Common use of Purchase Warrant Clause in Contracts

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology Limited, an exempted company under the laws of the Cayman Islands (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1), and at or before 5:00 p.m., Eastern time, [●], 202_2 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] per Share3; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 2 contracts

Samples: Purchase Warrant Agreement (Green Circle Decarbonize Technology LTD), Purchase Warrant Agreement (Green Circle Decarbonize Technology LTD)

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Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Aegis Capital Securities, LLC Corp. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedJupiter Wellness, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ 2021 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●], 202_2 2026 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares shares of common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 2 contracts

Samples: Purchase Warrant Agreement (Jupiter Wellness, Inc.), Purchase Warrant Agreement (Jupiter Wellness, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Kingswood Capital SecuritiesMarkets, division of Benchmark Investments, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedSplash Beverage Group, an exempted company under the laws of the Cayman Islands Inc., a Colorado corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from December 10, 202_ 2021 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]June 10, 202_2 2026 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [__] Ordinary Shares shares of common stock of the Company, no par value per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 4.60 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean June 10, 2021, the date on which the Registration Statement on Form S-1 (File No. 333-255091) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 2 contracts

Samples: Underwriting Agreement (Splash Beverage Group, Inc.), Representative’s Warrant Agreement (Splash Beverage Group, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid for value received by or on behalf of Spartan Capital Securities, LLC Xxxxxxx X. Xxxxxx (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology Limited, an exempted company under the laws ) in consideration of the Cayman Islands Merger Agreement dated July 11, 2014 by and among Professional Diversity Network, Inc., a Delaware corporation (the “Company”), Holder, NAPW, Inc., and NAPW Merger Sub, Inc., Holder is entitled, at any time or from time to time beginning [●]from September 24, 202_ 2015 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]September 24, 202_2 2019 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 131,250 shares of common stock of the Company, par value $.01 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this the Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 10.00 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 2 contracts

Samples: Purchase Warrant (Proman Matthew B.), Purchase Warrant Agreement (Professional Diversity Network, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Kingswood Capital SecuritiesMarkets, LLC division of Benchmark Investments, Inc. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedLongeveron Inc., an exempted company under the laws of the Cayman Islands a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from August 11, 202_ 2021 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]February 11, 202_2 2026 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 106,400 shares of Class A common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 12.00 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean February 11, 2021, the date on which the Registration Statement on Form S-1 (File No. 333-252234) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 2 contracts

Samples: Purchase Warrant Agreement (Longeveron Inc.), Underwriting Agreement (Longeveron Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid for value received by or on behalf of Spartan Capital Securities, LLC Xxxxxxx X. Xxxxxx (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology Limited, an exempted company under the laws ) in consideration of the Cayman Islands Merger Agreement dated July 11, 2014 by and among Professional Diversity Network, Inc., a Delaware corporation (the “Company”), Holder, NAPW, Inc., and NAPW Merger Sub, Inc., Holder is entitled, at any time or from time to time beginning [●]from September 24, 202_ 2015 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]September 24, 202_2 2019 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 50,000 shares of common stock of the Company, par value $.01 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this the Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 4.00 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 2 contracts

Samples: Purchase Warrant (Proman Matthew B.), Purchase Warrant (Professional Diversity Network, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [●] (“Holder”), as registered owner holder of this warrant to purchase Class A ordinary shares (this “Purchase Warrant”), to Green Circle Decarbonize Youxin Technology LimitedLtd, an exempted company under the laws of the a Cayman Islands company (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (on the “Exercise Date”1)Effective Date, and at or before 5:00 p.m., Eastern time, [●], 202_2 202[●]1 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares ]2 Class A ordinary shares (the “Shares”) of the Company, par value $0.0001 per share (the “Ordinary Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] ]3 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price as set forth above or the adjusted exercise priceprice as a result of the events set forth in Section 6 hereof, depending on the context.

Appears in 2 contracts

Samples: Purchase Warrant Agreement (Youxin Technology LTD), Purchase Warrant Agreement (Youxin Technology LTD)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Kingswood Capital SecuritiesMarkets, LLC division of Benchmark Investments, Inc. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedComSovereign Holding Corp., an exempted company under the laws of the Cayman Islands a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from July 21, 202_ 2021 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]January 21, 202_2 2026 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 154,216 shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 5.1875 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean January 21, 2021, the date on which the Registration Statement on Form S-1 (File No. 333-248490) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 2 contracts

