Common use of Recapitalization or Readjustment Clause in Contracts

Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Trust requiring a change in the form of Certificates, BOSTON FINANCIAL will issue or register Certificates in the new form in exchange for, or in transfer of, the outstanding Certificates in the old form, upon receiving: A. Written instructions from an officer of the Trust; B. Certified copy of the amendment to the Declaration of Trust or other document effecting the change; C. Certified copy of the order or consent of each governmental or regulatory authority, required by law to the issuance of the stock in the new form, and an opinion of counsel that the order or consent of no other government or regulatory authority is required; D. Specimens of the new Certificates in the form approved by the Board of Trustees of the Trust, with a certificate of the Secretary of the Trust as to such approval;

Appears in 18 contracts

Samples: Transfer Agency Agreement (Jp Morgan Mutual Fund Trust), Transfer Agency Agreement (One Group Investment Trust), Transfer Agency Agreement (Jp Morgan Fleming Series Trust)

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Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Trust Fund requiring a change in the form of Certificatesstock certificates, BOSTON FINANCIAL DST will issue or register Certificates certificates in the new form in exchange for, or in transfer of, the outstanding Certificates certificates in the old form, upon receiving: A. Written instructions from an officer of the TrustFund; B. Certified copy of the amendment to the Declaration Articles of Trust Incorporation or other document effecting the change; C. Certified copy of the order or consent of each governmental or regulatory authority, required by law to the issuance of the stock in the new form, and an opinion of counsel that the order or consent of no other government or regulatory authority is required; D. Specimens of the new Certificates certificates in the form approved by the Board of Trustees Directors of the TrustFund, with a certificate of the Secretary of the Trust Fund as to such approval;

Appears in 18 contracts

Samples: Agency Agreement (Federated Project & Trade Finance Tender Fund), Agency Agreement (Tributary Funds, Inc.), Agency Agreement (Tributary Funds, Inc.)

Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Trust requiring a change in the form of Certificates, BOSTON FINANCIAL DST will issue or register Certificates in the new form in exchange for, or in transfer of, the outstanding Certificates in the old form, upon receiving: A. Written instructions from an officer of the Trust; B. Certified copy of the amendment to the Declaration of Trust or other document effecting the change; C. Certified copy of the order or consent of each governmental or regulatory authority, required by law to the issuance of the stock in the new form, and an opinion of counsel that the order or consent of no other government or regulatory authority is required; D. Specimens of the new Certificates in the form approved by the Board of Trustees of the Trust, with a certificate of the Secretary of the Trust as to such approval;

Appears in 10 contracts

Samples: Transfer Agency Agreement (Jp Morgan Mutual Fund Group/Ma), Transfer Agency Agreement (Jp Morgan Mutual Fund Select Group), Transfer Agency Agreement (Jp Morgan Funds)

Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Trust Fund requiring a change in the form of Certificatesstock certificates, BOSTON FINANCIAL IFTC will issue or register Certificates certificates in the new form in exchange for, or in transfer of, the outstanding Certificates certificates in the old form, upon receiving: A. Written instructions from an officer of the TrustFund; B. Certified copy of the amendment to the Declaration Articles of Trust Incorporation or other document effecting the change; C. Certified copy of the order or consent of each governmental or regulatory authority, required by law to the issuance of the stock in the new form, and an opinion of counsel that the order or consent of no other government or regulatory authority is required; D. Specimens of the new Certificates certificates in the form approved by the Board of Trustees Directors of the TrustFund, with a certificate of the Secretary of the Trust Fund as to such approval;

Appears in 5 contracts

Samples: Agency Agreement (Cowen Income Plus Growth Fund Inc), Agency Agreement (Berger One Hundred & One Fund Inc), Agency Agreement (Cowen Standby Tax Exempt Reserve Fund Inc)

Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Trust requiring a change in the form of Certificates, if any, BOSTON FINANCIAL will issue or register Certificates in the new form in exchange for, or in transfer of, the outstanding Certificates in the old form, upon receiving: A. Written instructions from an officer of the Trust; B. Certified copy of the amendment to the Declaration of Trust or other document effecting the change; C. Certified copy of the order or consent of each governmental or regulatory authority, required by law to the issuance of the stock in the new form, and an opinion of counsel that the order or consent of no other government or regulatory authority is required;; and D. Specimens of the any new Certificates in the form approved by the Board of Trustees of the Trust, with a certificate of the Secretary of the Trust as to such approval;

