Common use of Receipt of Disclosure Documents Clause in Contracts

Receipt of Disclosure Documents. Client acknowledges receipt of LPL’s PWP Program Brochure and IAR’s Brochure Supplement as required by Rule 204-3 under the Advisers Act. This Agreement, the Account Application and the PWP Program Form Brochure constitute disclosure required to be provided to an ERISA Plan under Rule 408(b)(2) under ERISA. Client understands the investment approach, related risk factors, and the fees associated with investing in the Account. This Agreement will not take effect until LPL has accepted the Account.

Receipt of Disclosure Documents. Client acknowledges receipt of LPL’s PWP Program XXX Programs Form Brochure and IAR’s Brochure Supplement as required by Rule 204-3 under the Advisers Act. This Agreement, the Account Application and the PWP Program Form Brochure constitute disclosure required to be provided to an ERISA Plan under Rule 408(b)(2) under ERISA. Client understands the investment approach, related risk factors, and the fees associated with investing in the Account. This Agreement, the Account Application and the XXX Programs Form Brochure constitute disclosure required to be provided to an ERISA Plan under Rule 408(b)(2) under ERISA. This Agreement will not take effect until LPL has accepted the Account.