Samples: Purchase Warrant Agreement (ComSovereign Holding Corp.), Underwriting Agreement (ComSovereign Holding Corp.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital SecuritiesEquity Trust Company Custodian, LLC FBO: Rxxxxxxx Xxxxx Rxxxx XXX (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedEdison Nation, an exempted company under the laws of the Cayman Islands Inc., a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ from the date hereof (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]December 31, 202_2 2020 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 125,000 shares of common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at a fixed amount of $[●] 2.00 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Warrant Agreement (Edison Nation, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Boustead Securities, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedMetros Development Co., an exempted company Ltd., a joint stock corporation with limited liability organized under the laws of the Cayman Islands Japan (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1Issue Date”), and at or before 5:00 p.m., Eastern time, [●], 202_2 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares common shares (the “Shares”) of the Company, no par value (the “Common Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] per Share3Share 3; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Metros Development Co., Ltd.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC Xxxxxxxxx Xxxxxxxxxx (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedOdyssey Group International, an exempted company under the laws of the Cayman Islands Inc., a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from August 6, 202_ 2020 (the “Exercise Date”1Effective Date”), and at or before 5:00 p.m., Eastern time, [●]August 6, 202_2 2024 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 220,000 shares (the “Shares”) of common stock of the Company, par value $0.001 per share (the “Common Stock”), subject to adjustment as provided in Section 6 hereof. The total Shares issuable pursuant to all Purchase Warrants is referred to herein as the “Warrant Shares.” If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 0.01 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant (Odyssey Group International, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC Ladenburg Xxxxxxxx & Co. Inc. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedSphere 3D Corp., an exempted company a corporation existing under the laws of the Cayman Islands province of Ontario, Canada (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from May 28, 202_ 2016 (the “Exercise Date”1Commencement Date”), and until at or before 5:00 p.m., Eastern time, [●]November 30, 202_2 2018 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 88,463 common shares of the Company, no par value per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the Effective Date and ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 2.06 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean November 30, 2015, the date of those certain subscription and purchase agreements, by and between the Company and certain investors party thereto (the “Subscription Agreements”).

Appears in 1 contract

Samples: Representative’s Warrant Agreement (Sphere 3D Corp)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC A.G.P. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedOdyssey Group International, an exempted company under the laws of the Cayman Islands Inc., a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from August 6, 202_ 2020 (the “Exercise Date”1Effective Date”), and at or before 5:00 p.m., Eastern time, [●]August 6, 202_2 2024 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 220,000 shares (the “Shares”) of common stock of the Company, par value $0.001 per share (the “Common Stock”), subject to adjustment as provided in Section 6 hereof. The total Shares issuable pursuant to all Purchase Warrants is referred to herein as the “Warrant Shares.” If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 0.01 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant (Odyssey Group International, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [·] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedSxxxxx Scientific, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning from [·], 202_ 20[14] (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [·], 202_2 20[18] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [·] Ordinary shares of common stock of the Company [equal to 5% of the Shares sold in the Offering], par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this the Purchase Warrant. This Purchase Warrant is initially exercisable at $[·] per Share3Share (125% of the price of the Shares sold in the Offering); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Representative’s Warrant Agreement (Semler Scientific, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Aegis Capital Securities, LLC Corp. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedOculus Innovative Sciences, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from March 12, 202_ 2014 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]March 12, 202_2 2016 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●[ ] Ordinary Shares shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this the Purchase Warrant. This Purchase Warrant is initially exercisable at $[●[ ] per Share3Share [125% of the price of the Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Representative’s Warrant Agreement (Oculus Innovative Sciences, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital SecuritiesXxxxxx X. Xxxxxx, LLC Xx. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedSmart for Life, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1), and at or before 5:00 p.m., Eastern time, [●]December 8, 202_2 2027 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 88,000 shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 0.35 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Smart for Life, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Kingswood Investments, division of Kingswood Capital SecuritiesPartners, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedTelomir Pharmaceuticals, an exempted company Inc, a corporation incorporated under the laws law of the Cayman Islands State of Florida (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from August 8, 202_ 2024 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern New York City time, [●]February 8, 202_2 2029 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 50,000 shares of common stock of the Company, no par value (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 7.00 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean February 8, 2024, the date on which the Registration Statement on Form S-1 (File No. 333-275534) of the Company was declared effective by the Securities and Exchange Commission (the “Commission”).

