Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 378 contracts
Samples: Warrant Agreement (Aemetis, Inc), Warrant Agreement (Aemetis, Inc), Warrant Agreement (SANUWAVE Health, Inc.)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 207 contracts
Samples: Warrant Agreement (Provention Bio, Inc.), Warrant Agreement (Grove Collaborative Holdings, Inc.), Warrant Agreement (Grove Collaborative Holdings, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 120 contracts
Samples: Warrant Agreement (Cloudflare, Inc.), Warrant Agreement (Cloudflare, Inc.), Warrant Agreement (1Life Healthcare Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 109 contracts
Samples: Lease Agreement, Warrant Agreement (Catalyst Biosciences, Inc.), Warrant Agreement (FireEye, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 96 contracts
Samples: Warrant Agreement (Blue Water Acquisition Corp.), Warrant Agreement (Blue Water Acquisition Corp.), Credit Agreement
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 26 contracts
Samples: Loan and Security Agreement (Kintera Inc), Warrant Agreement (Sento Corp), Warrant to Purchase Stock (Click2learn Inc/De/)
Purchase for Own Account. This Except for transfers to Holder’s affiliates, this Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the 1933 Act, and the Holder has no present intention of selling, granting any participation in, or otherwise distributing the same. The Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 19 contracts
Samples: Warrant Agreement (Kaltura Inc), Warrant Agreement (Kaltura Inc), Warrant Agreement (Kaltura Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a current view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 15 contracts
Samples: Credit Agreement (Sonendo, Inc.), Warrant Agreement (Sonendo, Inc.), Warrant Agreement (Xeris Biopharma Holdings, Inc.)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 14 contracts
Samples: Warrant Agreement (Zymergen Inc.), Warrant Agreement (Coinbase Global, Inc.), Warrant Agreement (Zymergen Inc.)
Purchase for Own Account. This Except for transfers to Holder's affiliates, this Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the 1933 Act, and the Holder has no present intention of selling, granting any participation in, or otherwise distributing the same. If not an individual, the Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 13 contracts
Samples: Warrant Agreement (Mitokor), Warrant Agreement (Synchronoss Technologies Inc), Warrant Agreement (Novatel Wireless Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActAct and Holder has no present intention of selling or engaging in any public distribution of the same except pursuant to a registration or exemption. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 13 contracts
Samples: Warrant Agreement (Aterian, Inc.), Warrant Agreement (Mohawk Group Holdings, Inc.), Warrant Agreement (Catabasis Pharmaceuticals Inc)
Purchase for Own Account. This Except for transfers to Holder’s affiliates, this Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the 1933 Act, and the Holder has no present intention of selling, granting any participation in, or otherwise distributing the same. If not an individual, the Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 13 contracts
Samples: Warrant Agreement (Intralase Corp), Warrant Agreement (Volcano CORP), Warrant Agreement (Endocardial Solutions Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActAct and Holder has no present intention of selling or engaging in any public distribution of the same except pursuant to a registration or exemption or any transfer contemplated by or permitted under Section 3.3. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 13 contracts
Samples: Warrant Agreement (Mannkind Corp), Warrant Agreement (Aziyo Biologics, Inc.), Warrant Agreement (Aziyo Biologics, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the SharesUnits.
Appears in 11 contracts
Samples: Warrant Agreement (Proteostasis Therapeutics, Inc.), Warrant Agreement (Proteostasis Therapeutics, Inc.), Warrant Agreement (DiCE MOLECULES HOLDINGS, LLC)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 10 contracts
Samples: Warrant Agreement (Global Immune Technologies Inc.), Warrant Agreement (Tranzyme Inc), Warrant Agreement (Tranzyme Inc)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder hereof are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 9 contracts
Samples: Warrant Agreement (Grove Collaborative Holdings, Inc.), Warrant Agreement (Lantronix Inc), Warrant Agreement (iBio, Inc.)
Purchase for Own Account. This Warrant is being, and the securities to be acquired upon exercise of this Warrant by the Holder are being will be, acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 8 contracts
Samples: Warrant Agreement (Achaogen Inc), Warrant Agreement (Achaogen Inc), Warrant Agreement (Achaogen Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning in violation of the Actapplicable securities laws. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 8 contracts
Samples: Warrant Agreement (EPIRUS Biopharmaceuticals, Inc.), Warrant Agreement (Supernus Pharmaceuticals Inc), Warrant Agreement (Supernus Pharmaceuticals Inc)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning in violation of the Actapplicable securities laws. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 7 contracts
Samples: Warrant Agreement (Acer Therapeutics Inc.), Warrant Agreement (Biolase, Inc), Warrant Agreement (Biolase, Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 6 contracts
Samples: Loan and Security Agreement (Accolade, Inc.), Loan and Security Agreement (Accolade, Inc.), Warrant Agreement (Epizyme, Inc.)
