Common use of Receipt of Disclosure Document Clause in Contracts

Receipt of Disclosure Document. The Fund acknowledges receipt, at least 48 hours prior to entering into this Agreement, of a copy of Part II of the Subadviser's Form ADV containing certain information concerning the Subadviser and the nature of its business. PHOENIX EQUITY TRUST By: /s/ George R Aylward ---------------------------------- Name: George R. Aylward Title: Executive Vice President PHOENIX INVESTMENT COUNSEL, INC. By: /s/ John H. Beers -------------------------------- Name: John H. Beers Title: Vice President and Clerk ACCEPTED: HARRIS INVESTMENT MANAGEMENT, INC. Xx: /s/ W. O Leszinske ---------------------------------------- Name: William O. Leszinske Title: Presidexx XXXXXXXXX: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification SCHEDULE A ---------- OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by the Subadviser to State Street Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent, with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) each day the Fund is open for business. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by Subadviser's failure to comply.) The necessary information may be sent via facsimile machine to the Custodian and the Sub-Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following: 1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);

Receipt of Disclosure Document. The Fund acknowledges receipt, at least 48 hours prior to entering into this Agreement, of a copy of Part II of the Subadviser's Form ADV containing certain information concerning the Subadviser and the nature of its business. PHOENIX EQUITY TRUST By: /s/ George R Aylward ---------------------------------- Xxxxxx X. Xxxxxxx ------------------------------ Name: George R. Aylward Xxxxxx X. Xxxxxxx Title: Executive Vice President PHOENIX INVESTMENT COUNSEL, INC. By: /s/ John H. Beers -------------------------------- Xxxx X. Xxxxx ------------------------------- Name: John H. Beers Xxxx X. Xxxxx Title: Vice President and Clerk ACCEPTED: HARRIS INVESTMENT ACADIAN ASSET MANAGEMENT, INC. XxBy: /s/ W. O Leszinske Xxxx X. Xxxxxxxxx ---------------------------------------- Name: William O. Leszinske Xxxx X. Xxxxxxxxx Title: Presidexx XXXXXXXXXChairman SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification SCHEDULE A ---------- OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by the Subadviser to State Street Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent, with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) each on the day of the Fund is open for businesstrade. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by Subadviser's failure to comply.) The necessary information may can be sent via facsimile machine to the Custodian and the Sub-Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following: 1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);

Receipt of Disclosure Document. The Fund acknowledges receipt, at least 48 hours prior to entering into this Agreement, of a copy of Part II of the Subadviser's Form ADV containing certain information concerning the Subadviser and the nature of its business. PHOENIX EQUITY TRUST MULTI-PORTFOLIO FUND By: /s/ George R Aylward ---------------------------------- Xxxxxxx X. Xxxxxxx ------------------------------ Name: George R. Aylward Xxxxxxx X. Xxxxxxx Title: Executive Senior Vice President PHOENIX INVESTMENT COUNSEL, INC. By: /s/ John H. Beers -------------------------------- Xxxx X. Xxxxx ------------------------------ Name: John H. Beers Xxxx X. Xxxxx Title: Vice President and Clerk ACCEPTED: HARRIS INVESTMENT ACADIAN ASSET MANAGEMENT, INC. XxBy: /s/ W. O Leszinske Xxxxxx X. Frashire ---------------------------------------- Name: William O. Leszinske Xxxxxx X. Frashire Title: Presidexx XXXXXXXXXPresident SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification SCHEDULE A ---------- OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by the Subadviser to State Street Bank and Trust Company Xxxxx Brothers Xxxxxxxx & Co. (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent, with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) each on the day of the Fund is open for businesstrade (confirmation received from broker). (Subadviser will be responsible for reimbursement to the Fund for any loss caused by Subadviser's failure to comply.) The necessary information may can be sent via facsimile machine to the Custodian and the Sub-Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following: 1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);

