section 2.8 Transfer Taxes 23 ARTICLE 20 Article III. REPRESENTATIONS AND WARRANTIES REGARDING THE COMPANY ENTITIES 23 20 Section 3.1 Organization of the Company Entities 23 20 Section 3.2 Noncontravention 24 20 Section 3.3 Capitalization 24 20 Section 3.4 Title to the Company Interests 24 Ownership 21 Section 3.5 Government Authorizations 24 21 Section 3.6 Financial Statements 25 21 Section 3.7 Undisclosed Liabilities 25 22 Section 3.8 Absence of Certain Changes 25 22 Section 3.9 Tax Matters 26 Matters. 22 Section 3.10 Real Property 26 23 Section 3.11 Environmental Matters 27 24 Section 3.12 Contracts 27 24 Section 3.13 Insurance 28 25 Section 3.14 Litigation 28 25 Section 3.15 Employee Labor Matters 28 25 Section 3.16 Legal Compliance 28 26 Section 3.17 Brokers’ Fees 28 26 Section 3.18 Permits 28 26 Section 3.19 Regulatory Status 29 ARTICLE Intellectual Property 27 Section 3.20 Anti-Bribery Laws 27 Article IV. REPRESENTATIONS AND WARRANTIES REGARDING EACH SELLER 29 27 Section 4.1 Organization 29 28 Section 4.2 Authorization 29 i 28 Section 4.3 Noncontravention 29 28 Section 4.4 Litigation 30 Section 4.5 Brokers’ Fees 30 ARTICLE V. REPRESENTATIONS AND WARRANTIES REGARDING BUYER 30 28 Section 5.1 Organization 30 4.5 Litigation 28 Section 5.2 Authorization 30 4.6 Solvency 28 Section 5.3 Noncontravention 30 Section 5.4 Government Authorizations 31 Section 5.5 Financial Capacity 31 Section 5.6 Investment 31 Section 5.7 Litigation 31 Section 5.8 Brokers’ Fees 32 Section 5.9 Information 32 Section 5.10 FPA/PUHCA 32 Section 5.11 Tax 4.7 No Additional Representations 32 ARTICLE VI. COVENANTS 33 Section 6.1 Conduct of the Company 33 Section 6.2 Access to Information; Confidentiality 35 Section 6.3 Commercially Reasonable Efforts 36 Section 6.4 Regulatory Approvals 37 Section 6.5 Public Announcements 39 Section 6.6 Post-Closing Access; Preservation of Records 39 Section 6.7 Cash Grant Matters 40 Section 6.8 Tax Matters 42 Section 6.9 Further Assurances 43 Section 6.10 Assumption of Obligations 43 Section 6.11 Support Obligations 43 Section 6.12 Insurance 44 Section 6.13 Non-Solicitation 44 Section 6.14 Certain Assets and Liabilities 44 Section 6.15 Sale or Disposal of Company Interests 46 Section 6.16 Certain Agreements 46 Section 6.17 Post-Closing Commercially Reasonable Efforts 47 Section 6.18 Risk of Loss 47 Section 6.19 Additional Post-Closing Covenants 48 Section 6.20 Release of Certain Liens 50 Section 6.21 Buyer Registration Statement 50 ARTICLE VII. CONDITIONS TO CLOSING 52 Section 7.1 Conditions Precedent to Obligations of Buyers and Sellers 52 Section 7.2 Conditions Precedent to Obligations of Sellers 52 Section 7.3 Conditions Precedent to Obligations of Buyer 53 ii ARTICLE VIII. LIMITATIONS 53 Section 8.1 Remedies 53 Section 8.2 Environmental Waiver and Release 54 ARTICLE IX. SURVIVAL, INDEMNIFICATION AND REMEDIES 54 Section 9.1 Survival 54 Section 9.2 Indemnification 55 Section 9.3 Method of Asserting Claims 56 Section 9.4 Limitations on Remedies 58 Section 9.5 Exclusive Remedies 59 Section 9.6 Tax Characterization 59 ARTICLE X. TERMINATION 59 Section 10.1 Termination Events 59 Section 10.2 Effect of Termination 60 ARTICLE XI. MISCELLANEOUS 61 Section 11.1 Parties in Interest 61 Section 11.2 Assignment 61 Section 11.3 Notices 61 Section 11.4 Amendments and Waivers 62 Section 11.5 Exhibits and Schedules 62 Section 11.6 Headings 63 Section 11.7 Construction 63 Section 11.8 No Other Representations or Warranties 63 Section 11.9 Entire Agreement 63 Section 11.10 Severability 63 Section 11.11 Expenses 64 Section 11.12 Legal Representation 64 Section 11.13 Governing Law 66 Section 11.14 Consent to Jurisdiction; Waiver of Jury Trial 66 Section 11.15 Counterparts 66 iii SCHEDULES Schedule A Schedule B Schedule C Schedule D Schedule E Schedule F Illustrative Adjusted Working Capital Calculation Support Obligations TGOC Contracts Required Consents Participation, Accession and Facility Lease Agreements Retained