Common use of Record Holders Clause in Contracts

Record Holders. The Corporation and its transfer agent may deem and treat the record holder of any Series A Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent shall be affected by any notice to the contrary.

Appears in 7 contracts

Samples: Merger Agreement (Spirit Realty Capital, Inc.), Merger Agreement (Spirit Realty Capital, Inc.), Merger Agreement (Realty Income Corp)

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Record Holders. The Corporation and its transfer agent agent, if any, for the Series A Convertible Preferred Stock may deem and treat the record holder of any shares of Series A Convertible Preferred Stock as reflected on the books and records of the Corporation as the sole, true and lawful owner thereof for all purposes, and neither the Corporation nor its any such transfer agent shall be affected by any notice to the contrary.

Appears in 6 contracts

Samples: Preferred Stock Purchase Agreement (Lexicon Pharmaceuticals, Inc.), Preferred Stock Purchase Agreement, Purchase and Sale Agreement (Talos Energy Inc.)

Record Holders. The Corporation and its the transfer agent for the Series D Preferred Stock may deem and treat the record holder of any Series A D Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its the transfer agent shall be affected by any notice to the contrary.

Appears in 4 contracts

Samples: Merger Agreement (Arlington Asset Investment Corp.), Merger Agreement (CYS Investments, Inc.), Merger Agreement (Two Harbors Investment Corp.)

Record Holders. The To the fullest extent permitted by applicable law, the Corporation and its the transfer agent agent, if any, for the Series D Preferred Stock may deem and treat the record holder of any share of Series A D Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its any such transfer agent shall be affected by any notice to the contrary.

Appears in 3 contracts

Samples: Purchase Agreement (Comstock Mining Inc.), Purchase Agreement (Comstock Mining Inc.), Purchase Agreement (Comstock Mining Inc.)

Record Holders. The To the fullest extent permitted by applicable law, the Corporation and its the transfer agent for the Series A Preferred Stock may deem and treat the record holder of any share of Series A Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its such transfer agent shall be affected by any notice to the contrary.

Appears in 3 contracts

Samples: Merger Agreement (Dime Community Bancshares Inc), Merger Agreement (Mb Financial Inc /Md), Merger Agreement (Taylor Capital Group Inc)

Record Holders. The Corporation and its the transfer agent for the Series E Preferred Stock may deem and treat the record holder of any Series A E Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its the transfer agent shall be affected by any notice to the contrary.

Appears in 3 contracts

Samples: Merger Agreement (Arlington Asset Investment Corp.), Merger Agreement (CYS Investments, Inc.), Merger Agreement (Two Harbors Investment Corp.)

Record Holders. The Corporation and its the transfer agent for the Series A Preferred Stock may deem and treat the record holder of any Series A Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its the transfer agent shall be affected by any notice to the contrary.

Appears in 3 contracts

Samples: Asset Purchase Agreement (True Nature Holding, Inc.), Merger Agreement (Digirad Corp), Preferred Stock Equity Facility Agreement (Intrexon Corp)

Record Holders. The Corporation and its transfer agent may shall deem and treat the record holder Holder of any shares of Series A F Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent shall be affected by any notice to the contrary.

Appears in 2 contracts

Samples: Share Exchange Agreement (Giga Tronics Inc), Share Exchange Agreement (Giga Tronics Inc)

Record Holders. The Corporation and its transfer agent agent, if any, for the Series A Preferred Stock may deem and treat the record holder of any shares of Series A Preferred Stock as reflected on the books and records of the Corporation as the sole true and lawful owner thereof for all purposes, and neither the Corporation nor its any such transfer agent shall be affected by any notice to the contrary.

Appears in 2 contracts

Samples: Share Purchase Agreement (BTCS Inc.), Share Exchange Agreement (Discovery Gold Corp)

Record Holders. The To the fullest extent permitted by applicable law, the Corporation and its transfer agent the Transfer Agent for the Series B Participating Preferred Stock may deem and treat the record holder of any share of Series A B Participating Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent the Transfer Agent shall be affected by any notice to the contrary.