Purchase for Own Account. This Warrant and Warrant, the securities Shares to be acquired upon exercise of this Warrant by Holder are being Holder, and the securities to be issued upon conversion of such Shares, will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act of 1933, as amended (the “Act”). Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 6 contracts
Samples: Warrant Agreement (Tremor Video Inc.), Warrant Agreement (Tremor Video Inc.), Warrant Agreement (Tremor Video Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 5 contracts
Samples: Warrant Agreement (CVRx, Inc.), Warrant Agreement (Cas Medical Systems Inc), Warrant Agreement (Cas Medical Systems Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares (or the shares of common stock issuable upon conversion of the Shares).
Appears in 5 contracts
Samples: Warrant Agreement (iRhythm Technologies, Inc.), Warrant Agreement (iRhythm Technologies, Inc.), Warrant Agreement (iRhythm Technologies, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 4 contracts
Samples: Media and Marketing Services Agreement (G Medical Innovations Holdings Ltd.), Media and Marketing Services Agreement (G Medical Innovations Holdings Ltd.), Media and Marketing Services Agreement (G Medical Innovations Holdings Ltd.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder Holder, and any shares of common stock to be issued upon conversion of any such securities, are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 4 contracts
Samples: Warrant Agreement (Castle Biosciences Inc), Warrant Agreement (Castle Biosciences Inc), Warrant Agreement (Castle Biosciences Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the SharesUnits.
Appears in 4 contracts
Samples: Revolving Credit Agreement (Hickok Inc), Convertible Loan Agreement (Hickok Inc), Warrant Agreement (Hickok Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Warrant Shares.
Appears in 3 contracts
Samples: Warrant Agreement (Glucose Biosensor Systems (Greater China) Holdings, Inc.), Warrant Agreement (Glucose Biosensor Systems (Greater China) Holdings, Inc.), Common Stock Purchase Warrant (Apricus Biosciences, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant (or upon conversion thereof) by Holder are being (collectively, the “Securities”) will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the SharesSecurities.
Appears in 3 contracts
Samples: Warrant to Purchase Stock (Guidewire Software, Inc.), Warrant to Purchase Stock (Guidewire Software, Inc.), Warrant to Purchase Stock (Guidewire Software, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActAct and the Holder has no present intention of selling or engaging in any public distribution of the same except pursuant to a registration or exemption. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 3 contracts
Samples: Warrant Agreement (TRIA Beauty, Inc.), Warrant Agreement (TRIA Beauty, Inc.), Warrant Agreement (TRIA Beauty, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActAct and Holder has no present intention of selling or engaging in any public distribution of the same except pursuant to a registration or exemption or any transfer contemplated by or permitted under Section 3.3. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 3 contracts
Samples: Warrant Agreement (Invuity, Inc.), Warrant Agreement (Invuity, Inc.), Warrant Agreement (Invuity, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the SharesUnderlying Securities.
Appears in 2 contracts
Samples: Warrant Agreement (Aquinox Pharmaceuticals, Inc), Warrant Agreement (Aquinox Pharmaceuticals (Usa) Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder (and any securities issuable upon conversion of such securities) (collectively, the “Securities”) are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the SharesSecurities.
Appears in 2 contracts
Samples: Warrant Agreement (Neothetics, Inc.), Warrant Agreement (Neothetics, Inc.)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are arc being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Warrant Agreement (Remitly Global, Inc.), Warrant Agreement (Remitly Global, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. The Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Sharesshares of common stock.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (Lpath, Inc), Credit Agreement (Lpath, Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Warrant Agreement (Zonare Medical Systems Inc), Warrant Agreement (Zonare Medical Systems Inc)
Purchase for Own Account. This Except for transfers to Holder’s affiliates, this Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the 1933 Act, and Holder has no present intention of selling, granting any participation in, or otherwise distributing the same. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Warrant Agreement (AquaVenture Holdings LTD), Warrant Agreement (AquaVenture Holdings LTD)
Purchase for Own Account. This Warrant and the securities Common Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActAct and the applicable securities laws of Canada. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Common Shares.
