Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 374 contracts
Samples: Warrant to Purchase Stock (Singular Genomics Systems, Inc.), Execution Version (Venus Concept Inc.), Equity Line Agreement (Senseonics Holdings, Inc.)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 207 contracts
Samples: Rights Agreement (Sentinel Labs, Inc.), Credit Agreement (Performant Financial Corp), Provention Bio, Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 119 contracts
Samples: Rights Agreement (Forescout Technologies, Inc), Rights Agreement (Forescout Technologies, Inc), Cloudflare, Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 109 contracts
Samples: Termination Agreement, Purchase Stock (XOOM Corp), Purchase Stock (Achaogen Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 96 contracts
Samples: Credit Agreement, Credit Agreement (Cardlytics, Inc.), Blue Water Acquisition Corp.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 26 contracts
Samples: Loan and Security Agreement (Kintera Inc), Sento Corp, Click2learn Inc/De/
Purchase for Own Account. This Except for transfers to Holder’s affiliates, this Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the 1933 Act, and the Holder has no present intention of selling, granting any participation in, or otherwise distributing the same. The Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 19 contracts
Samples: Kaltura Inc, Kaltura Inc, Kaltura Inc
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a current view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 15 contracts
Samples: Credit Agreement (Sonendo, Inc.), Voting Agreement (Sonendo, Inc.), Voting Agreement (Sonendo, Inc.)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 14 contracts
Samples: Zymergen Inc., Coinbase Global, Inc., Zymergen Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActAct and Holder has no present intention of selling or engaging in any public distribution of the same except pursuant to a registration or exemption or any transfer contemplated by or permitted under Section 3.3. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 13 contracts
Samples: Mannkind Corp, Aziyo Biologics, Inc., Aziyo Biologics, Inc.
Purchase for Own Account. This Except for transfers to Holder's affiliates, this Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the 1933 Act, and the Holder has no present intention of selling, granting any participation in, or otherwise distributing the same. If not an individual, the Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 13 contracts
Samples: Registration Rights Agreement (Syntellect Inc), Stereotaxis, Inc., Digirad Corp
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActAct and Holder has no present intention of selling or engaging in any public distribution of the same except pursuant to a registration or exemption. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 13 contracts
Samples: Aterian, Inc., Mohawk Group Holdings, Inc., Catabasis Pharmaceuticals Inc
Purchase for Own Account. This Except for transfers to Holder’s affiliates, this Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the 1933 Act, and the Holder has no present intention of selling, granting any participation in, or otherwise distributing the same. If not an individual, the Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 13 contracts
Samples: Purchase Stock (Luna Innovations Inc), Volcano CORP, Intralase Corp
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the SharesUnits.
Appears in 11 contracts
Samples: Proteostasis Therapeutics, Inc., Proteostasis Therapeutics, Inc., DiCE MOLECULES HOLDINGS, LLC
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 10 contracts
Samples: Warrant Agreement (Global Immune Technologies Inc.), Tranzyme Inc, Tranzyme Inc
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder hereof are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 9 contracts
Samples: Purchase Stock (Grove Collaborative Holdings, Inc.), Warrant to Purchase Stock (Lantronix Inc), Warrant to Purchase Stock (iBio, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning in violation of the Actapplicable securities laws. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 8 contracts
Samples: EPIRUS Biopharmaceuticals, Inc., Supernus Pharmaceuticals Inc, Supernus Pharmaceuticals Inc
Purchase for Own Account. This Warrant is being, and the securities to be acquired upon exercise of this Warrant by the Holder are being will be, acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 8 contracts
Samples: Achaogen Inc, Achaogen Inc, Achaogen Inc
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning in violation of the Actapplicable securities laws. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 7 contracts
Samples: Acer Therapeutics Inc., Biolase, Inc, Biolase, Inc
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning in violation of the Act. Holder also represents that it has not been formed for the specific purpose Securities Act of acquiring this Warrant or the Shares1933, as amended.
