Puts, Calls and Futures Traded on Commodities Exchanges. 1. The Bank shall take action as to puts, calls and futures contracts ("Futures") purchased or sold by the Fund in accordance with the provisions of any agreement among the Fund, the Bank and a Futures Commission Merchant registered under the Commodity Exchange Act, relating to compliance with the rules of the Commodity Futures Trading Commission and/or any Contract Market, or any similar organization or organizations, regarding account deposits in connection with transactions by the Fund. 2. The responsibilities and liabilities of the Bank as to Futures, puts and calls traded on commodities exchanges, any Futures Commission Merchant account and the Segregated Account shall be limited as set forth in sub-paragraph (a)(2) of this Section 6(C) as if such sub-paragraph referred to Futures Commission Merchants rather than brokers, and Futures and puts and calls thereon instead of options.
Appears in 11 contracts
Samples: Custodian Agreement (Value Line Small Cap Growth Fund Inc), Custodian Agreement (Value Line Strategic Asset Management Trust), Custodian Agreement (Value Line Us Government Securities Fund Inc)
Puts, Calls and Futures Traded on Commodities Exchanges. 1. The Bank shall take action as to puts, calls and futures contracts ("Futures") purchased or sold by the Fund in accordance with the provisions of any agreement among the Fund, the Bank and a Futures Commission Merchant registered under the Commodity Exchange Act, relating to compliance with the rules of the Commodity Futures Trading Commission and/or any Contract Market, or any similar organization or organizations, regarding account deposits in connection with transactions by the Fund.
2. The responsibilities and liabilities of the Bank as to Futuresfutures, puts and calls traded on commodities exchanges, any Futures Commission Merchant account and the Segregated Account shall be limited as set forth in sub-paragraph subparagraph (a)(2) of this Section 6(C) 6.8 as if such sub-paragraph subparagraph referred to Futures Commission Merchants rather than brokers, and Futures and puts and calls thereon instead of options.
Appears in 8 contracts
Samples: Custodian Agreement (DLB Fund Group), Custodian Agreement (Guinness Flight Investment Funds), Custodian Agreement (Principled Equity Index Fund)
Puts, Calls and Futures Traded on Commodities Exchanges. 1. The Bank shall take action as to puts, calls and futures contracts ("Futures") purchased or sold by the Fund in accordance with the provisions of any agreement among the Fund, the Bank and a Futures Commission Merchant registered under the Commodity Exchange Act, relating to compliance with the rules of the Commodity Futures Trading Commission and/or any Contract Market, or any similar organization or organizations, regarding account deposits in connection with transactions by the Fund.
2. The responsibilities and liabilities of the Bank as to Futures, puts and calls traded on commodities exchanges, any Futures Commission Merchant account and the Segregated Account shall be limited as set forth in sub-paragraph subparagraph (a)(2) of this Section 6(C) 6.8 as if such sub-paragraph subparagraph referred to Futures Commission Merchants rather than brokers, and Futures and puts and calls thereon instead of options.
Appears in 3 contracts
Samples: Custodian Agreement (Rreef Securities Fund Inc), Custodian Agreement (Brandes International Fund), Custodian Contract (Herzfeld Caribbean Basin Fund Inc)
Puts, Calls and Futures Traded on Commodities Exchanges. 1. The Bank shall take action as to puts, calls and futures contracts ("Futures") purchased or sold by the Fund in accordance with the provisions of any agreement among the Fund, the Bank and a Futures Commission Merchant registered under the Commodity Exchange Act, relating to compliance with the rules of the Commodity Futures Trading Commission and/or any Contract Market, or any similar organization or organizations, regarding account deposits in connection with transactions by the Fund.
2. The responsibilities and liabilities of the Bank as to Futures, puts and calls traded on commodities exchanges, any Futures Commission Merchant account and the Segregated Account shall be limited as set forth in sub-paragraph subparagraph (a)(2a) (2) of this Section 6(C) 6.8 as if such sub-paragraph subparagraph referred to Futures Commission Merchants rather than brokers, and Futures and puts and calls thereon instead of options.
Appears in 2 contracts
Samples: Custodian Agreement (Central Europe & Russia Fund Inc), Custodian Agreement (Asset Allocation Portfolios)
Puts, Calls and Futures Traded on Commodities Exchanges. 1. The Bank shall take action as to puts, calls and futures contracts ("Futures") purchased or sold by any Portfolio of the Fund Trust in accordance with the provisions of any agreement among the FundPortfolio, the Bank and a Futures Commission Merchant registered under the Commodity Exchange Act, relating to compliance with the rules of the Commodity Futures Trading Commission and/or any Contract Market, or any similar organization or organizations, regarding account deposits in connection with transactions by the FundPortfolio.
