Qualification of Shares. The Fund will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will make offers of Shares to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.
Appears in 75 contracts
Samples: Distribution Agreement (JOHCM Funds Trust), Distribution Agreement (Total Fund Solution), Distribution Agreement (Total Fund Solution)
Qualification of Shares. The Fund will make available to you Dealer a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You Dealer will make offers of Shares to your its customers only in those states, states and you will ensure that you it (including your its associated persons) are is appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your its activities.
Appears in 43 contracts
Samples: Distribution Agreement (Advisor Managed Portfolios), Distribution Agreement (Advisors Series Trust), Distribution Agreement (Advisor Managed Portfolios)
Qualification of Shares. The Fund We will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will make offers of Shares to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.
Appears in 20 contracts
Samples: Dealer Agreement (Victory Portfolios), Selling Group Agreement (Aul American Unit Trust), Dealer Agreement (Victory Portfolios)
Qualification of Shares. The Fund will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will make offers of Shares of the Fund to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares of the Fund in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.
Appears in 17 contracts
Samples: Dealer Agreement (Cliffwater Corporate Lending Fund), Distribution Agreement (Rimrock Funds Trust), Dealer Agreement (Primark Private Equity Fund)
Qualification of Shares. The Each Fund will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will make offers of Shares to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.
Appears in 4 contracts
Samples: Selling Group Member Agreement (Variant Alternative Income Fund), Selling Group Member Agreement (Variant Impact Fund), Selling Group Member Agreement (Mirae Asset Discovery Funds)
Qualification of Shares. The Fund will make available to you Dealer a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You Dealer will make offers of Shares to your its eligible customers only in those states, states and you will ensure that you it (including your its associated persons) are is appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your its activities.
Appears in 3 contracts
Samples: Dealer Agreement (Octagon XAI CLO Income Fund), Dealer Agreement (Coller Secondaries Private Equity Opportunities Fund), Dealer Agreement (Nomura Alternative Income Fund)
Qualification of Shares. The Fund will make available to you Dealer a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You Dealer will make offers of Shares to your its customers only in those states, states in which Shares are registered for sale or are otherwise qualified for sale and you will ensure that you it (including your its associated persons) are is appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your its activities.
Appears in 2 contracts
Samples: Distribution Agreement (MoA Funds Corp), Distribution Agreement (MoA Funds Corp)
Qualification of Shares. The Fund will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will make offers of Shares to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.
Appears in 2 contracts
Samples: Broker Dealer Agreement (Fairholme Funds Inc), Dealer Agreement (Cross Shore Discovery Fund)
Qualification of Shares. The Fund Funds will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund Funds from time to time. You will make offers of Shares to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.
Appears in 2 contracts
Samples: Dealer Agreement (Gottex Multi-Alternatives Fund - I), Dealer Agreement (Gottex Multi-Asset Endowment Fund - I)
Qualification of Shares. The Fund will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will only make offers of Shares to to, and place purchase orders for Shares for, yourself and your customers only whose account address is in those states, and you states or other jurisdictions. You will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.
Appears in 1 contract
Samples: Dealer Agreement (CNL Funds)
Qualification of Shares. The Fund will make available to you the Dealer a list of the states or other jurisdictions in which Fund the Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You The Dealer will make offers of Shares to your its customers only in those states, states and you will ensure that you it (including your its associated persons) are is appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your its activities.
Appears in 1 contract
Samples: Dealer Agreement (Gladstone Alternative Income Fund)
Qualification of Shares. The Fund We will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will make offers of Shares to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.
Appears in 1 contract
Qualification of Shares. The Fund will make available to you Dealer a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You Dealer will make offers of Shares to your its customers only in those states, states and you will ensure that you it (including your its associated persons) are is appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your its activities.. C-1 4856-8762-6516.2
Appears in 1 contract
Qualification of Shares. The Fund will make available to you Dealer a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You Dealer will make offers of Shares to your its customers only in those states, states in which Shares are registered for sale or are otherwise qualified for sale and you will ensure that you it (including your its associated persons) are is appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your its activities.
Appears in 1 contract
Samples: Distribution Agreement (Aristotle Funds Series Trust)
Qualification of Shares. The Fund We, on behalf of each Fund, will make available to you a list of the states or other jurisdictions in which Fund Shares are registered for sale or are otherwise qualified for sale, which may be revised by the Fund from time to time. You will make offers of Shares to your customers only in those states, and you will ensure that you (including your associated persons) are appropriately licensed and qualified to offer and sell Shares in any state or other jurisdiction that requires such licensing or qualification in connection with your activities.
Appears in 1 contract