Appears in 1 contract

Samples: Representative’s Warrant Agreement (Telomir Pharmaceuticals, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC _______________ (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedAytu BioScience, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from May 2, 202_ 2017 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]May 2, 202_2 2021 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares __________ shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 0.50 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Aytu Bioscience, Inc)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Xxxxxx Xxxxx Securities, LLC Inc. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedSmart for Life, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1), and at or before 5:00 p.m., Eastern time, [●]December 8, 202_2 2027 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 114,286 shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 0.35 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Smart for Life, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [●] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedPredictive Oncology Inc., an exempted company under the laws of the Cayman Islands a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from March 29, 202_ 2020 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]October 1, 202_2 2024 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares shares of common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Predictive Oncology Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC the undersigned holder hereof (“Holder”), as registered owner of this Common Stock Purchase Warrant (the “Purchase Warrant”), to Green Circle Decarbonize Technology LimitedUnique Fabricating, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from October 8, 202_ 2022 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]October 7, 202_2 2027 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [__________] Ordinary Shares shares of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. This Purchase Warrant will not be exercisable more than five years from the date of issuance of this Purchase Warrant. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at an exercise price of $[●] 0.52 per Share3; Share, provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant (Unique Fabricating, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC Jxxx Xx (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Senmiao Technology Limited, an exempted company under the laws of the Cayman Islands a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from August 8, 202_ 2021 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]February 8, 202_2 2026 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 380,435 shares of common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 1.38 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Senmiao Technology LTD)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, EX Xxxxxx LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedKairos Pharma, an exempted company under the laws of the Cayman Islands Ltd., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1)Effective Date, and at or before 5:00 p.m., Eastern time, [●]September 16, 202_2 2029 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 54,250 shares (the “Shares”) of common stock of the Company, par value $0.001 per share (“Common Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 4.80 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Kairos Pharma, LTD.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [●] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedKairos Pharma, an exempted company under the laws of the Cayman Islands Ltd., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1)Effective Date, and at or before 5:00 p.m., Eastern time, [●], 202_2 202[●]2 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares shares (the “Shares”) of common stock of the Company, par value $0.001 per share (“Common Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] ]3 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Kairos Pharma, LTD.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital SecuritiesThe Benchmark Company, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedTFF Pharmaceuticals, an exempted company under the laws of the Cayman Islands Inc. a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]February ___, 202_ 2024 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]August ____, 202_2 2028 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to _____ [2% of shares sold] Ordinary Shares shares (the “Shares”) of common stock of the Company, par value $0.001 per share (the “Common Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $_____[125% of public offering price] per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Underwriting Agreement (TFF Pharmaceuticals, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Boustead Securities, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedAsset Entities Inc., an exempted company under the laws of the Cayman Islands a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ 2022 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●], 202_2 20271 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares shares (the “Shares”) of Class B Common Stock of the Company, par value $0.0001 per share (the “Common Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] ]2 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Underwriting Agreement (Asset Entities Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC Xxxxx Xxxxxxx (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedSmart for Life, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1), and at or before 5:00 p.m., Eastern time, [●]December 8, 202_2 2027 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 18,286 shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 0.35 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Smart for Life, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [·] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedAdvaxis, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning from [·], 202_ 2014 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [·], 202_2 2018 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [·] Ordinary shares of common stock of the Company [equal to 3% of the Shares sold in the Offering], par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this the Purchase Warrant. This Purchase Warrant is initially exercisable at $[·] per Share3Share (125% of the price of the Shares sold in the Offering); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Warrant Agreement (Advaxis, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, Platinum Arc LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedHealthcare Triangle, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]April 11, 202_ 2022 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]October 12, 202_2 2026 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 261,000 shares of common stock of the Company, par value $0.00001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 4.40 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean October 12, 2021, the date on which the Registration Statement on Form S-1 (File No. 333-259180) of the Company was declared effective by the Securities and Exchange Commission (“Registration Statement”).

Appears in 1 contract

Samples: Warrant Agreement (Healthcare Triangle, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds $1.00 duly paid by or on behalf of Spartan Capital Securities, LLC Xxxxxxxx Xxxxxx Xxxx & Co. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedProcera Networks, an exempted company under the laws of the Cayman Islands Inc. (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from ________, 202_ 2010 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern timeTime, [●]______, 202_2 2013 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares _____________ shares (the “Shares”)) of common stock, par value $0.001 per share of the Company (“Common Stock”) subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the Commencement Date and ending on the Expiration Date, the Company agrees not to take any action that would terminate this the Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 0.40 per Share3Share so purchased; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Procera Networks Inc)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Aegis Capital Securities, LLC Corp. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedBiocept, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from February 4, 202_ 2015 (the “Exercise Date”1Commencement Date”), and until at or before 5:00 p.m., Eastern time, [●]February 4, 202_2 2019 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 95,000 shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 12.50 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean February 4, 2014, the date on which the Registration Statement on Form S-1 (File No. 333-191323) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 1 contract

Samples: Underwriting Agreement (Biocept Inc)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC Xxxxx X. Xxxxx (“Holder”), as registered owner of this Purchase WarrantWarrant of Stran & Company, to Green Circle Decarbonize Technology LimitedInc., an exempted company under the laws of the Cayman Islands a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from May 12, 202_ 2022 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]November 12, 202_2 2026 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 62,287 shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 5.1875 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean November 8, 2021, the date on which the Registration Statement on Form S-1 (File No. 333-260109) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 1 contract