Property Tax Disputes Buyers Disclosure Schedule Sellers Disclosure Schedule Exhibit A Form of Seller Parent Guaranty Exhibit B Form of Conservation Easements Exhibit C Form of Subordination Exhibit D-1 Form of Amendment to Shared Facilities Agreement No. 3 Exhibit D-2 Form of Amendment to Shared Facilities Agreement No. 4 Exhibit E-1 Form of Xxxx of Sale and Assignment (ReCon System) Exhibit E-2 Form of Avian Monitoring Data License Agreement This Purchase and Sale Agreement, is entered into as of June 3, 2014, by and among Terra-Gen Finance Company, LLC, a Delaware limited liability company (“TG Finance”), NTD AWAM Holdings, LLC, a Delaware limited liability company (“NTD AWAM Holdings”), CHIPS Alta Wind X Holding Company, LLC, a Delaware limited liability company (“CHIPS Alta Wind X”), CHIPS Alta Wind XI Holding Company, LLC, a Delaware limited liability company (“CHIPS Alta Wind XI,” and, together with TG Finance, NTD AWAM Holdings and CHIPS Alta Wind X, “Sellers”), on the one hand, and NRG Yield, Inc., a Delaware corporation (“NRG YieldCo”), and NRG Yield Operating LLC, a Delaware limited liability company (“NRG Yield OpCo,” together with NRG YieldCo, “Buyers”), on the other hand. Each of Sellers and Buyers is, individually, a “Party,” and, collectively, the “Parties.” Except to the extent expressly provided otherwise herein, the obligations of the Buyers hereunder shall be joint and several.29

Purchase and Sale of the Company Interests. 19 16 Section 2.1 Purchase and Sale of the Company Interests 19 17 Section 2.2 Payment of Purchase Price 19 17 Section 2.3 Closing 17 Section 2.4 Funds Flow Schedule; Purchase Price Allocation 19 Adjustment 18 Section 2.4 Purchase Price Adjustments 2.5 Transfer Taxes 20 Section 2.5 2.6 Pre-Closing 22 Section 2.6 Closing Deliveries 22 Transactions 20 Section 2.7 Satisfaction of Conditions 23 Section 2.8 Transfer Withholding Taxes 23 ARTICLE 20 Article III. REPRESENTATIONS AND WARRANTIES REGARDING THE COMPANY ENTITIES 23 21 Section 3.1 Organization of the Company Entities 23 21 Section 3.2 Noncontravention 24 22 Section 3.3 Capitalization 24 22 Section 3.4 Title to the Company Interests 24 Ownership 22 Section 3.5 Government Authorizations 24 22 Section 3.6 Financial Statements 25 23 Section 3.7 Undisclosed Liabilities 25 23 Section 3.8 Absence of Certain Changes 25 23 Section 3.9 Tax Matters 26 23 Section 3.10 Real Property 26 25 Section 3.11 Environmental Matters 27 25 Section 3.12 Contracts 27 26 Section 3.13 Insurance 28 26 Section 3.14 Litigation 28 27 Section 3.15 Employee Matters 28 Benefits 27 Section 3.16 Labor Matters 27 Section 3.17 Legal Compliance 28 Section 3.17 3.18 Brokers’ Fees 28 Section 3.18 3.19 Permits 28 Section 3.19 Regulatory Status 3.20 Intellectual Property; IT Systems 29 ARTICLE Section 3.21 Privacy and Data Security 29 Section 3.22 Holding Company 30 Section 3.23 Intra-group Restructuring 30 Section 3.24 Anti-Bribery Laws 30 Article IV. REPRESENTATIONS AND WARRANTIES REGARDING EACH SELLER 29 31 Section 4.1 Organization 29 31 Section 4.2 Authorization 29 i 31 Section 4.3 Noncontravention 29 31 Section 4.4 Litigation 30 Section 4.5 Brokers’ Fees 30 ARTICLE 31 Section 4.5 Litigation 31 Section 4.6 No Additional Representations and Warranties 32 Article V. REPRESENTATIONS AND WARRANTIES REGARDING BUYER 30 32 Section 5.1 Organization 30 32 Section 5.2 Authorization 30 33 Section 5.3 Noncontravention 30 33 Section 5.4 Government Authorizations 31 33 Section 5.5 Financial Capacity 31 33 Section 5.6 Investment 31 33 Section 5.7 Litigation 31 34 Section 5.8 Brokers’ Fees 32 34 Section 5.9 Information 32 34 Section 5.10 FPA/PUHCA 32 No Adverse Proceedings 35 Section 5.11 Tax Representations 32 ARTICLE Solvency 35 Article VI. COVENANTS 33 35 Section 6.1 Conduct of the Company 33 Companies 35 Section 6.2 Exceptions 37 Section 6.3 Access to Information; Confidentiality 35 Section 6.3 Commercially Reasonable Efforts 36 39 Section 6.4 Regulatory Consents and