Record-Keeping and Disclosure. You further agree to keep such records with respect to each investor, his suitability and the amount of Interests sold and retain such records for such period of time as may be required by the SEC, any State securities commission, FINRA or by the Partnership. You agree to obtain and to forward to the Partnership any representation letters or related documents, if any, as are set forth in the Subscription Agreement which is Exhibit C to the Prospectus.
Appears in 3 contracts
Samples: ICON Oil & Gas Fund, ICON Equipment & Corporate Infrastructure Fund Fourteen, L.P., ICON Equipment & Corporate Infrastructure Fund Fourteen, L.P.
Record-Keeping and Disclosure. You further agree to keep and make available to the Partnership such records with respect to each investor, his or her suitability and the amount of Interests sold sold, and to retain such records for such period of time as may be required by the SEC, any State securities commission, FINRA or by the Partnership. You agree to obtain and to forward to the Partnership any representation letters or related documents, if any, as are set forth in the Subscription Agreement which is Exhibit C to the ProspectusAgreement.
Appears in 2 contracts
Samples: Icon Eci Fund Fifteen, L.P., Icon Eci Fund Fifteen, L.P.
Record-Keeping and Disclosure. You hereby further agree to keep such records with respect to each investor, his suitability and the amount of Interests sold and retain such records for such period of time as may be required by the SEC, any State securities commission, FINRA or by the Partnership. You agree to obtain and to forward to the Partnership General Partner any representation letters or related documents, if any, as are set forth in the Subscription Agreement which is Instructions in Exhibit C to the Prospectus.
Appears in 2 contracts
Samples: ICON Equipment & Corporate Infrastructure Fund Fourteen, L.P., ICON Equipment & Corporate Infrastructure Fund Fourteen, L.P.
Record-Keeping and Disclosure. You further agree to keep such records with respect to each investor, his suitability and the amount of Interests Shares sold and retain such records for such period of time as may be required by the SECU.S. Securities and Exchange Commission (the "Commission"), any State state securities commission, FINRA the NASD or by the PartnershipCompany. You agree to obtain and to forward to the Partnership Company any representation letters or related documents, if any, as are set forth in the Subscription Agreement which is Instructions in Exhibit C to the Prospectus.
Appears in 2 contracts
Samples: Dealer Management Agreement (Icon Income Fund Nine LLC), Dealer Management Agreement (Icon Income Fund Nine LLC)
Record-Keeping and Disclosure. You further agree to keep such records with respect to each investor, his suitability and the amount of Interests Shares sold and retain such records for such period of time as may be required by the SEC, any State state securities commission, FINRA the NASD or by the PartnershipCompany. You agree to obtain and to forward to the Partnership Company any representation letters or related documents, if any, as are set forth in the Subscription Agreement which is Exhibit C to the Prospectus.
Appears in 1 contract
Samples: Dealer Manager Agreement (ICON Leasing Fund Twelve, LLC)
Record-Keeping and Disclosure. You further agree to keep such records with respect to each investor, his suitability and the amount of Interests Units sold and retain such records for such period of time as may be required by the SECU.S. Securities and Exchange Commission, any State state securities commission, FINRA the NASD or by the Partnership. You agree provide the Partnership with to obtain and to forward to the Partnership any representation letters or related documents, if any, as are set forth in the Subscription Agreement which is Instructions in Exhibit C to the Prospectus.
Appears in 1 contract
Samples: Selling Dealer Agreement (Icon Income Fund Eight /De)
Record-Keeping and Disclosure. You further agree to keep such records with respect to each investor, his suitability and the amount of Interests sold and retain such records for such period of time as may be required by the SEC, any State securities commission, FINRA or by the Partnershipeach partnership. You agree to obtain and to forward to the Partnership each partnership any representation letters or related documents, if any, as are set forth in the Subscription Agreement Agreement, a form of which is attached as Exhibit C to the applicable Prospectus.
Appears in 1 contract
Samples: ICON Oil & Gas Fund
Record-Keeping and Disclosure. You further agree to keep such records with respect to each investor, his suitability and the amount of Interests Units sold and retain such records for such period of time as may be required by the SECU.S. Securities and Exchange Commission (the "Commission"), any State state securities commission, FINRA the NASD or by the Partnership. You agree to obtain and to forward to the Partnership any representation letters or related documents, if any, as are set forth in the Subscription Agreement which is Instructions in Exhibit C to the Prospectus.
Appears in 1 contract
Samples: Dealer Manager Agreement (Icon Income Fund Eight /De)
Record-Keeping and Disclosure. You further agree to keep such records with respect to each investor, his suitability and the amount of Interests Shares sold and retain such records for such period of time as may be required by the SEC, any State state securities commission, FINRA the NASD or by the PartnershipCompany. You agree to obtain and to forward to the Partnership Company any representation letters or related documents, if any, as are set forth in the Subscription Agreement which is Instructions in Exhibit C to the Prospectus.
Appears in 1 contract
Samples: Icon Income Fund Ten LLC