Appears in 2 contracts

Samples: Stock Purchase Agreement (DHT Holdings, Inc.), Stock Purchase Agreement (DHT Holdings, Inc.)

Record Holders. The Corporation and its transfer agent the Transfer Agent may deem and treat the record holder of any Series A "A" Preferred Stock Shares as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent the Transfer Agent shall be affected by any notice to the contrary.

Appears in 2 contracts

Samples: Convertible Promissory Note Purchase Agreement, Convertible Promissory Note Purchase Agreement (Platinum Research Organization, Inc.)

Record Holders. The Corporation Company and its transfer agent may deem and treat the record holder of any Series A Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation Company nor its transfer agent shall be affected by any notice to the contrary.

Appears in 2 contracts

Samples: Royalty Payment Agreement (Legacy Education Alliance, Inc.), Royalty Payment Agreement (Priced in Corp.)

Record Holders. The Corporation and its the transfer agent for the Series C Preferred Stock may deem and treat the record holder of any Series A C Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its the transfer agent shall be affected by any notice to the contrary.

Appears in 2 contracts

Samples: Deposit Agreement (AGNC Investment Corp.), Loan Agreement (Miller Energy Resources, Inc.)

Record Holders. The Corporation and its transfer agent may deem and treat the record holder of any shares of Series A Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent shall be affected by any notice to the contrary.

Appears in 2 contracts

Samples: Internalization Agreement (Carey Watermark Investors Inc), Internalization Agreement (Carey Watermark Investors 2 Inc)

Record Holders. The To the fullest extent permitted by applicable law, the Corporation and its the transfer agent for the Series [C] Preferred Stock may deem and treat the record holder of any share of Series A [C] Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its such transfer agent shall be affected by any notice to the contrary.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Metlife Inc), Stock Purchase Agreement (American International Group Inc)

Record Holders. The Corporation and its transfer agent the Transfer Agent may deem and treat the record holder of any Series A B Preferred Stock Shares as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent the Transfer Agent shall be affected by any notice to the contrary.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Gfi Co), Purchase Agreement (Prudential Insurance Co of America)

Record Holders. The Corporation and its transfer agent may deem and treat the record holder of any Series A I Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent shall be affected by any notice to the contrary.

Appears in 2 contracts

Samples: Merger Agreement (Rouse Properties, Inc.), Merger Agreement (Brookfield Asset Management Inc.)

Record Holders. The To the fullest extent permitted by applicable law, the Corporation and its the transfer agent for the Series [B] Preferred Stock may deem and treat the record holder of any share of Series A [B] Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its such transfer agent shall be affected by any notice to the contrary.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Metlife Inc), Stock Purchase Agreement (American International Group Inc)

Record Holders. The Corporation and its transfer agent the Transfer Agent may deem and treat the record holder of any Series A Preferred Stock Shares as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent the Transfer Agent shall be affected by any notice to the contrary.

Appears in 2 contracts

Samples: Merger Agreement (KBS Strategic Opportunity REIT, Inc.), Stock Purchase Agreement (Reckson Associates Realty Corp)

Record Holders. The Corporation and its the transfer agent for the Series H Preferred Stock may deem and treat the record holder of any Series A H Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its the transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Merger Agreement (Annaly Capital Management Inc)

Record Holders. The Corporation and its transfer agent the Transfer Agent may deem and treat the record holder of any Series A shares of Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent the Transfer Agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Exchange Agreement (Goodrich Petroleum Corp)

Record Holders. The Corporation To the fullest extent permitted by applicable law, the Company and its any transfer agent for the Series A Preferred Stock may deem and treat the record holder of any share of Series A Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation Company nor its such transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Private Placement Subscription Agreement (BankGuam Holding Co)

Record Holders. The Corporation and its the Corporation's transfer agent may deem and treat the record holder of any Series A shares of Preferred Stock Series C as the true and lawful owner thereof for all purposes, and neither the Corporation nor its the Corporation's transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Merger Agreement (Digital Data Networks Inc)

Record Holders. The Corporation and its transfer agent the Transfer Agent may deem and treat the record holder of any Series A Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent the Transfer Agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Merger Agreement (MPG Office Trust, Inc.)

