Recent Securities Transactions, etc. Subsequent to the respective dates as of which information is given in the Registration Statement, the Pricing Disclosure Package and the Prospectus, and except as may otherwise be indicated or contemplated herein or disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, neither the Company nor any Subsidiary has: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money except obligations incurred in the ordinary course of business; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.
Appears in 6 contracts
Samples: Underwriting Agreement (Xenetic Biosciences, Inc.), Underwriting Agreement (Xenetic Biosciences, Inc.), Underwriting Agreement (Oasmia Pharmaceutical AB)
Recent Securities Transactions, etc. Subsequent to the respective dates as of which information is given in the Registration Statement, the Pricing General Disclosure Package and the Prospectus, and except as may otherwise be indicated or contemplated herein or disclosed in the Registration Statement, the Pricing General Disclosure Package and the Prospectus, neither the Company nor any Subsidiary hashas not: (i) issued any securities (other than equity compensation to service providers in the normal course of business) or incurred any liability or obligation, direct or contingent, for borrowed money except obligations incurred in the ordinary course of businessmoney; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.
Appears in 6 contracts
Samples: Underwriting Agreement (Aldeyra Therapeutics, Inc.), Underwriting Agreement (Aldeyra Therapeutics, Inc.), Underwriting Agreement (Aldeyra Therapeutics, Inc.)
Recent Securities Transactions, etc. Subsequent to the respective dates as of which information is given in the Registration Statement, the Pricing Disclosure Package and the Prospectus, and except as may otherwise be indicated or contemplated herein or disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, neither the Company nor any Subsidiary hashas not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money except liabilities or obligations incurred in the ordinary course of businesscourse; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockstock except in the ordinary course.
Appears in 4 contracts
Samples: Underwriting Agreement (Mapi - Pharma LTD), Underwriting Agreement (Mapi - Pharma LTD), Underwriting Agreement (Ceres, Inc.)
Recent Securities Transactions, etc. Subsequent to the respective dates as of which information is given in the Registration Statement, the Pricing Disclosure Package Base Prospectus, the Time of Sale Prospectus and the ProspectusProspectus Supplement, and except as may otherwise be indicated or contemplated herein or disclosed in the Registration Statement, the Pricing Disclosure Package Base Prospectus, the Time of Sale Prospectus and the ProspectusProspectus Supplement, neither the Company nor any Subsidiary hashas not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money except obligations incurred in the ordinary course of businessmoney; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.
Appears in 4 contracts
Samples: Placement Agent Agreement (NXT-Id, Inc.), Placement Agent Agreement (NXT-Id, Inc.), Placement Agent Agreement (NXT-Id, Inc.)
Recent Securities Transactions, etc. Subsequent to the respective dates as of which information is given in the Registration Statement, the Pricing Disclosure Package and the Prospectus, and except as may otherwise be indicated or contemplated herein or disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, neither the Company nor any Subsidiary hashas not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money except obligations incurred in the ordinary course of business; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.
Appears in 3 contracts
Samples: Underwriting Agreement (Aastrom Biosciences Inc), Underwriting Agreement (Aastrom Biosciences Inc), Underwriting Agreement (Aastrom Biosciences Inc)
Recent Securities Transactions, etc. Subsequent to the respective dates as of which information is given in the Registration Statement, the Pricing Disclosure Package and the Prospectus, and except as may otherwise be indicated or contemplated herein or disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, neither the Company nor any Subsidiary hashas not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money except obligations incurred other than under its existing loan agreements or in the ordinary course of business; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.
Appears in 3 contracts
Samples: Underwriting Agreement (Heat Biologics, Inc.), Underwriting Agreement (Heat Biologics, Inc.), Underwriting Agreement (Heat Biologics, Inc.)
Recent Securities Transactions, etc. Subsequent to the respective dates as of which information is given in the Registration Statement, the Pricing Disclosure Package Prospectus and the Prospectus, and except as may otherwise be indicated or contemplated herein or disclosed in the Registration Statement, the Pricing Disclosure Package Prospectus and the Prospectus, neither the Company nor any Subsidiary has: and its Subsidiaries have not (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money except obligations incurred other than in the ordinary course of business; , or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.
Appears in 3 contracts
Samples: Underwriting Agreement (D. Medical Industries Ltd.), Underwriting Agreement (D. Medical Industries Ltd.), Underwriting Agreement (D. Medical Industries Ltd.)