Samples: Representative’s Warrant Agreement (Stran & Company, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [______] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedICZOOM Group Inc., an exempted company under the laws of the a Cayman Islands Island corporation (the “Company”), Holder is entitled, at any time or from time to time beginning from [●], 202_ 2024 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●], 202_2 ] (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares Class A ordinary shares of the Company (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (ICZOOM Group Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid for value received by or on behalf of Spartan Capital SecuritiesTitan Pharmaceuticals, LLC Inc., a Delaware corporation (the “Company”), [ ] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology Limited, an exempted company under the laws of the Cayman Islands (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from September 20, 202_ 2019 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]September 20, 202_2 2023 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [____] Ordinary Shares shares of common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 0.28 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Titan Pharmaceuticals Inc)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [______] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize SunCar Technology LimitedGroup, an exempted company under the laws of the Inc., a Cayman Islands Island corporation (the “Company”), Holder is entitled, at any time or from time to time beginning from [●], 202_ ___] (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]October 25, 202_2 2028 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [___] Ordinary Shares Class A ordinary shares of the Company (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 10.225 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (SunCar Technology Group Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC Rxxxxxx X’Xxxxx (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedEdison Nation, an exempted company under the laws of the Cayman Islands Inc., a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ from the date hereof (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]December 31, 202_2 2020 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 25,000 shares of common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at a fixed amount of $[●] 2.00 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Warrant Agreement (Edison Nation, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC P.X. Xxxxx (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedEdison Nation, an exempted company under the laws of the Cayman Islands Inc., a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ from the date hereof (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]December 31, 202_2 2020 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 50,000 shares of common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at a fixed amount of $[●] 2.00 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Warrant Agreement (Edison Nation, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital SecuritiesEX Xxxxxx, division of Benchmark Investments, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedHealthcare Triangle, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]April 11, 202_ 2022 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]October 12, 202_2 (the 2026(the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 261,000 shares of common stock of the Company, par value $0.00001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] per Share34.40per Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean October 12, 2021, the date on which the Registration Statement on Form S-1 (File No. 333-259180) of the Company was declared effective by the Securities and Exchange Commission (“Registration Statement”).

Appears in 1 contract

Samples: Underwriting Agreement (Healthcare Triangle, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Boustead Securities, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedrYojbaba Co., an exempted company Ltd., a joint stock corporation with limited liability organized under the laws of the Cayman Islands Japan (the “Company”), Holder Hxxxxx is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1Issue Date”), and at or before 5:00 p.m., Eastern time, [●], 202_2 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares common shares (the “Shares”) of the Company, no par value (the “Common Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] per Share3; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (rYojbaba Co., Ltd.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [______] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedSonoma Pharmaceuticals, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from May 26, 202_ 2020 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]November 26, 202_2 2019 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 22,328 shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 4.375 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Sonoma Pharmaceuticals, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital SecuritiesThe Benchmark Company, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedTFF Pharmaceuticals, an exempted company under the laws of the Cayman Islands Inc. a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]February 14, 202_ 2024 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]August 17, 202_2 2028 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 457,608 shares (the “Shares”) of common stock of the Company, par value $0.001 per share (the “Common Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 0.3125 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (TFF Pharmaceuticals, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC _____________ (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedAmpio Pharmaceuticals, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from July 12, 202_ 2013 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]July 12, 202_2 2017 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] [3% of shares sold in offering excluding over-allotment] Ordinary Shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 4.0625 per Share3Share (125% of the price of the Shares sold in the Offering); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Representative’s Warrant Agreement (Ampio Pharmaceuticals, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, Maxim Group LLC or its assigns (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedAdvaxis, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from September 17, 202_ 2013 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]September 17, 202_2 2015 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 30,154 shares of common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 4.90 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Advaxis, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Aegis Capital Securities, LLC Corp. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedCeres, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from March 4, 202_ (the 2015(the Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]March 4, 202_2 2019 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 480,000 shares of common stock of the Company, par value $0.01 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 1.50 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Underwriting Agreement (Ceres, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Aegis Capital Securities, LLC Corp. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedAlset EHome International Inc., an exempted company under the laws of the Cayman Islands a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]July 30, 202_ 2021 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]July 30, 202_2 2023 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 452,830 shares of common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 2.65 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Alset EHome International Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [________________] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedRennova Health, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from December 15, 202_ 2017 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]December 15, 202_2 2021 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [____] Ordinary Shares shares of common stock of the Company, par value $0.01 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 0.1125 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Underwriting Agreement (Rennova Health, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital capital Securities, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology Limited, an exempted company under the laws of the Cayman Islands (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1), and at or before 5:00 p.m., Eastern time, [●], 202_2 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] per Share3; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Green Circle Decarbonize Technology LTD)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [ ] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedData443 Risk Mitigation, an exempted company under the laws of the Cayman Islands Inc., a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●[ ], 202_ 2023 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●[ ], 202_2 2028 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●[ ] Ordinary Shares shares of common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●[ ] per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Data443 Risk Mitigation, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Revere Securities, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedBoustead Wavefront Inc., an a Cayman Islands exempted company under the laws of the Cayman Islands (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ 2022 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●], 202_2 20271 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares Class A ordinary shares of the Company, par value $0.0001 per share (the “Class A shares” or “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] ]2 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Boustead Wavefront Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Aegis Capital Securities, LLC Corp. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedAspenBio Pharma, an exempted company under the laws of the Cayman Islands Inc., a Colorado corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from June 19, 202_ 2013 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]June 19, 202_2 2017 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 305,000 shares of common stock of the Company, no par value per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this the Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 2.50 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Underwriting Agreement (AspenBio Pharma, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [·] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedAxxxx Biosciences, an exempted company under the laws of the Cayman Islands Inc., a New Jersey corporation (the “Company”), Holder is entitled, at any time or from time to time beginning from [_________], 202_ 2014 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [___________], 202_2 2018 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [·] Ordinary shares of common stock of the Company [equal to 3% of the Shares sold in the Offering], par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this the Purchase Warrant. This Purchase Warrant is initially exercisable at $[___] per Share3Share (125% of the price of the Shares sold in the Offering); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Akers Biosciences Inc)