Record Holders. The Corporation and its transfer agent the Transfer Agent may deem and treat the record holder of any shares of Series A D Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent the Transfer Agent shall be affected by any notice to the contrary.. [Signatures begin on next page]

Appears in 1 contract

Samples: Stock Purchase Agreement (Intercel Inc/De)

Record Holders. The Corporation and its the Corporation's transfer agent may deem and treat the record holder of any shares of Series A Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its the Corporation's transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Purchase Agreement (Alterra Healthcare Corp)

Record Holders. The Corporation and its transfer agent the Transfer Agent may deem and treat the record holder of any share of Series A _____ Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent the Transfer Agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Stock Option Agreement (Dynex Capital Inc)

Record Holders. The Corporation Company and its transfer agent may deem and treat the record holder of any Series A I Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation Company nor its transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Series I Preferred Stock Exchange Agreement (Brookfield Asset Management Inc.)

Record Holders. The Corporation and its the transfer agent for the Permanent Preferred Stock may deem and treat the record holder of any Series A shares of Permanent Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its the transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Merger Agreement (Urs Corp /New/)

Record Holders. The Corporation Company and its the Company's transfer agent may deem and treat the record holder of any shares of Series A B Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation Company nor its the Company's transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Purchase Agreement (Alterra Healthcare Corp)

Record Holders. The Corporation and its transfer agent the Transfer Agent may deem and treat the record holder of any shares of Series A B Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent the Transfer Agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Stock Purchase Agreement (Scana Corp)

Record Holders. The Corporation and its the Corporation's transfer agent may deem and treat the record holder of any Series A shares of Preferred Stock Series A-1 as the true and lawful owner thereof for all purposes, and neither the Corporation nor its the Corporation's transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Merger Agreement (Digital Data Networks Inc)

Record Holders. The Corporation and its transfer agent may the Transfer Agent shall deem and treat the record holder of any Series A Preferred Stock Shares as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent the Transfer Agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Merger Agreement (Adcare Health Systems, Inc)

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Record Holders. The Corporation and its transfer agent agent, if any, for the Series C Preferred Stock may deem and treat the record holder of any shares of Series A C Preferred Stock as reflected on the books and records of the Corporation as the sole true and lawful owner thereof for all purposes, and neither the Corporation nor its any such transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Merger Agreement (Spiral Energy Tech., Inc.)

Record Holders. The Corporation and its transfer agent the Transfer Agent may deem and treat the record holder of any shares of Series A F Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent the Transfer Agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Stock Purchase Agreement (Powertel Inc /De/)

Record Holders. The Corporation and its the Corporation's transfer agent may deem and treat the record holder of any Series A shares of Preferred Stock Series A-2 as the true and lawful owner thereof for all purposes, and neither the Corporation nor its the Corporation's transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Merger Agreement (Digital Data Networks Inc)

Record Holders. The Corporation and its transfer agent agent, if any, for the Series B Preferred Stock may deem and treat the record holder of any shares of Series A B Preferred Stock as reflected on the books and records of the Corporation as the sole true and lawful owner thereof for all purposes, and neither the Corporation nor its any such transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Merger Agreement (All for One Media Corp.)

Record Holders. The Corporation and its transfer agent agent, if any, for the Series __ Preferred Stock may deem and treat the record holder of any shares of Series A __ Preferred Stock as reflected on the books and records of the Corporation as the sole true and lawful owner thereof for all purposes, and neither the Corporation nor its any such transfer agent shall be affected by any notice to the contrary. Upon request, the Corporation will provide the total number of issued and outstanding shares of Series __ Preferred Stock to any holder thereof.

Appears in 1 contract

Samples: Capital Markets and Advisory Agreement (Intellicell Biosciences, Inc.)

