RECAPITALIZATION OR CAPITAL ADJUSTMENT. In the case of any negative stock split, recapitalization or other capital adjustment requiring a change in the form of Share certificates, the Transfer Agent will issue share certificates in the new form in exchange for, or upon transfer of, outstanding Share certificates in the old form, upon receiving:
Appears in 2 contracts
Sources: Transfer Agency Agreement (Bull & Bear Special Equities Fund Inc), Transfer Agency Agreement (Bull & Bear Gold Investors LTD)
RECAPITALIZATION OR CAPITAL ADJUSTMENT. 1. In the case of any negative stock split, recapitalization or other capital adjustment requiring a change in the form of Share certificates, the Transfer Agent will issue share Share certificates in the new form in exchange for, or upon transfer of, outstanding Share certificates in the old form, upon receiving:: (a) A Certificate authorizing the issuance of the Share certificates in the new form;
Appears in 1 contract
Sources: Transfer Agency Agreement (Scout Capital Preservation Fund Inc)
RECAPITALIZATION OR CAPITAL ADJUSTMENT. In the case of any negative stock split, recapitalization or other capital adjustment requiring a change in the form of Share certificates, the Transfer Agent will issue share Share certificates in the new form in exchange for, or upon transfer of, outstanding Share certificates in the old form, upon receiving:
Appears in 1 contract
Sources: Transfer Agency Agreement (Advisors Inner Circle Fund)