Pursuant to the Exchange Act. The shares of Common Stock are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 58 contracts
Samples: Underwriting Agreement (NXT-Id, Inc.), Underwriting Agreement (NXT-Id, Inc.), Underwriting Agreement (Enservco Corp)
Pursuant to the Exchange Act. The shares of Common Stock are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 29 contracts
Samples: Underwriting Agreement (Enveric Biosciences, Inc.), Underwriting Agreement (Advaxis, Inc.), Underwriting Agreement (Cocrystal Pharma, Inc.)
Pursuant to the Exchange Act. The shares of Common Stock are is registered pursuant to Section 12(b) under of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 20 contracts
Samples: Underwriting Agreement (Aditxt, Inc.), Underwriting Agreement (Creatd, Inc.), Underwriting Agreement (Document Security Systems Inc)
Pursuant to the Exchange Act. The shares of Common Stock are is registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 17 contracts
Samples: Underwriting Agreement (Gain Therapeutics, Inc.), Underwriting Agreement (Nuvve Holding Corp.), Underwriting Agreement (Modular Medical, Inc.)
Pursuant to the Exchange Act. The shares of Common Stock are is registered pursuant to Section 12(b) under of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating either such registration.
Appears in 7 contracts
Samples: Underwriting Agreement (Cel Sci Corp), Underwriting Agreement (Cel Sci Corp), Underwriting Agreement (Cel Sci Corp)
Pursuant to the Exchange Act. The shares of Common Stock are registered pursuant to Section 12(b) or 12(g) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock or the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating either such registration.
Appears in 7 contracts
Samples: Underwriting Agreement (CollabRx, Inc.), Underwriting Agreement (Intellicheck Mobilisa, Inc.), Underwriting Agreement (CollabRx, Inc.)
Pursuant to the Exchange Act. The shares of Common Stock are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock of the Company under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 6 contracts
Samples: Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Stemline Therapeutics Inc)
Pursuant to the Exchange Act. The shares of Common Stock and the Warrants are registered pursuant to Section 12(b) under of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock or the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating either such registration.
Appears in 6 contracts
Samples: Underwriting Agreement (Activecare, Inc.), Underwriting Agreement (Meridian Waste Solutions, Inc.), Underwriting Agreement (Meridian Waste Solutions, Inc.)
Pursuant to the Exchange Act. The shares of Common Stock Shares are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock Shares under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 5 contracts
Samples: Underwriting Agreement (Manhattan Bridge Capital, Inc), Underwriting Agreement (Manhattan Bridge Capital, Inc), Underwriting Agreement (Manhattan Bridge Capital, Inc)
Pursuant to the Exchange Act. The shares of Common Stock are is registered pursuant to Section 12(b) under of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 5 contracts
Samples: Underwriting Agreement (American CareSource Holdings, Inc.), Underwriting Agreement (American CareSource Holdings, Inc.), Underwriting Agreement (American CareSource Holdings, Inc.)
Pursuant to the Exchange Act. The shares of Common Stock are is registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 4 contracts
Samples: Underwriting Agreement (Transcode Therapeutics, Inc.), Underwriting Agreement (Transcode Therapeutics, Inc.), Underwriting Agreement (Transcode Therapeutics, Inc.)
Pursuant to the Exchange Act. The shares of Common Stock and a class of the Company’s warrants are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock or warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 4 contracts
Samples: Underwriting Agreement (Citius Pharmaceuticals, Inc.), Underwriting Agreement (Citius Pharmaceuticals, Inc.), Underwriting Agreement (Citius Pharmaceuticals, Inc.)
Pursuant to the Exchange Act. The shares of Common Stock are registered pursuant to Section 12(b12(g) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 4 contracts
Samples: Underwriting Agreement (Aytu Bioscience, Inc), Underwriting Agreement (BioRestorative Therapies, Inc.), Underwriting Agreement (AtheroNova Inc.)
Pursuant to the Exchange Act. The shares of Common Stock and the Warrants are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 3 contracts
Samples: Underwriting Agreement (Verb Technology Company, Inc.), Underwriting Agreement (Verb Technology Company, Inc.), Underwriting Agreement (Biocept Inc)
Pursuant to the Exchange Act. The shares of Common Stock and the Firm Warrants are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 2 contracts
Samples: Underwriting Agreement (Creative Realities, Inc.), Underwriting Agreement (Creative Realities, Inc.)
Pursuant to the Exchange Act. The shares of Common Stock are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). , The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 2 contracts
Samples: Underwriting Agreement (Atossa Genetics Inc), Underwriting Agreement (Atossa Genetics Inc)
Pursuant to the Exchange Act. The shares of Common Stock are is registered pursuant to Section 12(b) under of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The ) and the Company has taken no action designed to, or which to its knowledge is likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 2 contracts
Samples: Underwriting Agreement (BranchOut Food Inc.), Underwriting Agreement (BranchOut Food Inc.)