Record Holders. The To the fullest extent permitted by applicable law, the Corporation and its the transfer agent agent, if any, for the Series A Preferred Stock may deem and treat the record holder of any share of Series A Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its any such transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Share Exchange Agreement (Green Dot Corp)

Record Holders. The Corporation and its transfer agent may the Transfer Agent shall deem and treat the record holder of any shares of Series A Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent the Transfer Agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Amendment Agreement (AMERI Holdings, Inc.)

Record Holders. The Corporation and its transfer agent the Transfer Agent may deem and treat the record holder of any Series A shares of Convertible Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent the Transfer Agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Mineral and Mining Lease (ASPA Gold Corp)

Record Holders. The Corporation Company and its the transfer agent for the Series C Preferred Stock may deem and treat the record holder of any Series A C Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation Company nor its the transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Merger Agreement (Dupont Fabros Technology, Inc.)

Record Holders. The To the fullest extent permitted by applicable law, the Corporation and its transfer agent the Transfer Agent for the Series A Participating Preferred Stock may deem and treat the record holder of any share of Series A Participating Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent the Transfer Agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Investment Agreement (DHT Holdings, Inc.)

Record Holders. The To the fullest extent permitted by applicable law, the Corporation and its the Corporation’s transfer agent for the Series B Preferred Stock may deem and treat the record holder of any share of Series A B Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its such transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Temporary Bank Charter Protection Agreement (LendingClub Corp)

Record Holders. The Corporation Company and its transfer agent may deem and treat the record holder of any Series A D Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation Company nor its transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Revolving Credit Agreement (Digital Realty Trust, L.P.)

Record Holders. The Corporation and its transfer agent the Transfer Agent may deem and treat the record holder of any shares of Series A C Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent the Transfer Agent shall be affected by any notice to the contrary.. [Signatures begin on next page]

Appears in 1 contract

Samples: Stock Purchase Agreement (Intercel Inc/De)

Record Holders. The Corporation and its the transfer agent for the 7% Preferred Stock may deem and treat the record holder of any Series A share of 7% Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its such transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Merger Agreement (Independent Insurance Group Inc)

Record Holders. The To the fullest extent permitted by applicable law, the Corporation and its the transfer agent for the Series D Preferred Stock may deem and treat the record holder of any share of the Series A D Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its such transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Share Exchange Agreement (United Community Banks Inc)

Record Holders. The Corporation and its transfer agent may the Transfer Agent shall deem and treat the record holder of any shares of Series A B Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its transfer agent the Transfer Agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Exchange Agreement (ATRM Holdings, Inc.)

Record Holders. The Corporation To the fullest extent permitted by applicable law, the Company and its transfer agent the Transfer Agent for Series C Preferred Stock may deem and treat the record holder of any share of the Series A C Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation Company nor its transfer agent such Transfer Agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Series C Perpetual, Convertible, Participating Preferred Stock Purchase Agreement (American International Group Inc)

Record Holders. The Corporation and its the Corporation's transfer agent may deem and treat the record holder of any Series A shares of Preferred Stock Series B as the true and lawful owner thereof for all purposes, and neither the Corporation nor its the Corporation's transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Merger Agreement (Digital Data Networks Inc)

Record Holders. The Corporation and its the Corporation's transfer agent may deem and treat the record holder of any shares of Series A B-1 Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its the Corporation's transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Loan Agreement (Alterra Healthcare Corp)

Record Holders. The To the fullest extent permitted by applicable law, the Corporation and its the transfer agent for Series A Preferred Stock may deem and treat the record holder of any share of Series A Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its such transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Broadway Financial Corp \De\)

Record Holders. The To the fullest extent permitted by applicable law, the Corporation and its any transfer agent for the Series A Preferred Stock may deem and treat the record holder of any share of the Series A Preferred Stock as the true and lawful owner thereof for all purposes, and neither the Corporation nor its any such transfer agent shall be affected by any notice to the contrary.

Appears in 1 contract

Samples: Settlement Agreement (General Motors Co)

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