Appears in 2 contracts
Samples: Warrant Agreement (Decipher Biosciences, Inc.), Warrant Agreement (Decipher Biosciences, Inc.)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Warrant Agreement (MTBC, Inc.), Warrant Agreement (MTBC, Inc.)
Purchase for Own Account. This Except for permitted transfers to Holder’s affiliates, this Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act, and Holder has no present intention of selling, granting any participation in, or otherwise distributing the same. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Warrant Agreement (Phreesia, Inc.), Warrant Agreement (Phreesia, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise or conversion of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Warrant Agreement (Rice Energy Inc.), Warrant Agreement (Rice Energy Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the SharesShares (or other security issuable upon the exercise hereof).
Appears in 2 contracts
Samples: Warrant Agreement (Celsion CORP), Warrant Agreement (Celsion CORP)
Purchase for Own Account. This Warrant and the securities to Warrant Shares will be acquired upon exercise of this Warrant by Holder are being acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActSecurities Act and the Holder has no present intention, and upon exercise or conversion will have no intention, of selling or engaging in any public distribution of the same except pursuant to a registration or exemption. The Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Warrant Shares.
Appears in 2 contracts
Samples: Primary Common Stock Purchase Warrant (Veritone, Inc.), Primary Common Stock Purchase Warrant (Veritone, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder Xxxxxx are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a current view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Warrant Agreement (Adma Biologics, Inc.), Warrant Agreement (Sonendo, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. , Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Warrant Agreement (Model N Inc), Warrant Agreement (Model N Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise or conversion of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the SharesUnits.
Appears in 2 contracts
Samples: Warrant Agreement (Rice Energy Inc.), Warrant Agreement (Rice Energy Inc.)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s own account, not as a nominee or agent, and not with a view to towards, or for resale in connection with, the public resale sale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Warrant Agreement (Alpha Healthcare Acquisition Corp.), Warrant Agreement (Alpha Healthcare Acquisition Corp.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, account not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Warrant Agreement (Control4 Corp), Warrant Agreement (Control4 Corp)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, for investment purposes only and not with a view to the public resale or distribution within the meaning of the Securities Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Novation and Amendment Agreement (Infinity Pharmaceuticals, Inc.), Funding Agreement (Infinity Pharmaceuticals, Inc.)
Purchase for Own Account. This Warrant and the securities Warrant Shares to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the 1933 Act, and the Holder has no present intention of selling, granting any participation in, or otherwise distributing the same. The Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Warrant Shares.
Appears in 2 contracts
Samples: Warrant Agreement (Kaltura Inc), Warrant Agreement (Kaltura Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Act Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Warrant Agreement (Applied Genetic Technologies Corp), Warrant Agreement (Applied Genetic Technologies Corp)
Purchase for Own Account. This The Warrant and the securities to Warrant Stock (collectively, the “Securities”) will be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s own account, not as a nominee or agent, and not with a view to the public resale or distribution thereof within the meaning of the Act, and such Holder has no present intention of selling, granting any participation in, or otherwise distributing the same. If not an individual, such Holder also represents that it such Holder has not been formed for the specific purpose of acquiring this Warrant or the SharesSecurities.
Appears in 2 contracts
Samples: Credit Agreement (ADESTO TECHNOLOGIES Corp), Credit Agreement (ADESTO TECHNOLOGIES Corp)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActAct and Holder has no present intention of selling or engaging in any public distribution of the same except pursuant to a registration or exemption or any transfer contemplated by or permitted under Section 5.3. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Warrant Agreement (TELA Bio, Inc.), Warrant Agreement (TELA Bio, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Act Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Warrant Agreement (Alkami Technology, Inc.), Warrant Agreement (Alkami Technology, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Ordinary Shares.
Appears in 2 contracts
Samples: Warrant Agreement (4D Pharma PLC), Warrant Agreement (4D Pharma PLC)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s and/or its affiliate company SVB Financial Group’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Warrant Agreement (Nanosphere Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant warrant or the Shares.
Appears in 1 contract
Samples: Warrant Agreement (Toast, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act of 1933, as amended (the “Securities Act”). Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Warrant to Purchase Stock (Peregrine Semiconductor Corp)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Registered Holder are being acquired for investment for Registered Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. Registered Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the SharesExercise Stock.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares..