Approvals 37 41 Section 6.5 Public Announcements 39 43 Section 6.6 Post-Closing Access; Preservation of Records 39 43 Section 6.7 Cash Grant Tax Indemnification; Tax Matters 40 44 Section 6.8 Tax Matters 42 Insurance 48 Section 6.9 Further Assurances 43 Termination of Affiliate Contracts 48 Section 6.10 Assumption of Obligations 43 Section 6.11 Support Obligations 43 Section 6.12 Insurance 44 Section 6.13 Non-Solicitation 44 Section 6.14 Certain Assets and Liabilities 44 Section 6.15 Sale or Disposal of Company Interests 46 Section 6.16 Certain Agreements 46 Section 6.17 Post-Closing Commercially Reasonable Efforts 47 48 Section 6.18 Risk of Loss 47 6.11 Employee Relations and Benefits 49 Section 6.19 Additional 6.12 Pre-Closing Further Assurances 49 Section 6.13 Post-Closing Covenants 48 Further Assurances 49 Section 6.20 Release 6.14 Use of Certain Liens Names 49 Section 6.15 Directors’ and Officers’ Indemnity and Insurance 50 Section 6.21 Buyer 6.16 Registration Statement 50 ARTICLE VII. CONDITIONS TO CLOSING 52 and Publication of Excerpt 51 Section 7.1 Conditions Precedent to Obligations of Buyers and Sellers 52 Section 7.2 Conditions Precedent to Obligations of Sellers 52 Section 7.3 Conditions Precedent to Obligations of Buyer 53 ii ARTICLE VIII. LIMITATIONS 53 Section 8.1 Remedies 53 Section 8.2 Environmental Waiver and Release 54 ARTICLE IX. SURVIVAL, INDEMNIFICATION AND REMEDIES 54 Section 9.1 Survival 54 Section 9.2 Indemnification 55 Section 9.3 Method of Asserting Claims 56 Section 9.4 Limitations on Remedies 58 Section 9.5 Exclusive Remedies 59 Section 9.6 Tax Characterization 59 ARTICLE X. TERMINATION 59 Section 10.1 Termination Events 59 Section 10.2 Effect of Termination 60 ARTICLE XI. MISCELLANEOUS 61 Section 11.1 Parties in Interest 61 Section 11.2 Assignment 61 Section 11.3 Notices 61 Section 11.4 Amendments and Waivers 62 Section 11.5 Exhibits and Schedules 62 Section 11.6 Headings 63 Section 11.7 Construction 63 Section 11.8 No Other Representations or Warranties 63 Section 11.9 Entire Agreement 63 Section 11.10 Severability 63 Section 11.11 Expenses 64 Section 11.12 Legal Representation 64 Section 11.13 Governing Law 66 Section 11.14 Consent to Jurisdiction; Waiver of Jury Trial 66 Section 11.15 Counterparts 66 iii SCHEDULES Schedule A Schedule B Schedule C Schedule D Schedule E Schedule F Illustrative Adjusted Working Capital Calculation Support Obligations TGOC Contracts Required Consents Participation, Accession and Facility Lease Agreements Retained Property Tax Disputes Buyers Disclosure Schedule Sellers Disclosure Schedule Exhibit A Form of Seller Parent Guaranty Exhibit B Form of Conservation Easements Exhibit C Form of Subordination Exhibit D-1 Form of Amendment to Shared Facilities Agreement No. 3 Exhibit D-2 Form of Amendment to Shared Facilities Agreement No. 4 Exhibit E-1 Form of Xxxx of Sale and Assignment (ReCon System) Exhibit E-2 Form of Avian Monitoring Data License Agreement This Purchase and Sale Agreement, is entered into as of June 3, 2014, by and among Terra6.17 Post-Gen Finance Company, LLC, a Delaware limited liability company (“TG Finance”), NTD AWAM Holdings, LLC, a Delaware limited liability company (“NTD AWAM Holdings”), CHIPS Alta Wind X Holding Company, LLC, a Delaware limited liability company (“CHIPS Alta Wind X”), CHIPS Alta Wind XI Holding Company, LLC, a Delaware limited liability company (“CHIPS Alta Wind XI,” and, together with TG Finance, NTD AWAM Holdings and CHIPS Alta Wind X, “Sellers”), on the one hand, and NRG Yield, Inc., a Delaware corporation (“NRG YieldCo”), and NRG Yield Operating LLC, a Delaware limited liability company (“NRG Yield OpCo,” together with NRG YieldCo, “Buyers”), on the other hand. Each of Sellers and Buyers is, individually, a “Party,” and, collectively, the “Parties.” Except to the extent expressly provided otherwise herein, the obligations of the Buyers hereunder shall be joint and several.signing Breach Notification 51