Purchase Warrant. THIS CERTIFIES THAT, in exchange for consideration of funds duly paid by received from or on behalf of Spartan Capital SecuritiesStart Media, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology Limited, an exempted company under the laws of the Cayman Islands by Digital Cinema Destinations Corp. (the “Company”), the receipt and sufficiency of which is hereby acknowledged, Holder is entitled, at any time or from time to time beginning [●], 202_ (after the “Exercise Date”1)date hereof, and at or before 5:00 p.m.5:00p.m., Eastern timeTime on December 10, [●], 202_2 2017 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 500,000 shares of Class A common stock of the Company, par value $0.01 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this the Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 6.10 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Digital Cinema Destinations Corp.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Boustead Securities, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedAsset Entities Inc., an exempted company under the laws of the Cayman Islands a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]February 7, 202_ 2023 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]February 2, 202_2 2028 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 105,000 shares (the “Shares”) of Class B Common Stock of the Company, par value $0.0001 per share (the “Common Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 6.25 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Asset Entities Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC _______ (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedSigma Labs, an exempted company under the laws of the Cayman Islands Inc., a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from September 29, 202_ 2020 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]April 2, 202_2 2025 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares _______ shares of common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 3.64 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Sigma Labs, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Boustead Securities, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedSYLA Technologies Co., an exempted company Ltd., a joint stock corporation with limited liability organized under the laws of the Cayman Islands Japan (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1Issue Date”), and at or before 5:00 p.m., Eastern time, [●], 202_2 202_1 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary American Depositary Shares (the “Shares”), each Share representing [●] common share[s] of the Company, subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] per Share3Share2; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (SYLA Technologies Co., Ltd.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Aegis Capital Securities, LLC Corp. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedNanoFlex Inc., an exempted company under the laws of the Cayman Islands a Florida corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from _______, 20220__ (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m.5:00p.m., Eastern time, [●]________, 202_2 20__ (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares ______ shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] ______ per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Underwriting Agreement (NanoFlex Power Corp)

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Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [_______] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedNeuralstem, an exempted company under the laws of the Cayman Islands Inc. (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from September 13, 202_ 2013 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]September 13, 202_2 2017 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [______] Ordinary Shares shares of Common Stock of the Company, par value $0.01 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this the Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 1.25 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Placement Agent Warrant Agreement (Neuralstem, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedCeres, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from March 4, 202_ (the 2015(the Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]March 4, 202_2 2019 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 22,000 shares of common stock of the Company, par value $0.01 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 1.50 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Ceres, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid services rendered by or on behalf of Spartan Aegis Capital SecuritiesCorp. (“Aegis”) to American DG Energy Inc., LLC a Delaware corporation (the “Company”) in connection with the Offering (as hereinafter defined),_______________ (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology Limited, an exempted company under the laws of the Cayman Islands (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from July 31, 202_ 2015 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]July 31, 202_2 2019 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 112,538 shares of common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 1.8875 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Offering” shall have the meaning ascribed to that term in the Underwriting Agreement dated as of July 31, 2014 by and between the Company and the Underwriters parties thereto (the “Underwriting Agreement”).

Appears in 1 contract

Samples: Underwriting Agreement (American Dg Energy Inc)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC (“Holder”), as registered owner of this Purchase WarrantWarrant of Trio Petroleum Corp., to Green Circle Decarbonize Technology Limited, an exempted company under the laws of the Cayman Islands a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from April 20, 202_ 2023 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]April 17, 202_2 2028 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 100,000 shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 3.30 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean April 17, 2023, the date on which the Registration Statement on Form S-1 (File No. 333-267380) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 1 contract

Samples: Warrant Agreement (Trio Petroleum Corp.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by for value received, [•] or on behalf of Spartan Capital Securities, LLC its assigns (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology Limited, an exempted company under the laws of the Cayman Islands (the “Company”), Holder is entitled, at any time or from time to time beginning from [], 202_ 2016 (the “Exercise Date”1Commencement Date”), and until at or before 5:00 p.m., Eastern time, [], 202_2 2020 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [] Ordinary Shares shares of common stock of Naked Brand Group, Inc., a Nevada corporation (the “Company”), par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 4.80 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean December 17, 2015, the date on which the Registration Statement on Form S-1 (File No. 333-207110) of the Company (the “Registration Statement”) was declared effective by the U.S. Securities and Exchange Commission (the “Commission”).