Appears in 1 contract
Purchase for Own Account. This Except for transfers to Holder's affiliates, this Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the 1933 Act, and Holder has no present intention of selling, granting any participation in, or otherwise distributing the same. If not an individual, Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Warrant Agreement (Senomyx Inc)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.. WEST\279780249.2 354271-000771 5
Appears in 1 contract
Samples: Warrant Agreement (aTYR PHARMA INC)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.. WEST\279780239.2 354271-000771 5
Appears in 1 contract
Samples: Warrant Agreement (aTYR PHARMA INC)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Act Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Warrant Agreement (Outbrain Inc.)
Purchase for Own Account. This Warrant is, and the securities ------------------------ to be acquired upon exercise of this Warrant by the Holder are being will be, acquired for investment for the Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Warrant Agreement (Rapidtron Inc)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by the Holder are being acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the U.S. Securities Act or the Securities Act. The Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Credit and Security Agreement (Greenbrook TMS Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActAct except as set forth in Section 5.4. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Loan and Security Agreement (Netlogic Microsystems Inc)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for , except pursuant to sales registered or exempted under the specific purpose of acquiring this Warrant or the SharesAct.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder Shares are being acquired for investment for Holder’s 's own account, not as a nominee or agent, and not with a view to the public resale or distribution thereof within the meaning of the Act. , and such Holder also represents that it has not been formed for no present intention of selling, granting any participation in, or otherwise distributing the specific purpose of acquiring this Warrant or the Sharessame.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Warrant Agreement (MTBC, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment purposes for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific Specific, purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the SharesUnits.
Appears in 1 contract
Samples: Warrant Agreement (GigOptix, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment purposes for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise or conversion of this Warrant (and the securities issuable upon conversion of such securities) by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the SharesShares(and the securities issuable upon conversion of such securities).
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Warrant Shares.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities to be acquired Shares issuable upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are not being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Actsuch securities in violation of applicable securities laws. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being (collectively, the “Securities”) will be acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the SharesSecurities.
Appears in 1 contract
Purchase for Own Account. This Warrant The Warrants and the securities Shares to be acquired upon exercise of this Warrant ------------------------ purchased by the Holder are being hereunder will be acquired for investment for Holder’s 's own account, not as a nominee or agent, and not with a view to the public resale or distribution thereof within the meaning of the 1933 Act, and Holder has no present intention of selling, granting any participation in or otherwise distributing the same. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant the Warrants or the Shares.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder Holder, if not a natural person, also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Warrant Agreement (BioTrove, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being (collectively, the “Securities”) will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the SharesSecurities.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.,
Appears in 1 contract
Samples: Warrant Agreement (Imprivata Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act of 1933, as amended (the “Act”). Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares and has no present intention of selling or otherwise distributing all or any portion of the Warrant or the Shares.
Appears in 1 contract
Samples: Warrant Agreement (Senorx Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning in violation of the Actapplicable federal and state securities laws. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Warrant Agreement (Wireless Ronin Technologies Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant and any securities to be acquired upon conversion thereof by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act of 1933, as amended (the “Act”). Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Warrant Agreement (OncoCyte Corp)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by the Holder are being acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the U.S. Securities Act or the Securities Act. The Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares..
Appears in 1 contract
Samples: Credit and Security Agreement (Greenbrook TMS Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s 's account, not as a nominee or agent, and not with a view to the public resale sale or distribution within the meaning in violation of the Actfederal and state securities laws. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act, other than a public sale of the underlying securities a provided in an Investor Rights Agreement between the Holder and the Company. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Purchase for Own Account. This Except for transfers to Holder's affiliates, this Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the 1933 Act, and the Holder has no present intention of selling, granting any participation in, or otherwise distributing the same. The Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Warrant Agreement (Kaltura Inc)
Purchase for Own Account. This Warrant and the securities to be Warrant Shares acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActSecurities Act and the Holder has no present intention of selling or engaging in any public distribution of the same except pursuant to a registration or exemption. The Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Warrant Shares.
Appears in 1 contract
Samples: Warrant Agreement (OptiNose, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.6
Appears in 1 contract
Samples: Warrant Agreement (CVRx, Inc.)
Purchase for Own Account. This Warrant is being acquired, and the securities to be acquired upon exercise of this Warrant by Holder are being acquired will be for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Warrant Agreement (Switchback Energy Acquisition Corp)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the SharesSecurities.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares (or the shares of common stock issuable upon conversion of the Shares).
Appears in 1 contract
Samples: Warrant Agreement (Audience Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired on the date hereof for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract