Purposes of the Commission. The purposes of the Commission are― (a.) to license any person engaged in securities business and to monitor and supervise the conduct of such business by a licensee; (b.) to promote investor protection through promotion of the highest standards of professional and other activities within the securities market; (c.) to maintain effective compliance and enforcement programmes supported by adequate statutory powers; (d.) to promote the growth and development of the capital markets.
Appears in 2 contracts
Samples: Eastern Caribbean Securities Regulatory Commission Agreement, Eastern Caribbean Securities Regulatory Commission Agreement
Purposes of the Commission. (1) The purposes of the Commission are―are -
(a.a) to license any a person engaged in securities business and to monitor and supervise the conduct of such business by a licensee;
(b.b) to promote investor protection through promotion of the highest standards of professional and other activities within the securities market;
(c.c) to maintain effective compliance and enforcement programmes supported by adequate statutory powers;
(d.d) to promote the growth and development of the capital markets.
Appears in 2 contracts
Samples: Eastern Caribbean Securities Regulatory Commission Agreement, Eastern Caribbean Securities Regulatory Commission Agreement
Purposes of the Commission. (1) The purposes of the Commission are―are -
(a.) to license any person engaged in securities business and to monitor and supervise the conduct of such business by a licensee;
(b.) to promote investor protection through promotion of the highest standards of professional and other activities within the securities market;
(c.) to maintain effective compliance and enforcement programmes supported by adequate statutory powers;
(d.) to promote the growth and development of the capital markets.
Appears in 1 contract
Samples: Eastern Caribbean Securities Regulatory Commission Agreement
Purposes of the Commission. The purposes of the Commission are―are -
(a.a) to license any a person engaged in securities business and to monitor and supervise the conduct of such business by a licensee;
(b.b) to promote investor protection through promotion of the highest standards of professional and other activities within the securities market;
(c.c) to maintain effective compliance and enforcement programmes supported by adequate statutory powers;
(d.d) to promote the growth and development of the capital markets.
Appears in 1 contract
Samples: Commission Agreement
Purposes of the Commission. (1) The purposes of the Commission are―are–
(a.a) to license any a person engaged in securities business and to monitor and supervise the conduct of such business by a licensee;
(b.b) to promote investor protection through promotion of the highest standards of professional and other activities within the securities market;
(c.c) to maintain effective compliance and enforcement programmes supported by adequate statutory powers;
(d.d) to promote the growth and development of the capital markets.
Appears in 1 contract
Samples: Eastern Caribbean Securities Regulatory Commission Agreement