Appears in 1 contract

Samples: Underwriting Agreement (Naked Brand Group Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital SecuritiesDigital Offering, LLC (the "Holder" or "Digital Offering"), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedIntelGenx Technologies Corp., an exempted company under the laws of the Cayman Islands a Delaware corporation (the "Company"), Holder is entitled, at any time or from time to time beginning [*], 202_ 2024 (the “Exercise Date”1"Effective Date"), and at or before 5:00 p.m., Eastern time, [*], 202_2 2027 (the "Expiration Date"), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [*] Ordinary Shares shares (the "Shares") of Series A Convertible Cumulative Preferred Stock of the Company, $0.00001 par value per share (the "Preferred Stock"), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 12.50 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term "Exercise Price" shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (IntelGenx Technologies Corp.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [______] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedAditxt, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from March 2, 202_ 2022 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●], 202_2 August 26 2026 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [_____] Ordinary Shares shares of common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[_____] per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Aditxt, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital SecuritiesCxxxxxx & Co., LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedGlucose Biosensor Systems (Greater China) Holdings, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ 2019 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●], 202_2 2024 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares shares of common stock of the Company, par value $0.01 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant (Glucose Biosensor Systems (Greater China) Holdings, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid services rendered by or on behalf of Spartan Aegis Capital Securities, LLC Corp. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedThe OLB Group, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from August 6, 202_ 2021 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]August 6, 202_2 2025 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares thirty five thousand (35,000) shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 11.25 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share Shares and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Underwriting Agreement (Olb Group, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC ________ (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedManhattan Bridge Capital, an exempted company under the laws of the Cayman Islands Inc., a New York corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from May 22, 202_ 2016 (the one-year anniversary of the effective date of the Offering, the Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]May 22, 202_2 2020 (the five-year anniversary of the effective date of the Offering, the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares ____ common shares of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this the Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 5.4875 per Share3Share (125% of the price of the Shares sold in the Offering); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Warrant Agreement (Manhattan Bridge Capital, Inc)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Boustead Securities, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedMangoceuticals, an exempted company under the laws of the Cayman Islands Inc., a Texas corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1)Effective Date, and at or before 5:00 p.m., Eastern time, [●]December 14, 202_2 2028 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 42,000 shares (the “Shares”) of common stock of the Company, par value $0.0001 per share (“Common Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 0.375 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Mangoceuticals, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Aegis Capital Securities, LLC Corp. or its assigns (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedApollo Medical Holdings, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●from May [ ], 202_ 2016 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●May [ ], 202_2 2020 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [____] Ordinary Shares shares (the “Shares”) of common stock of the Company, par value $0.001 per share (the “Common Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] ____per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Apollo Medical Holdings, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Kingswood Capital SecuritiesPartners, LLC L.P. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedAmerican Rebel Holdings, an exempted company under the laws of the Cayman Islands Inc., a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from August 4, 202_ 2022 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]February 4, 202_2 2027 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares _____ shares of common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] ______ per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean February 4, 2022, the date on which the Registration Statement on Form S-1 (File No. 333-260646) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 1 contract

Samples: Warrant Agreement (American Rebel Holdings Inc)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Kingswood Capital SecuritiesMarkets, LLC division of Benchmark Investments, Inc., or its designees (the “Holder”), as registered owner of this purchase warrant (“Purchase Warrant”), to Green Circle Decarbonize Technology LimitedGrove, an exempted company under the laws of the Cayman Islands Inc., a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ from the date hereof (the “Initial Exercise Date”1Date”), and at or before 5:00 p.m., Eastern time, [●], 202_2 3 (the “Expiration Date”), but not thereafterthereafter and subject to redemption, at the sole discretion of the Company, pursuant to Section 6 herein, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares shares of common stock, par value $0.001 per share (the “SharesCommon Stock”), of the Company, subject to adjustment as provided in Section 6 hereof7 hereof (the “Shares”). If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day day, which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $$ [●] ]4 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 7 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [●], 2021, the date the Company’s Registration Statement on Form S‑1 (File No. 333-[●]) (the “Registration Statement”) was declared effective by the Securities and Exchange Commission (the “Commission”) on [●], 2021 (and the offering covered thereby, the “Offering”).

