Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 60 contracts
Samples: Convertible Note, Convertible Note Agreement (Clean Energy Technologies, Inc.), Convertible Note Agreement (Simlatus Corp)
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note Preferred Shares shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 25 contracts
Samples: Certificate of Designations, Preferences and Rights of the Series F Convertible Preferred Stock (Eastside Distilling, Inc.), Certificate of Designations, Preferences and Rights of the Series F 1 Convertible Preferred Stock (Eastside Distilling, Inc.), Equity Purchase Agreement (Mabvax Therapeutics Holdings, Inc.)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note Preferred Shares shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Stereotaxis, Inc.), Purchase and Sale Agreement (Hojo Holdings Inc), Securities Purchase Agreement (E-Net Financial Com Corp)
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note Series A Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 6 contracts
Samples: Merger Agreement (Telik Inc), Merger Agreement (Telik Inc), Agreement of Merger and Plan of Reorganization (Eon Communications Corp)
Record Holder. The person Person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Series 1 Bridge Note shall be treated for all purposes as the record holder "Record Holder" or holders Holder of such shares of Common Stock on the Conversion Date.
Appears in 6 contracts
Samples: Bridge Financing Note (Cambex Corp), Bridge Financing Note (Cambex Corp), Bridge Financing Note (Compositech LTD)
Record Holder. The person or persons Person(s) entitled to receive the shares of Common Stock issuable upon a conversion of this Note shall be treated for all purposes as the record holder or holders holder(s) of such shares of Common Stock on as of the Conversion Date.
Appears in 5 contracts
Samples: Senior Secured Credit Facility Agreement (Drone USA Inc.), Warrant Agreement (STWC. Holdings, Inc.), Note (EcoReady Corp)
Record Holder. The person or persons Person(s) entitled to receive the shares of Common Stock issuable issued upon a conversion of this Note shall be treated for all purposes as the record holder or holders holder(s) of such shares of Common Stock on as of the Conversion Date.
Appears in 4 contracts
Samples: Convertible Promissory Note (Elephant Oil Corp.), Convertible Promissory Note (Elephant Oil Corp.), Convertible Promissory Note (Elephant Oil Corp.)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series C Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 4 contracts
Samples: Preferred Stock Purchase Agreement (Home Solutions of America Inc), Preferred Stock Purchase Agreement (Home Solutions of America Inc), Preferred Stock Purchase Agreement (Home Solutions of America Inc)
Record Holder. The person or persons entitled to receive the shares Conversion Shares issuable upon an exchange of Common Stock issuable upon a conversion of this Note shall be treated for all purposes as the record holder or holders of such shares of Common Stock Conversion Shares on the Conversion Exchange Date.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Bioshield Technologies Inc), Securities Purchase Agreement (Bioshield Technologies Inc), Securities Purchase Agreement (Bioshield Technologies Inc)
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock Shares issuable upon a conversion of this Note Notes shall be treated for all purposes as the record holder or holders of such shares of Common Stock Shares on the Conversion Date.
Appears in 3 contracts
Samples: Series a Note Purchase Agreement (Storm Cat Energy CORP), Series B Note Purchase Agreement (Storm Cat Energy CORP), Series a Note Purchase Agreement (Storm Cat Energy CORP)
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 3 contracts
Samples: Subscription Agreement, Subscription Agreement, Merger Agreement (Tiger Media, Inc.)
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this the Note shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the applicable Conversion Date.
Appears in 3 contracts
Samples: Restructure Agreement (NTN Communications Inc), Stock Purchase Agreement (Synergy Brands Inc), Convertible Note (Paradise Music & Entertainment Inc)
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note Series O Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 2 contracts
Samples: Subscription Agreement, Subscription Agreement
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series A Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 2 contracts
Samples: Assignment Agreement (Goff, Corp), Common Stock Exchange Agreement (VistaGen Therapeutics, Inc.)
Record Holder. The person or persons entitled to receive the shares of the Common Stock issuable upon a conversion of this Note shares of the Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of the Common Stock on the Conversion Date.
Appears in 2 contracts
Samples: Agreement to Assign and Settle Debt (BioNeutral Group, Inc), Agreement to Assign and Settle Notes (BioNeutral Group, Inc)
Record Holder. The person or persons entitled to receive in whose names the certificates or brokerage account the shares of Common Stock issuable upon a conversion of this Note shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 2 contracts
Samples: Note (No Borders, Inc.), Convertible Note Agreement (Clean Energy Technologies, Inc.)
Record Holder. The person or persons entitled to receive the shares of the Common Stock issuable issue able upon a conversion of this Note shares of the Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of the Common Stock on the Conversion Date.
Appears in 2 contracts
Samples: Agreement to Assign and Settle Debt (BioNeutral Group, Inc), Agreement to Assign and Settle Notes (BioNeutral Group, Inc)
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note any Series A Convertible Preferred Stock shall be treated for all purposes as the legal and record holder or holders of such shares of Common Stock on upon delivery of the Conversion DateNotice in accordance with the terms hereof.