2. The responsibilities and liabilities of the Bank as to Futures, puts and calls traded on commodities exchanges, any Futures Commission Merchant account and the Segregated Account shall be limited as set forth in sub-paragraph subparagraph (a)(2) of this Section 6(C) 6.8 as if such sub-paragraph subparagraph referred to Futures Commission Merchants rather than brokers, and Futures and puts and calls thereon instead of options.
Appears in 2 contracts
Samples: Custodian Agreement (Select Advisors Trust C), Custodian Agreement (Select Advisors Variable Insurance Trust)
Puts, Calls and Futures Traded on Commodities Exchanges. 1. The Bank shall take action as to puts, calls and futures contracts ("Futures") purchased or sold by the Fund in accordance with the provisions of any agreement among the Fund, the Bank and a Futures Commission Merchant registered under the Commodity Exchange Act, relating to compliance with the rules of the Commodity Futures Trading Commission and/or any Contract Market, or any similar organization or organizations, regarding account deposits in connection with the transactions by the Fund.
2. The responsibilities and liabilities of the Bank as to Futures, puts and calls traded on commodities exchanges, any Futures Commission Merchant account and the Segregated Account shall be limited as set forth in sub-paragraph (a)(2) of this Section 6(C) as if such sub-paragraph referred to Futures Commission Merchants rather than brokers, and Futures and puts and calls thereon instead of options.
Appears in 1 contract
Samples: Custodian Agreement (Value Line Centurion Fund Inc)
Puts, Calls and Futures Traded on Commodities Exchanges. 1. The Bank shall take action as to puts, calls and futures contracts ("Futures") purchased or sold by the Fund in accordance with the provisions of any agreement among the he Fund, the Bank and a Futures Commission Merchant registered under the Commodity Exchange Act, relating to compliance with the rules of the Commodity commodity Futures Trading Commission and/or any Contract Market, or any similar organization or organizations, regarding account deposits in connection with transactions by the Fund.
2. The responsibilities and liabilities of the Bank as to Futures, puts and calls traded on commodities exchanges, any Futures Commission Merchant account and the Segregated Account shall be limited as set forth in sub-paragraph (a)(2) of this Section 6(C6(c) as if such sub-paragraph referred to Futures Commission Merchants rather than brokers, and Futures and puts and calls thereon instead of options.
Appears in 1 contract
Puts, Calls and Futures Traded on Commodities Exchanges. 1. The Bank shall take action as to puts, calls and futures contracts ("Futures") purchased or sold by the Fund in accordance with the provisions of any agreement among the Fund, the Bank and a Futures Commission Merchant registered under the Commodity Exchange Act, relating to compliance with the rules of the Commodity Futures Trading Commission and/or any Contract Market, Market or any similar organization or organizations, regarding account deposits in connection with transactions by the Fund.
2. The responsibilities and liabilities of the Bank as to Futures, puts and calls traded on commodities exchanges, any Futures Commission Merchant account and the Segregated Account shall be limited as set forth in sub-paragraph (a)(2) of this Section 6(C) as if such sub-paragraph referred to Futures Commission Merchants rather than brokers, and Futures and puts and calls thereon instead of options.
Appears in 1 contract
Samples: Custodian Agreement (Value Line Aggressive Income Trust)
Puts, Calls and Futures Traded on Commodities Exchanges. 1. The Bank shall take action as to puts, calls and futures contracts ("Futures") purchased or sold by the Fund in accordance with the provisions of any agreement among the Fund, the Bank and a Futures Commission Merchant registered under the Commodity Exchange Act, relating to compliance with the rules of the Commodity Futures Trading Commission and/or any Contract Market, or any similar organization or organizations, regarding account deposits in connection with [with] transactions by the Fund.
2. The responsibilities and liabilities of the Bank as to Futures, puts and calls traded on commodities exchanges, any Futures Commission Merchant account and the Segregated Account shall be limited as set forth in sub-paragraph (a)(2) of this Section 6(C) as if such sub-paragraph referred to Futures Commission Merchants rather than brokers, and Futures and puts and calls thereon instead of options.
Appears in 1 contract
Samples: Custodian Agreement (Domini Social Index Portfolio)
Puts, Calls and Futures Traded on Commodities Exchanges. 1. (i) The Bank shall take action as to puts, calls and futures contracts ("Futures") purchased or sold by the Fund Trust in accordance with the provisions of any agreement among the FundTrust, the Bank and a Futures Commission Merchant registered under the Commodity Exchange Act, relating to compliance with the rules of the Commodity Futures Trading Commission and/or any Contract Market, or any similar organization or organizations, regarding account deposits in connection with transactions by the FundTrust.
2. (ii) The responsibilities and liabilities of the Bank as to Futuresfutures, puts and calls traded on commodities exchanges, any Futures Commission Merchant account and the Segregated Account shall be limited as set forth in sub-paragraph subparagraph (a)(2) of this Section 6(C) 6.8 as if such sub-paragraph subparagraph referred to Futures Commission Merchants rather than brokers, and Futures and puts and calls thereon instead of options.