Appears in 1 contract

Samples: Representative’s Warrant Agreement (Grove, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, CRAFT CAPITAL MANAGEMENT LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedLibera Gaming Operations, an exempted company Inc., a joint stock corporation with limited liability organized under the laws of the Cayman Islands Japan (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1Issue Date”), and at or before 5:00 p.m., Eastern time, [●], 202_2 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares common shares (the “Shares”) of the Company, no par value (the “Common Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] per Share3; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Libera Gaming Operations, Inc)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [______] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize SunCar Technology LimitedGroup, an exempted company under the laws of the Inc., a Cayman Islands Island corporation (the “Company”), Holder is entitled, at any time or from time to time beginning from [●], 202_ ___] (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [___], 202_2 2 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares ___]3 Class A ordinary shares of the Company (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] ___]4 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (SunCar Technology Group Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [·] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedManhattan Bridge Capital, an exempted company under the laws of the Cayman Islands Inc., a New York corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from August 9, 202_ 2017 (the one-year anniversary of the effective date of the Offering, the Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]August 9, 202_2 2021 (the five-year anniversary of the effective date of the Offering, the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [·] Ordinary Shares common shares of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this the Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 7.4375 per Share3Share (125% of the price of the Shares sold in the Offering); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Representative’s Warrant Agreement (Manhattan Bridge Capital, Inc)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Boustead Securities, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedMangoceuticals, an exempted company under the laws of the Cayman Islands Inc., a Texas corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1)Effective Date, and at or before 5:00 p.m., Eastern time, [●]December 14, 202_2 2028 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 280,000 shares (the “Shares”) of common stock of the Company, par value $0.0001 per share (“Common Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 0.375 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Mangoceuticals, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Network 1 Financial Securities, LLC Inc. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedrYojbaba Co., an exempted company Ltd., a joint stock corporation with limited liability organized under the laws of the Cayman Islands Japan (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1Issue Date”), and at or before 5:00 p.m., Eastern time, [●], 202_2 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares common shares (the “Shares”) of the Company, no par value (the “Common Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] per Share3; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (rYojbaba Co., Ltd.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Boustead Securities, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedLibera Gaming Operations, an exempted company Inc., a joint stock corporation with limited liability organized under the laws of the Cayman Islands Japan (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1Issue Date”), and at or before 5:00 p.m., Eastern time, [●], 202_2 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares common shares (the “Shares”) of the Company, no par value (the “Common Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] per Share3; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Libera Gaming Operations, Inc)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [●] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedHempacco Co., an exempted company under the laws of the Cayman Islands Inc., a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]February 14, 202_ 2023 (the “Exercise Date”1Issue Date”), and at or before 5:00 p.m., Eastern time, [●]February 10, 202_2 2028 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [338,100] Ordinary Shares shares of common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 1.50 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Hempacco Co., Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [●] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedHF Enterprises Inc., an exempted company under the laws of the Cayman Islands a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]November 27, 202_ 2020 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]November 27, 202_2 2023 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares shares of common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 9.80 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (HF Enterprises Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC Xxxxxx X. Xxxxx (“Holder”), as registered owner of this Purchase WarrantWarrant of Stran & Company, to Green Circle Decarbonize Technology LimitedInc., an exempted company under the laws of the Cayman Islands a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from May 12, 202_ 2022 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]November 12, 202_2 2026 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 62,287 shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 5.1875 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean November 8, 2021, the date on which the Registration Statement on Form S-1 (File No. 333-260109) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 1 contract

Samples: Representative’s Warrant Agreement (Stran & Company, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital SecuritiesThe Benchmark Company, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedFly-E Group, an exempted company Inc., a corporation incorporated under the laws law of the Cayman Islands State of Delaware (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from December 7, 202_ 2024 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern New York City time, [●]June 7, 202_2 2029 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 112,500 shares of common stock of the Company, par value $0.01 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions in the State of New York are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 4.00 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean May 14, 2024, the date on which the Registration Statement on Form S-1 (File No. 333-276830) of the Company was declared effective by the Securities and Exchange Commission (the “Commission”).

Appears in 1 contract

Samples: Representative’s Warrant Agreement (Fly-E Group, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [●] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedSonoma Pharmaceuticals, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from August 28, 202_ 2018 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]March 1, 202_2 2023 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 4.375 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Sonoma Pharmaceuticals, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC [_________________] (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedSuperconductor Technologies Inc., an exempted company under the laws of the Cayman Islands a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from November 26, 202_ 2013 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]November 25, 202_2 2016 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 100,000 shares of common stock of the Company, par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 0.375 per Share3Share (125% of the price of the Shares sold in the Offering); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Representative’s Warrant Agreement (Superconductor Technologies Inc)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Securities, LLC Xxxxx Xxxxxx (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedProfessional Diversity Network, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from September 24, 202_ 2015 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]on September 24, 202_2 2019 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 6,000 shares of common stock of the Company, par value $.01 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this the Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 4.00 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Representative’s Warrant Agreement (Professional Diversity Network, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by for value received, [•] or on behalf of Spartan Capital Securities, LLC its assigns (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology Limited, an exempted company under the laws of the Cayman Islands (the “Company”), Holder is entitled, at any time or from time to time beginning from [], 202_ 2016 (the “Exercise Date”1Commencement Date”), and until at or before 5:00 p.m., Eastern time, [], 202_2 2020 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [] Ordinary Shares shares of common stock of Naked Brand Group, Inc., a Nevada corporation (the “Company”), par value $0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[] per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [•], 2015, the date on which the Registration Statement on Form S-1 (File No. 333-207110) of the Company (the “Registration Statement”) was declared effective by the U.S. Securities and Exchange Commission (the “Commission”).