Appears in 2 contracts
Samples: Senior Subordinated Convertible Loan Agreement (Melinta Therapeutics, Inc. /New/), Senior Subordinated Convertible Loan Agreement (Melinta Therapeutics, Inc. /New/)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series A-1 Convertible Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 2 contracts
Samples: Convertible Preferred Stock Purchase Agreement (Titan Energy Worldwide, Inc.), Convertible Preferred Stock Purchase Agreement (Pioneer Power Solutions, Inc.)
Record Holder. The person or persons entitled to receive the shares of the Common Stock issuable issueable upon a conversion of this Note shares of the Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of the Common Stock on the Conversion Date.
Appears in 2 contracts
Samples: Preferred Stock Drawdown Agreement (BioNeutral Group, Inc), Preferred Stock Purchase Agreement (BioNeutral Group, Inc)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion exercise of this Note Exchange Rights shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Exchange Date.
Appears in 1 contract
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note Preferred Shares shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Subscription Agreement
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series CC Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Securities Issuance and Exchange Agreement (Pressure Biosciences Inc)
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note Series A Convertible Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Series 1 Bridge Note shall be treated for all purposes as the record holder "Record Holder" or holders Holder of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Series 1 Bridge Note Purchase and Security Agreement (Cumetrix Data Systems Corp)
Record Holder. The person or persons Person(s) entitled to receive the shares of Common Stock issuable upon a conversion of this Note Debenture shall be treated for all purposes as the record holder or holders holder(s) of such shares of Common Stock on as of the Conversion Date.
Appears in 1 contract
Samples: Securities Purchase Agreement (Preferred Restaurant Brands, Inc.)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of purchase under this Note Equity Purchase Agreement shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Purchase Date.
Appears in 1 contract
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series A shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Series a Convertible Preferred Stock Purchase Agreement (Victory Divide Mining CO)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series F Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Stock Exchange and Loan Agreement (Navidea Biopharmaceuticals, Inc.)
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note shares of Series E Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series B Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series A Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock as of the close of the stock register for the Common Stock on the Conversion Date.
Appears in 1 contract
Record Holder. The person or persons entitled to receive the -------------- shares of the Common Stock issuable upon a conversion of this Note shares of the Series B Convertible Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of the Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Registration Rights Agreement (Charys Holding Co Inc)
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this any portion of the Note shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion an exercise of this Note Exchange Rights shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Exchange Date.
Appears in 1 contract
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series B Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Voluntary Conversion Date.
Appears in 1 contract
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series B Preferred Stock effected by the Company’s exercise of the Company Conversion Right shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Company Conversion Date.
Appears in 1 contract
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series B shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Series a Convertible Preferred Stock Purchase Agreement (Victory Divide Mining CO)
Record Holder. The person Person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Bridge Note shall be treated for all purposes as the record holder "Record Holder" or holders Holder of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Secured Convertible Bridge Financing Note (Compositech LTD)
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note shares of Series C Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Securities Purchase Agreement (Global Earth Energy, Inc.)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note the Series M Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on from and after the Conversion Date.
Appears in 1 contract
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note shall be treated for all purposes as the record holder or holders of such shares of Common ofCommon Stock on the Conversion Date.
Appears in 1 contract
Record Holder. The person or persons entitled to receive ------------- the shares of Common Stock issuable upon a conversion of this Note Equity Purchase Agreement shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date.
Appears in 1 contract
Samples: Master Facility Agreement (Mace Security International Inc)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion Voluntary Conversion of this Note Series B Preferred shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Voluntary Conversion Date.
Appears in 1 contract
Samples: Debt Cancellation Agreement (General Steel Holdings Inc)
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this the Note shall be treated for all 13 purposes as the record holder or holders of such shares of Common Stock on the applicable Conversion Date.
Appears in 1 contract
Samples: Convertible Note Agreement (NTN Communications Inc)
Record Holder. The person Person or persons Persons entitled to receive the shares of Common Stock issuable upon a conversion of this Note Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Conversion Date or Mandatory Conversion Date, as applicable.
Appears in 1 contract
Samples: Securities Purchase Agreement (Bridgeline Digital, Inc.)
Record Holder. The person or persons entitled to receive the shares of Common Stock issuable upon a conversion Voluntary Conversion of this Note the Series B Preferred Stock shall be treated for all purposes as the record holder or holders of such shares of Common Stock on the Voluntary Conversion Date.
Appears in 1 contract
Record Holder. The person or persons Person(s) entitled to receive the shares of Common Stock issuable upon a conversion of this Note shall be treated for all purposes as the record holder or holders holders) of such shares of Common Stock on as of the Conversion Date.
Appears in 1 contract
Samples: Debt Purchase Agreement (KSIX Media Holdings, Inc.)