Appears in 7 contracts
Samples: Security Agreement (Resonant Inc), Resonant Inc, Resonant Inc
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 6 contracts
Samples: Loan and Security Agreement (Accolade, Inc.), Loan and Security Agreement (Accolade, Inc.), Epizyme, Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act of 1933, as amended (the “Act”). Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 6 contracts
Samples: Loan and Security Agreement (Sunesis Pharmaceuticals Inc), Loan and Security Agreement (Sunesis Pharmaceuticals Inc), Purchase Stock (Green Dot Corp)
Purchase for Own Account. This Warrant and Warrant, the securities Shares to be acquired upon exercise of this Warrant by Holder are being Holder, and the securities to be issued upon conversion of such Shares, will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act of 1933, as amended (the “Act”). Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 6 contracts
Samples: Tremor Video Inc., Tremor Video Inc., Tremor Video Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares (or the shares of common stock issuable upon conversion of the Shares).
Appears in 5 contracts
Samples: iRhythm Technologies, Inc., iRhythm Technologies, Inc., iRhythm Technologies, Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the SharesUnits.
Appears in 4 contracts
Samples: Revolving Credit Agreement (Hickok Inc), Convertible Loan Agreement (Hickok Inc), Warrant Agreement (Hickok Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.. 4.2
Appears in 4 contracts
Samples: CVRx, Inc., CVRx, Inc., CVRx, Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder Holder, and any shares of common stock to be issued upon conversion of any such securities, are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 4 contracts
Samples: Castle Biosciences Inc, Castle Biosciences Inc, Castle Biosciences Inc
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 4 contracts
Samples: Media and Marketing Services Agreement (G Medical Innovations Holdings Ltd.), Media and Marketing Services Agreement (G Medical Innovations Holdings Ltd.), Media and Marketing Services Agreement (G Medical Innovations Holdings Ltd.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 4 contracts
Samples: Cas Medical Systems Inc, Cas Medical Systems Inc, Cas Medical Systems Inc
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActAct and the Holder has no present intention of selling or engaging in any public distribution of the same except pursuant to a registration or exemption. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 3 contracts
Samples: TRIA Beauty, Inc., TRIA Beauty, Inc., TRIA Beauty, Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Warrant Shares.
Appears in 3 contracts
Samples: Exercise Agreement (Glucose Biosensor Systems (Greater China) Holdings, Inc.), Exercise Agreement (Glucose Biosensor Systems (Greater China) Holdings, Inc.), Apricus Biosciences, Inc.
Purchase for Own Account. This Warrant and the securities Warrant Shares to be acquired upon exercise of this Warrant by the Holder are being acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.(d)
Appears in 3 contracts
Samples: Better Choice Co Inc., Better Choice Co Inc., Better Choice Co Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActAct and Holder has no present intention of selling or engaging in any public distribution of the same except pursuant to a registration or exemption or any transfer contemplated by or permitted under Section 3.3. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 3 contracts
Samples: Invuity, Inc., Invuity, Inc., Invuity, Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant (or upon conversion thereof) by Holder are being (collectively, the “Securities”) will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the SharesSecurities.
Appears in 3 contracts
Samples: Purchase Stock (Guidewire Software, Inc.), Guidewire Software, Inc., Guidewire Software, Inc.
Purchase for Own Account. This Except for permitted transfers to Holder’s affiliates, this Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act, and Holder has no present intention of selling, granting any participation in, or otherwise distributing the same. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Phreesia, Inc., Phreesia, Inc.
Purchase for Own Account. This Except for transfers to Holder’s affiliates, this Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the 1933 Act, and Holder has no present intention of selling, granting any participation in, or otherwise distributing the same. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, account not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Control4 Corp, Control4 Corp
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise or conversion of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the SharesUnits.
Appears in 2 contracts
Samples: Rice Energy Inc., Rice Energy Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Ordinary Shares.
Appears in 2 contracts
Samples: 4D Pharma PLC, 4D Pharma PLC
Purchase for Own Account. This Warrant and the securities to Warrant Shares will be acquired upon exercise of this Warrant by Holder are being acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActSecurities Act and the Holder has no present intention, and upon exercise or conversion will have no intention, of selling or engaging in any public distribution of the same except pursuant to a registration or exemption. The Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Warrant Shares.
Appears in 2 contracts
Samples: Investment Agreement (Veritone, Inc.), Primary Common Stock Purchase Warrant (Veritone, Inc.)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s own account, not as a nominee or agent, and not with a view to towards, or for resale in connection with, the public resale sale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Alpha Healthcare Acquisition Corp., Alpha Healthcare Acquisition Corp.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Act Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Applied Genetic Technologies Corp, Applied Genetic Technologies Corp
Purchase for Own Account. This The Warrant and the securities to Warrant Stock (collectively, the “Securities”) will be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s own account, not as a nominee or agent, and not with a view to the public resale or distribution thereof within the meaning of the Act, and such Holder has no present intention of selling, granting any participation in, or otherwise distributing the same. If not an individual, such Holder also represents that it such Holder has not been formed for the specific purpose of acquiring this Warrant or the SharesSecurities.
