Common use of Purposes of the Commission Clause in Contracts

Purposes of the Commission. The purposes of the Commission are― (a.) to license any person engaged in securities business and to monitor and supervise the conduct of such business by a licensee; (b.) to promote investor protection through promotion of the highest standards of professional and other activities within the securities market; (c.) to maintain effective compliance and enforcement programmes supported by adequate statutory powers; (d.) to promote the growth and development of the capital markets.

Appears in 2 contracts

Samples: Eastern Caribbean Securities Regulatory Commission Agreement, Eastern Caribbean Securities Regulatory Commission Agreement

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Purposes of the Commission. (1) The purposes of the Commission are―are - (a.a) to license any a person engaged in securities business and to monitor and supervise the conduct of such business by a licensee; (b.b) to promote investor protection through promotion of the highest standards of professional and other activities within the securities market; (c.c) to maintain effective compliance and enforcement programmes supported by adequate statutory powers; (d.d) to promote the growth and development of the capital markets.

Appears in 2 contracts

Samples: Eastern Caribbean Securities Regulatory Commission Agreement, Eastern Caribbean Securities Regulatory Commission Agreement

Purposes of the Commission. (1) The purposes of the Commission are―are - (a.) to license any person engaged in securities business and to monitor and supervise the conduct of such business by a licensee; (b.) to promote investor protection through promotion of the highest standards of professional and other activities within the securities market; (c.) to maintain effective compliance and enforcement programmes supported by adequate statutory powers; (d.) to promote the growth and development of the capital markets.

Appears in 1 contract

Samples: Eastern Caribbean Securities Regulatory Commission Agreement

Purposes of the Commission. The purposes of the Commission are―are - (a.a) to license any a person engaged in securities business and to monitor and supervise the conduct of such business by a licensee; (b.b) to promote investor protection through promotion of the highest standards of professional and other activities within the securities market; (c.c) to maintain effective compliance and enforcement programmes supported by adequate statutory powers; (d.d) to promote the growth and development of the capital markets.

Appears in 1 contract

Samples: Commission Agreement

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Purposes of the Commission. (1) The purposes of the Commission are―are– (a.a) to license any a person engaged in securities business and to monitor and supervise the conduct of such business by a licensee; (b.b) to promote investor protection through promotion of the highest standards of professional and other activities within the securities market; (c.c) to maintain effective compliance and enforcement programmes supported by adequate statutory powers; (d.d) to promote the growth and development of the capital markets.

Appears in 1 contract

Samples: Eastern Caribbean Securities Regulatory Commission Agreement

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