Receipt of Disclosure Document. The Fund acknowledges receipt, at least 48 hours prior to entering into this Agreement, of a copy of Part II of the Subadviser's Form ADV containing certain information concerning the Subadviser and the nature of its business. PHOENIX EQUITY INVESTMENT TRUST 97 By: /s/ George R Aylward ---------------------------------- Xxxxxxx X. Xxxxxxx ------------------------------------- Name: George R. Aylward Xxxxxxx X. Xxxxxxx Title: Executive Senior Vice President PHOENIX INVESTMENT COUNSEL, INC. By: /s/ John H. Beers -------------------------------- Xxxx X. Xxxxx --------------------------------------- Name: John H. Beers Xxxx X. Xxxxx Title: Vice President and Clerk ACCEPTED: HARRIS INVESTMENT ACADIAN ASSET MANAGEMENT, INC. XxBy: /s/ W. O Leszinske ---------------------------------------- Xxxx X. Xxxxxxxx ------------------------------------------ Name: William O. Leszinske Xxxx X. Xxxxxxxx Title: Presidexx XXXXXXXXXExecutive Vice President SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification SCHEDULE A ---------- OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by the Subadviser to State Street Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent, with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) each on the day of the Fund is open for businesstrade. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by Subadviser's failure to comply.) ). The necessary information may can be sent via facsimile machine to the Custodian and the Sub-Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following: 1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);

Receipt of Disclosure Document. The Fund acknowledges receipt, at least 48 hours prior to entering into this Agreement, of a copy of Part II of the Subadviser's Form ADV containing certain information concerning the Subadviser and the nature of its business. PHOENIX EQUITY TRUST MULTI-PORTFOLIO FUND By: /s/ George R Aylward ---------------------------------- NameFrancis G. Waltman Xxxx: George R. Aylward TitleXxxxxis G. Waltman Xxxxx: Executive Xxnior Vice President PHOENIX INVESTMENT COUNSEL, INC. By: /s/ John H. Beers -------------------------------- NameNaxx: John H. Xxxx X. Beers TitleTixxx: Vice Xxxx President and Clerk ACCEPTED: HARRIS INVESTMENT ACADIAN ASSET MANAGEMENT, INC. XxBy: /s/ W. O Leszinske ---------------------------------------- NameRonald D. Frashire Xxxx: William O. Leszinske TitleRonald D. Frashire Xxxxx: Presidexx XXXXXXXXXPresident SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification SCHEDULE A ---------- OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by the Subadviser to State Street Bank and Trust Company Brown Brothers Harrimxx & Co. (the "CustodianXxxxxxxxn") and PFPC, Inc., (the "Sub-Sub- Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent, with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) each on the day of the Fund is open for businesstrade (confirmation received from broker). (Subadviser will be responsible for reimbursement to the Fund for any loss caused by Subadviser's failure to comply.) The necessary information may can be sent via facsimile machine to the Custodian and the Sub-Sub- Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following: 1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);

Receipt of Disclosure Document. The Fund acknowledges receipt, at least 48 hours prior to entering into this Agreement, of a copy of Part II of the Subadviser's Form ADV containing certain information concerning the Subadviser and the nature of its business. PHOENIX STRATEGIC EQUITY TRUST SERIES FUND By: /s/ George R Aylward ---------------------------------- Name: George R. Aylward Xxxxxx X. Xxxxxxx Title: Executive Vice President PHOENIX INVESTMENT COUNSEL, INC. By: /s/ John H. Beers -------------------------------- Name: John H. Beers Xxxx X. Xxxxx Title: Vice President and Clerk ACCEPTED: HARRIS INVESTMENT MANAGEMENT, INC. XxCASTLEARK MANAGEMENT LLC By: /s/ W. O Leszinske ---------------------------------------- Name: William O. Leszinske Xxxxxx X. Xxxxxxxxxx Title: Presidexx XXXXXXXXXPresident SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification SCHEDULE A ---------- OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by the Subadviser to State Street Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Sub- Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent, with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) each on the day of the Fund is open for businesstrade. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by Subadviser's failure to comply.) The necessary information may can be sent via facsimile machine to the Custodian and the Sub-Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following: 1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);