Appears in 2 contracts
Samples: General Security Agreement (ADESTO TECHNOLOGIES Corp), General Security Agreement (ADESTO TECHNOLOGIES Corp)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: MTBC, Inc., MTBC, Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the SharesUnderlying Securities.
Appears in 2 contracts
Samples: Assignment Agreement (Aquinox Pharmaceuticals, Inc), Assignment Agreement (Aquinox Pharmaceuticals (Usa) Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder Xxxxxx are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a current view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Adma Biologics, Inc., Sonendo, Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. , Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Model N Inc, Model N Inc
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act of 1933, as amended (the “Act”). Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Sunesis Pharmaceuticals Inc, Sunesis Pharmaceuticals Inc
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Zonare Medical Systems Inc, Zonare Medical Systems Inc
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, for investment purposes only and not with a view to the public resale or distribution within the meaning of the Securities Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Novation and Amendment Agreement (Infinity Pharmaceuticals, Inc.), Funding Agreement (Infinity Pharmaceuticals, Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder (and any securities issuable upon conversion of such securities) (collectively, the “Securities”) are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the SharesSecurities.
Appears in 2 contracts
Samples: Neothetics, Inc., Neothetics, Inc.
Purchase for Own Account. This Warrant and the securities Common Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActAct and the applicable securities laws of Canada. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Common Shares.
Appears in 2 contracts
Samples: Decipher Biosciences, Inc., Decipher Biosciences, Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise or conversion of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Rice Energy Inc., Rice Energy Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Act Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being Xxxxxx will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActAct and Holder has no present intention of selling or engaging in any public distribution of the same except pursuant to a registration or exemption. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Telesis Bio Inc., Apyx Medical Corp
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActAct and Holder has no present intention of selling or engaging in any public distribution of the same except pursuant to a registration or exemption or any transfer contemplated by or permitted under Section 5.3. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: TELA Bio, Inc., TELA Bio, Inc.
Purchase for Own Account. This Warrant and the securities Warrant Shares to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the 1933 Act, and the Holder has no present intention of selling, granting any participation in, or otherwise distributing the same. The Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Warrant Shares.
Appears in 2 contracts
Samples: Share Exchange Agreement (Kaltura Inc), Share Exchange Agreement (Kaltura Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the SharesShares (or other security issuable upon the exercise hereof).
Appears in 2 contracts
Samples: Celsion CORP, Celsion CORP
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. The Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Sharesshares of common stock.
Appears in 2 contracts
Samples: Form of Letter Agreement (Lpath, Inc), Credit Agreement (Lpath, Inc)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are arc being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 2 contracts
Samples: Remitly Global, Inc., Remitly Global, Inc.
Purchase for Own Account. This Warrant and the securities to be acquired Warrant Shares issuable upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Intrexon Corp
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment purposes for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Sophiris Bio Inc.
Purchase for Own Account. This Warrant is, and the securities ------------------------ to be acquired upon exercise of this Warrant by the Holder are being will be, acquired for investment for the Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Purchase Stock (Rapidtron Inc)
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by the Holder are being acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the U.S. Securities Act or the Securities Act. The Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Credit and Security Agreement (Greenbrook TMS Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being (collectively, the “Securities”) will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the SharesSecurities.
Appears in 1 contract
Samples: Purchase Stock (3PAR Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.,
Appears in 1 contract
Samples: Imprivata Inc
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Registered Holder are being acquired for investment for Registered Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. Registered Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the SharesExercise Stock.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise or conversion of this Warrant (and the securities issuable upon conversion of such securities) by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the SharesShares(and the securities issuable upon conversion of such securities).
Appears in 1 contract
Samples: TorreyPines Therapeutics, Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act, other than a public sale of the underlying securities a provided in an Investor Rights Agreement between the Holder and the Company. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: FC Global Realty Inc
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act of 1933, as amended (the “Act”). Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: OncoCyte Corp
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares (or the shares of common stock issuable upon conversion of the Shares).
