Rated Debt. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating agency” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Act).
Appears in 6 contracts
Samples: Underwriting Agreement (OvaScience, Inc.), Underwriting Agreement (Rockwell Medical, Inc.), Underwriting Agreement (Puma Biotechnology, Inc.)
Rated Debt. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating agency” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Securities Act).
Appears in 5 contracts
Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp), Underwriting Agreement (Western Asset Mortgage Capital Corp), Underwriting Agreement (Western Asset Mortgage Capital Corp)
Rated Debt. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating agency” (as that term is defined by the Commission for purposes of Rule 436(g)(2Section 3(a)(62) under of the 1933 1934 Act).
Appears in 4 contracts
Samples: Capital on Demand Sales Agreement (MEI Pharma, Inc.), At the Market Equity Offering Sales Agreement (MEI Pharma, Inc.), At the Market Equity Offering Sales Agreement (GTX Inc /De/)
Rated Debt. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating agency” (as that term is defined by the Commission for purposes of Rule 436(g)(2Section 3(a)(62) under the 1933 1934 Act).
Appears in 2 contracts
Samples: Underwriting Agreement (Puma Biotechnology, Inc.), Underwriting Agreement (Puma Biotechnology, Inc.)
Rated Debt. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating agency” (as that term is defined by the Commission for purposes of Rule 436(g)(2Section 3(a)(62) under the 1933 Exchange Act).
Appears in 2 contracts
Samples: Underwriting Agreement (MEI Pharma, Inc.), Underwriting Agreement (MEI Pharma, Inc.)
Rated Debt. The Company has no debt securities or preferred stock that is rated by any “"nationally recognized statistical rating agency” " (as that term is defined by in Section 3(a)(62) of the Commission for purposes of Rule 436(g)(2) under the 1933 1934 Act).
Appears in 1 contract
Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp)
Rated Debt. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating agency” (as that term is defined by the Commission for purposes of Rule 436(g)(2Section 3(a)(62) under the 1933 1934 Act).
Appears in 1 contract
Rated Debt. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating agency” (as that term is defined by in Section 3(a)(62) of the Commission for purposes of Rule 436(g)(2) under the 1933 1934 Act).
Appears in 1 contract
Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp)
