Common use of QUESTIONS FOR ALL INVESTORS Clause in Contracts

QUESTIONS FOR ALL INVESTORS. 1. Affiliation with Broker-Dealers: Is the undersigned a registered broker-dealer or an affiliate of a registered broker-dealer? For purposes of this question, an “affiliate” of a specified person or entity means a person or entity that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with, the person or entity specified. Yes o No o If so, please answer the remaining questions in this section. Please identify the registered broker-dealer(s) and describe the nature of the affiliation(s) between the undersigned and any registered broker-dealers: If the securities are being purchased by you other than in the ordinary course of business, please describe the circumstances: If you, at the time of purchasing the securities, will have any agreements or understandings, directly or indirectly, with any person to distribute the securities, please describe such agreements or understandings: 2. Relationship with the Company: (A) Have you or any of your affiliates, officers, directors or principal equity holders (owners of 5% or more of the equity securities of the undersigned) held any position or office or have you had any other material relationship with the Company (or its predecessors or affiliates) within the past three years? Yes o No o (B) If so, please state the nature and duration of your relationship with the Company:

Appears in 3 contracts

Samples: Securities Purchase Agreement (OvaScience, Inc.), Subscription Agreement (OvaScience, Inc.), Securities Purchase Agreement (Magnum Hunter Resources Corp)

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QUESTIONS FOR ALL INVESTORS. 1. Affiliation with Broker-Dealers: Is the undersigned a registered broker-dealer or an affiliate of a registered broker-dealer? For purposes of this question, an “affiliate” of a specified person or entity means a person or entity that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with, the person or entity specified. Yes o No o x If so, please answer the remaining questions in this section. Please identify the registered broker-dealer(s) and describe the nature of the affiliation(s) between the undersigned and any registered broker-dealers: If the securities are being purchased by you other than in the ordinary course of business, please describe the circumstances: If you, at the time of purchasing the securities, will have any agreements or understandings, directly or indirectly, with any person to distribute the securities, please describe such agreements or understandings: 2. Relationship with the Company: (A) Have you or any of your affiliates, officers, directors or principal equity holders (owners of 5% or more of the equity securities of the undersigned) held any position or office or have you had any other material relationship with the Company (or its predecessors or affiliates) within the past three years? Yes o No ox (B) If so, please state the nature and duration of your relationship with the Company:

Appears in 1 contract

Samples: Securities Purchase Agreement (Magnum Hunter Resources Corp)

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