Appears in 1 contract
Samples: Audience Inc
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment purposes for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific Specific, purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Sophiris Bio Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant and any securities to be acquired upon conversion thereof by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning in violation of the Actapplicable federal and state securities laws. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Wireless Ronin Technologies Inc
Purchase for Own Account. This Except for transfers to Holder's affiliates, this Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the 1933 Act, and Holder has no present intention of selling, granting any participation in, or otherwise distributing the same. If not an individual, Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Senomyx Inc
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by the Holder are being acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the U.S. Securities Act or the Securities Act. The Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares..
Appears in 1 contract
Samples: Credit and Security Agreement (Greenbrook TMS Inc.)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant warrant or the Shares.
Appears in 1 contract
Samples: Toast, Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.. 4.2
Appears in 1 contract
Samples: CVRx, Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder Shares are being acquired for investment for Holder’s 's own account, not as a nominee or agent, and not with a view to the public resale or distribution thereof within the meaning of the Act. , and such Holder also represents that it has not been formed for no present intention of selling, granting any participation in, or otherwise distributing the specific purpose of acquiring this Warrant or the Sharessame.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Peninsula Acquisition Corp
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the SharesUnits.
Appears in 1 contract
Samples: GigOptix, Inc.
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.. WEST\279780239.2 354271-000771 5
Appears in 1 contract
Samples: aTYR PHARMA INC
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.. Warrant (Enerpulse, Inc.)
Appears in 1 contract
Samples: L2 Medical Development Co
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s and/or its affiliate company SVB Financial Group’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Nanosphere Inc
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Registered Holder are being acquired for investment for Registered Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares..
Appears in 1 contract
Samples: Everspin Technologies Inc
Purchase for Own Account. This Warrant is being acquired, and the securities to be acquired upon exercise of this Warrant by Holder are being acquired will be for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Switchback Energy Acquisition Corp
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the SharesSecurities.
Appears in 1 contract
Samples: FC Global Realty Inc
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are not being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Actsuch securities in violation of applicable securities laws. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Katapult Holdings, Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being (collectively, the “Securities”) will be acquired for investment for Holder’s 's account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the SharesSecurities.
Appears in 1 contract
Samples: Purchase Stock (3PAR Inc.)
Purchase for Own Account. This Warrant The Warrants and the securities Shares to be acquired upon exercise of this Warrant ------------------------ purchased by the Holder are being hereunder will be acquired for investment for Holder’s 's own account, not as a nominee or agent, and not with a view to the public resale or distribution thereof within the meaning of the 1933 Act, and Holder has no present intention of selling, granting any participation in or otherwise distributing the same. Holder also represents that it has not been formed for the specific purpose of acquiring this Warrant the Warrants or the Shares.
Appears in 1 contract
Samples: Agreement (Intellisys Group Inc)
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s 's account, not as a nominee or agent, and not with a view to the public resale sale or distribution within the meaning in violation of the Actfederal and state securities laws. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities Shares to be acquired upon exercise of this Warrant by Holder are being acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it has not been formed for , except pursuant to sales registered or exempted under the specific purpose of acquiring this Warrant or the SharesAct.
Appears in 1 contract
Samples: Beachbody Company, Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being acquired on the date hereof for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: Zeltiq Aesthetics Inc
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Warrant Shares.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities to be Warrant Shares acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the ActSecurities Act and the Holder has no present intention of selling or engaging in any public distribution of the same except pursuant to a registration or exemption. The Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Warrant Shares.
Appears in 1 contract
Samples: OptiNose, Inc.
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act of 1933, as amended (the “Securities Act”). Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by the Holder are being will be acquired for investment for the Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Securities Act of 1933, as amended (the “Act”). Holder also represents that it the Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares and has no present intention of selling or otherwise distributing all or any portion of the Warrant or the Shares.
Appears in 1 contract
Samples: Senorx Inc
Purchase for Own Account. This Warrant and the securities to be acquired upon exercise of this Warrant by Holder are being will be acquired for investment for Holder’s account, not as a nominee or agent, and not with a view to the public resale or distribution within the meaning of the Act. Holder Holder, if not a natural person, also represents that it Holder has not been formed for the specific purpose of acquiring this Warrant or the Shares.
Appears in 1 contract
Samples: BioTrove, Inc.