QUESTIONS FOR ALL INVESTORS. 1. Affiliation with Broker-Dealers: Is the undersigned a registered broker-dealer or an affiliate of a registered broker-dealer? For purposes of this question, an “affiliate” of a specified person or entity means a person or entity that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with, the person or entity specified. Yes o No o If so, please answer the remaining questions in this section. Please identify the registered broker-dealer(s) and describe the nature of the affiliation(s) between the undersigned and any registered broker-dealers: If the securities are being purchased by you other than in the ordinary course of business, please describe the circumstances: If you, at the time of purchasing the securities, will have any agreements or understandings, directly or indirectly, with any person to distribute the securities, please describe such agreements or understandings:
Appears in 3 contracts
Samples: Purchase Agreement and Registration Rights Agreement (OvaScience, Inc.), Registration Rights Agreement (OvaScience, Inc.), Securities Purchase Agreement and Registration Rights Agreement (Magnum Hunter Resources Corp)
QUESTIONS FOR ALL INVESTORS. 1. Affiliation with Broker-Dealers: Is the undersigned a registered broker-dealer or an affiliate of a registered broker-dealer? For purposes of this question, an “affiliate” of a specified person or entity means a person or entity that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with, the person or entity specified. Yes o No o x If so, please answer the remaining questions in this section. Please identify the registered broker-dealer(s) and describe the nature of the affiliation(s) between the undersigned and any registered broker-dealers: If the securities are being purchased by you other than in the ordinary course of business, please describe the circumstances: If you, at the time of purchasing the securities, will have any agreements or understandings, directly or indirectly, with any person to distribute the securities, please describe such agreements or understandings:
Appears in 1 contract
Samples: Registration Rights Agreement (Magnum Hunter Resources Corp)