Recent Securities Transactions, etc. Subsequent to the respective dates as of which information is given in the Registration Statement, the Pricing Disclosure Package and the Prospectus, and except as may otherwise be indicated or contemplated herein or disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, neither the Company nor any Subsidiary hashas not: (i) issued any securities (other than equity compensation to service providers in the normal course of business) or incurred any liability or obligation, direct or contingent, for borrowed money except obligations incurred in the ordinary course of businessmoney; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.
Appears in 2 contracts
Samples: Underwriting Agreement (Aldeyra Therapeutics, Inc.), Underwriting Agreement (Aldeyra Therapeutics, Inc.)
Recent Securities Transactions, etc. Subsequent to the respective dates as of which information is given in the Registration Statement, the Pricing Disclosure Package and the Prospectus, and except as may otherwise be indicated or contemplated herein or disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, neither the Company nor any Subsidiary hashas not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money except liabilities or obligations incurred in the ordinary course of businesscourse; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.
Appears in 2 contracts
Samples: Underwriting Agreement (Precipio, Inc.), Underwriting Agreement (DarioHealth Corp.)
Recent Securities Transactions, etc. Subsequent to the respective dates as of which information is given in the Registration Statement, the Pricing Disclosure Package and the Prospectus, and except as may otherwise be indicated or contemplated herein or disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, neither the Company nor any Subsidiary hashas not: (i) issued any securities securities, other than grants under any stock compensation plan, or incurred any liability or obligation, direct or contingent, for borrowed money except obligations incurred in the ordinary course of businessmoney; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.
Appears in 2 contracts
Samples: Underwriting Agreement (Golden Heaven Group Holdings Ltd.), Underwriting Agreement (Golden Heaven Group Holdings Ltd.)
Recent Securities Transactions, etc. Subsequent to the respective dates as of which information is given in the Registration Statement, the Pricing Disclosure Package and the Prospectus, and except as may otherwise be indicated or contemplated herein or disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, neither the Company nor any Subsidiary hashas not: (i) issued any securities (other than (i) grants under any share compensation plan and (ii) common shares issued upon exercise or incurred any liability conversion of option, warrants or obligation, direct or contingent, for borrowed money except obligations incurred in the ordinary course of businessconvertible securities); or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockshares.
Appears in 1 contract
Recent Securities Transactions, etc. Subsequent to the respective dates as of which information is given in the Registration Statement, the Pricing Disclosure Package Base Prospectus, the Time of Sale Prospectus and the ProspectusProspectus Supplement, and except as may otherwise be indicated or contemplated herein or disclosed in the Registration Statement, the Pricing Disclosure Package and the Base Prospectus, neither the Time of Sale Prospectus, the Prospectus Supplement, the Company nor any Subsidiary hashas not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money except obligations incurred in the ordinary course of businessmoney; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.
Appears in 1 contract
Recent Securities Transactions, etc. Subsequent to the respective dates as of which information is given in the Registration Statement, the Pricing Disclosure Package and the Prospectus, and except as may otherwise be indicated or contemplated herein or disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, neither the Company nor any Subsidiary hashas not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money except obligations incurred in the ordinary course of businessmoney; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stockstock (other than any dividend or other distribution provided by SCP).
Appears in 1 contract
Recent Securities Transactions, etc. Subsequent to the respective dates as of which information is given in the Registration Statement, the Pricing Disclosure Package Prospectus and the Prospectus, and except as may otherwise be indicated or contemplated herein or disclosed in the Registration Statement, the Pricing Disclosure Package Prospectus and the Prospectus, neither the Company nor any Subsidiary hasand its Subsidiaries have not: (i) issued any securities or incurred any liability or obligation, direct or contingent, for borrowed money except obligations incurred other than in the ordinary course of businessbusiness and consistent with past practice; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.
Appears in 1 contract
Recent Securities Transactions, etc. Subsequent to the respective dates as of which information is given in the Registration Statement, the Pricing Disclosure Package and the Prospectus, and except as may otherwise be indicated or contemplated herein or disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, neither the Company nor any Subsidiary hashas not: (i) issued any securities (other than pursuant to the Company’s stock compensation plans) or incurred any liability or obligation, direct or contingent, for borrowed money except obligations incurred in the ordinary course of businessmoney; or (ii) declared or paid any dividend or made any other distribution on or in respect to its capital stock.
Appears in 1 contract