Appears in 4 contracts

Samples: Transfer Agency Agreement (JPMorgan Trust III), Transfer Agency Agreement (Jpmorgan Insurance Trust), Transfer Agency Agreement (JPMorgan Trust I)

Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Trust Fund requiring a change in the form of Certificatesshare certificates, BOSTON FINANCIAL DST will issue or register Certificates certificates in the new form in exchange for, or in transfer of, the outstanding Certificates certificates in the old form, upon receiving: A. Written instructions from an officer of the TrustFund; B. Certified copy of the amendment to the Declaration Articles of Trust Incorporation or other document effecting the change; C. Certified copy of the order or consent of each governmental or regulatory authority, required by law to the issuance of the stock shares in the new form, and an opinion of counsel that the order or consent of no other government or regulatory authority is required; D. Specimens of the new Certificates certificates in the form approved by the Board of Trustees of the TrustFund, with a certificate of the Secretary Clerk of the Trust Fund as to such approval;

Appears in 2 contracts

Samples: Transfer Agency Agreement (Mutual Fund Select Group), Transfer Agency Agreement (Avesta Trust)

Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Trust Fund requiring a change in the form of Certificatesstock certificates, BOSTON FINANCIAL DST will issue or register Certificates certificates in the new form in exchange for, or in transfer of, the outstanding Certificates certificates in the old form, upon receiving: : A. Written instructions from an officer of the Trust; Fund; B. Certified copy of the amendment to the Declaration Articles of Trust Incorporation or other document effecting the change; ; C. Certified copy of the order or consent of each governmental or regulatory authority, required by law to the issuance of the stock in the new form, and an opinion of counsel that the order or consent of no other government or regulatory authority is required; ; D. Specimens of the new Certificates certificates in the form approved by the Board of Trustees Directors of the TrustFund, with a certificate of the Secretary of the Trust Fund as to such approval;; E.

Appears in 2 contracts

Samples: Agency Agreement (Advisors Inner Circle Fund), Agency Agreement (Baron Capital Funds Trust)

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Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Trust requiring a change in the form of Certificatesstock certificates, BOSTON FINANCIAL DST will issue or register Certificates certificates in the new form in exchange for, or in transfer of, the outstanding Certificates certificates in the old form, upon receiving: A. Written instructions from an officer of the Trust; B. Certified copy of the amendment to the Agreement and Declaration of Trust or other document effecting the change; C. Certified copy of the order or consent of each governmental or regulatory authority, required by law to the issuance of the stock in the new form, and an opinion of counsel that the order or consent of no other government or regulatory authority is required; ; D. Specimens of the new Certificates certificates in the form approved by the Board of Trustees of the Trust, with a certificate of the Secretary Clerk of the Trust as to such approval;

Appears in 1 contract

Samples: Agency Agreement (Omni Investment Fund)

Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Trust Fund requiring a change in the form of Certificatesstock certificates, BOSTON FINANCIAL DST will issue or register Certificates certificates in the new form in exchange for, or in transfer of, the outstanding Certificates certificates in the old form, upon receiving: A. Written instructions from an officer of the TrustFund; B. Certified copy of the amendment to the Declaration of Trust or other document effecting the change; C. Certified copy of the order or consent of each governmental or regulatory authority, required by law to the issuance of the stock in the new form, and an opinion of counsel that the order or consent of no other government or regulatory authority is required; D. Specimens of the new Certificates certificates in the form approved by the Board of Trustees of the TrustFund, with a certificate of the Secretary of the Trust Fund as to such approval;

Appears in 1 contract

Samples: Agency Agreement (Arbitrage Funds)

Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Trust requiring a change in the form of Certificates, BOSTON FINANCIAL DST will issue or register Certificates in the new form in exchange for, or in transfer of, the outstanding Certificates in the old form, upon receiving: A. Written instructions from an officer of the Trust; B. Certified copy of the amendment to the Declaration of Trust or other document effecting the change; C. Certified copy of the order or consent of each governmental or regulatory authority, required by law to the issuance of the stock in the new form, and an opinion of counsel that the order or consent of no other government or regulatory authority is required;; 18 D. Specimens of the new Certificates in the form approved by the Board of Trustees of the Trust, with a certificate of the Secretary of the Trust as to such approval;

Appears in 1 contract

Samples: Transfer Agency Agreement (Jp Morgan Series Trust Ii)

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