Appears in 1 contract
Samples: Custodian Agreement (Massmutual Institutional Funds)
Puts, Calls and Futures Traded on Commodities Exchanges. 1. The Bank shall take action as to puts, calls and futures contracts ("Futures") purchased or sold by the Fund in accordance with the provisions of any agreement among the Fund, the Bank and a Futures Commission Merchant Merchants registered under the Commodity Exchange Act, relating to compliance with the rules of the Commodity Futures Trading Commission and/or any Contract Marketmarket, or any similar organization or organizations, regarding account deposits in connection with transactions by the Fund.
2. The responsibilities and liabilities of the Bank as to Futures, puts and calls traded on commodities exchanges, any Futures Commission Merchant account and the Segregated Account shall be limited as set forth in sub-paragraph (a)(2) of this Section 6(C) as if such sub-paragraph referred to Futures Commission Merchants rather than brokers, and Futures and puts and calls thereon instead of options.
Appears in 1 contract
Puts, Calls and Futures Traded on Commodities Exchanges. 1. The Bank shall take action as to puts, calls and futures contracts ("Futures") purchased or sold by the Fund in accordance with the provisions of any agreement among the Fund, the Bank bank and a Futures Commission Merchant registered under the Commodity Exchange Act, merchant relating to compliance with the rules of the Commodity Futures Trading Commission and/or any Contract Marketcontract market, or any similar organization or organizations, (including any foreign organization) regarding account deposits in connection with transactions by the Fund.
2. The responsibilities and liabilities of the Bank as to Futures, puts and calls traded on commodities exchanges, any Futures Commission Merchant account and the Segregated Account shall be limited as set forth in sub-paragraph (a)(2) of this Section 6(C) 6.3 as if such sub-paragraph referred to Futures Commission Merchants rather than brokers, and Futures and puts and calls thereon instead of options.
Appears in 1 contract
Puts, Calls and Futures Traded on Commodities Exchanges. 1. The Bank shall take action as to puts, calls and futures contracts ("Futures") purchased or sold by the Fund in accordance with the provisions of any agreement among the Fund, the Bank and a Futures Commission Merchant registered under the Commodity Exchange Act, merchant relating to compliance with the rules of the Commodity Futures Trading Commission and/or any Contract Marketcontract market, or any similar organization or organizations, organizations (including any foreign organization) regarding account deposits in connection with transactions by the Fund.
2. The responsibilities and liabilities of the Bank as to Futures, puts and calls traded on commodities exchanges, any Futures Commission Merchant account and the Segregated Account shall be limited as set forth in sub-paragraph (a)(2) of this Section 6(C) 6.3 as if such sub-paragraph referred to Futures Commission Merchants rather than brokers, and Futures and puts and calls thereon instead of options.
Appears in 1 contract
Puts, Calls and Futures Traded on Commodities Exchanges. 1. The Bank shall take action as to puts, calls and futures contracts ("Futures") purchased or sold by the Fund in accordance with the provisions of any agreement among the Fund, the Bank and a Futures Commission Merchant registered under the Commodity Exchange Act, relating to compliance with the rules of the Commodity Futures Trading Commission and/or any Contract Market, or any similar organization or organizations, regarding account deposits in connection with transactions by the Fund.
2. The responsibilities and liabilities of the Bank as to Futures, puts and calls traded on commodities exchanges, any and Futures Commission Merchant account and the Segregated Account shall be limited as set forth in sub-paragraph (a)(2) of this Section 6(C) as if such sub-paragraph referred to Futures Commission Merchants rather than brokers, and Futures and puts and calls thereon instead of options.
Appears in 1 contract
Puts, Calls and Futures Traded on Commodities Exchanges. 1. The Bank shall take action as to puts, calls and futures contracts ("Futures") purchased or sold by the Fund Trust in accordance with the provisions of any agreement among the FundTrust, the Bank and a Futures Commission Merchant registered under the Commodity Exchange Act, relating to compliance with the rules of the Commodity Futures Trading Commission and/or any Contract Market, 15 or any similar organization or organizations, regarding account deposits in connection with transactions by the FundTrust.
2. The responsibilities and liabilities of the Bank as to Futuresfutures, puts and calls traded on commodities exchanges, any Futures Commission Merchant account and the Segregated Account shall be limited as set forth in sub-paragraph subparagraph (a)(2) of this Section 6(C) 6.8 as if such sub-paragraph subparagraph referred to Futures Commission Merchants rather than brokers, and Futures and puts and calls thereon instead of options.
Appears in 1 contract
Samples: Custodian Agreement (Federated Investment Portfolios)