Appears in 1 contract

Samples: Purchase Warrant Agreement (Naked Brand Group Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds $100 duly paid by or on behalf of Spartan Capital I-Bankers Securities, LLC Inc. ("Holder"), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedSGOCO Group, an exempted company under the laws of the Cayman Islands Ltd. (the "Company"), Holder is entitled, at any time or from time to time beginning [●]from June 12, 202_ 2012 (the “Exercise Date”1"Commencement Date"), and at or before 5:00 p.m., Eastern timeTime, [●]until December 20, 202_2 2015 (the "Expiration Date"), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 66,667 shares of ordinary stock of the Company, par value $.001 per share (the "Shares”), ") subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this the Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 6.00 per Share3Share (120%) of the price of the Shares sold in the Offering) so purchased; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term "Exercise Price" shall mean the initial exercise price or the adjusted exercise price, depending on the context. This Purchase Warrants and all of the Shares have been registered by the Company with the Securities and Exchange Commission pursuant to Form F-1 (Registration No. 333-170674), effective on December 20, 2010.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (SGOCO Group, Ltd.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Kingswood Investments, division of Kingswood Capital SecuritiesPartners, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedMIRA Pharmaceuticals, an exempted company Inc, a corporation incorporated under the laws law of the Cayman Islands State of Florida (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from February 2, 202_ 2024 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern New York City time, [●]August 2, 202_2 2028 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 63,750 shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 7.00 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean August 2, 2023, the date on which the Registration Statement on Form S-1 (File No. 333-273024) of the Company was declared effective by the Securities and Exchange Commission (the “Commission”).

Appears in 1 contract

Samples: Representative’s Warrant Agreement (Mira Pharmaceuticals, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital SecuritiesXX Xxxxxx, division of Benchmark Investments, LLC (“XX Xxxxxx”) to LQR House Inc., a Nevada corporation (the “Company”), XX Xxxxxx Holdings LLC, being XX Xxxxxx’x designee, (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology Limited, an exempted company under the laws of the Cayman Islands (the “Company”), Holder is entitled, at any time or from time to time beginning [●]May 9, 202_ 2024 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]November 9, 202_2 2028 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 7,857,143 shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 0.07 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean November 9, 2023, the date on which the Registration Statement on Form S-1 (File No. 333-275363) of the Company was declared effective by the Securities and Exchange Commission (“Registration Statement”).

Appears in 1 contract

Samples: Purchase Warrant Agreement (LQR House Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Boustead Securities, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedKairos Pharma, an exempted company under the laws of the Cayman Islands Ltd., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1)Effective Date, and at or before 5:00 p.m., Eastern time, [●]September 16, 202_2 2029 (the “Expiration the“Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 54,250 shares (the “Shares”) of common stock of the Company, par value $0.001 per share (“Common Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 4.80 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant Agreement (Kairos Pharma, LTD.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Boustead Securities, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedReticulate Micro, an exempted company under the laws of the Cayman Islands Inc., a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ 2024 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●], 202_2 20292 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares shares (the “Shares”) of class A common stock of the Company, par value $0.001 per share (the “Common Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] ]3 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Underwriting Agreement (Reticulate Micro, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Boustead Securities, LLC (“Holder”)LLC, as registered owner of this Purchase WarrantWarrant (“Holder”), to Green Circle Decarbonize Technology LimitedSigning Day Sports, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●], 202_2 (the 202_1(the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares shares (the “Shares”) of common stock of the Company, $0.0001 par value per share (the “Common Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] per Share3Share2; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Underwriting Agreement (Signing Day Sports, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital SecuritiesBenchmark Investments, LLC (“Holder”), as registered owner of this Purchase WarrantWarrant of Stran & Company, to Green Circle Decarbonize Technology LimitedInc., an exempted company under the laws of the Cayman Islands a Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from May 12, 202_ 2022 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]November 12, 202_2 2026 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 10,101 shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 5.1875 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean November 8, 2021, the date on which the Registration Statement on Form S-1 (File No. 333-260109) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 1 contract

Samples: Representative’s Warrant Agreement (Stran & Company, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital Xxxxxx Xxxxx Securities, LLC Inc. (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedSmart for Life, an exempted company under the laws of the Cayman Islands Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●], 202_ (the “Exercise Date”1), and at or before 5:00 p.m., Eastern time, [●]December 8, 202_2 2027 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 8,000 shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 0.35 per Share3Share; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Smart for Life, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Spartan Capital SecuritiesBrean Capital, LLC (“Holder”), as registered owner of this Purchase Warrant, to Green Circle Decarbonize Technology LimitedClearSign Combustion Corporation, an exempted company under the laws of the Cayman Islands a Washington corporation (the “Company”), Holder is entitled, at any time or from time to time beginning [●]from March 5, 202_ 2014 (the “Exercise Date”1Commencement Date”), and at or before 5:00 p.m., Eastern time, [●]March 5, 202_2 2019 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [●] Ordinary Shares 20,313 shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this the Purchase Warrant. This Purchase Warrant is initially exercisable at $[●] 10.00 per Share3Share (125% of the price of the Shares sold in the Offering); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Purchase Warrant (Clearsign Combustion Corp)

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