Pursuant to the Exchange Act. The shares of Common Stock are Shares have been registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock Shares under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 2 contracts
Samples: Underwriting Agreement (Versus Systems Inc.), Underwriting Agreement (Versus Systems Inc.)
Pursuant to the Exchange Act. The shares of Common Stock and the Warrants are registered pursuant to Section 12(b12(g) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 2 contracts
Samples: Underwriting Agreement (eFleets Corp), Underwriting Agreement (eFleets Corp)
Pursuant to the Exchange Act. The shares of Common Stock Shares are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the shares of Common Shares; and such Form 8-A has become effective under the Exchange Act. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock Shares under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 2 contracts
Samples: Underwriting Agreement (Top Ships Inc.), Underwriting Agreement (Top Ships Inc.)
Pursuant to the Exchange Act. The shares of Common Stock Shares are deemed registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock Shares under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 2 contracts
Samples: Underwriting Agreement (Intellipharmaceutics International Inc.), Underwriting Agreement (Intellipharmaceutics International Inc.)
Pursuant to the Exchange Act. The shares of Common Stock are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating terminate the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 2 contracts
Samples: Underwriting Agreement (Ceres, Inc.), Underwriting Agreement (Ceres, Inc.)
Pursuant to the Exchange Act. The shares of Common Stock Shares are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock Shares under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 2 contracts
Samples: Underwriting Agreement (Sachem Capital Corp.), Underwriting Agreement (Sachem Capital Corp.)
Pursuant to the Exchange Act. The shares of Common Stock and the Warrants are registered pursuant to Section 12(b12(g) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock or the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating either such registration.
Appears in 1 contract
Samples: Underwriting Agreement (Vuzix Corp)
Pursuant to the Exchange Act. The shares of Common Stock and the Warrants are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock or the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating either such registration.
Appears in 1 contract
Samples: Underwriting Agreement (Vuzix Corp)
Pursuant to the Exchange Act. The shares of Common Stock and a class of the Company’s warrants are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock or warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 1 contract
Samples: Underwriting Agreement (Citius Pharmaceuticals, Inc.)
Pursuant to the Exchange Act. The shares of Common Stock and the Warrants are registered pursuant to Section 12(b) or 12(g) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock or the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating either such registration.
Appears in 1 contract
Samples: Underwriting Agreement (Northwest Biotherapeutics Inc)
Pursuant to the Exchange Act. The shares of Common Stock are registered pursuant to Section 12(b) or 12(g) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 1 contract
Pursuant to the Exchange Act. The shares of Common Stock are and the Warrants will be registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), on or prior to the Closing Date. The Company has taken no action designed to, or likely to have the effect of, terminating impairing the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating would be unwilling to effect such registration.
Appears in 1 contract
Samples: Underwriting Agreement (Cellectar Biosciences, Inc.)
Pursuant to the Exchange Act. The shares of Common Stock Shares are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 1 contract
Samples: Underwriting Agreement (Bynd Cannasoft Enterprises Inc.)
Pursuant to the Exchange Act. The shares of Common Stock are is registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “ Exchange Act “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 1 contract
Pursuant to the Exchange Act. The shares of Common Stock [and the Warrants] are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock [or Warrants] under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 1 contract
Samples: Underwriting Agreement (Optex Systems Holdings Inc)
Pursuant to the Exchange Act. The shares of Common Stock are is registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “"Exchange Act”"). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 1 contract
Samples: Underwriting Agreement
Pursuant to the Exchange Act. The shares of Common Stock are registered pursuant to Section 12(b) or 12(g) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating either such registration.
Appears in 1 contract
Samples: Underwriting Agreement (Intellicheck Mobilisa, Inc.)
Pursuant to the Exchange Act. The shares of Common Stock are registered pursuant to Section 12(b) or 12(g) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 1 contract
Samples: Underwriting Agreement (Northwest Biotherapeutics Inc)
Pursuant to the Exchange Act. The shares of Common Stock are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration. Intentionally omitted.
Appears in 1 contract
Pursuant to the Exchange Act. The shares of Common Stock and Warrants are registered pursuant to Section 12(b) under of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock or Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 1 contract
Samples: Underwriting Agreement (Heart Test Laboratories, Inc.)
Pursuant to the Exchange Act. The shares of Common Stock are is registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The registration of the Common Stock under the Exchange Act has become effective on or prior to the date hereof. The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 1 contract
Samples: Underwriting Agreement (Alset Inc.)
Pursuant to the Exchange Act. The shares of Common Stock are registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock of the Company under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 1 contract
Pursuant to the Exchange Act. The shares of Common Stock and the Warrants are registered pursuant to Section 12(b) under 12(b of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock or the Warrants under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating either such registration.
Appears in 1 contract
Pursuant to the Exchange Act. The shares of Company’s Common Stock are is registered pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company has taken no action designed to, or likely to have the effect of, terminating the registration of the shares of Common Stock under the Exchange Act, nor has the Company received any notification that the Commission is contemplating terminating such registration.
Appears in 1 contract
